13F-HR filed by GOFEN & GLOSSBERG LLC /IL/
GOFEN & GLOSSBERG LLC /IL/ filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-13, with 623 holding rows worth $4,266,724,000.
- Accession
- 0000315498-21-000004
- Filer
- CIK 315498
- Filed
- 2021-10-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 623 entries on the cover page, a total value of $4,266,724,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,266,729,000 with VALUE read as thousands by filing date, 13F file number 028-01240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COLLEGE RETIREMENT EQU STK ACC | 194408126 | MF | 325 | $241,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,888 | $240,000 | thousands by filing date | |
| DFA INTERNATIONAL CORE EQUITY 2 I | 233203371 | EQUITY FUNDS | 15,096 | $240,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,004 | $239,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,422 | $239,000 | thousands by filing date | |
| VANGUARD MUN BOND FUND INC | 922907878 | Tax-Exempt, Investment Grade, Intermediate-Term | 16,267 | $239,000 | thousands by filing date | |
| FIDELITY ADVISOR NEW INSIGHTS A | 316071208 | USD | 5,771 | $238,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 300 | $237,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,205 | $235,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 600 | $235,000 | thousands by filing date | |
| VANGUARD SHORT-TERM TAX-EXEMPT FUND ADMIRAL SHARES | 922907803 | SHS | 14,775 | $235,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,065 | $234,000 | thousands by filing date | |
| T. ROWE PRICE SCIENCE & TECH | 77957M102 | Mutual Fund | 3,914 | $234,000 | thousands by filing date | |
| OAKMARK SELECT INVESTOR | 413838608 | MFA | 3,749 | $234,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 4,566 | $233,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,562 | $232,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 9,566 | $232,000 | thousands by filing date | |
| DFA US LARGE CAP GROWTH | 23320G281 | EQUITY FUNDS | 7,552 | $231,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 22,903 | $230,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 375 | $229,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 400 | $228,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 800 | $227,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,483 | $226,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,187 | $225,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 6,033 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 13,500 | $225,000 | thousands by filing date | |
| PIMCO INCOME | 72201F490 | COM | 18,662 | $225,000 | thousands by filing date | |
| Janus Henderson Research D | 47103E759 | COM | 3,123 | $223,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 576 | $222,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 6,561 | $219,000 | thousands by filing date | |
| FUNDAMENTAL INVESTORS | 360802102 | MFD | 2,905 | $219,000 | thousands by filing date | |
| DODGE & COX INT'L | 256206103 | IFD | 4,608 | $218,000 | thousands by filing date | |
| T ROWE PRICE TAX FREE INCOME F | 779576107 | MF | 20,945 | $218,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,000 | $217,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 11,300 | $217,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 4,800 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,648 | $215,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 8,250 | $215,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 15,148 | $214,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 5,456 | $214,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 2,391 | $213,000 | thousands by filing date | |
| OAKMARK ADVISOR | 413838798 | COM | 1,834 | $212,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,982 | $211,000 | thousands by filing date | |
| VANGUARD WELLESLEY INCOME FD | 921938205 | ADMIRAL SHARES | 2,978 | $211,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,096 | $210,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,188 | $210,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 9,500 | $210,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,265 | $209,000 | thousands by filing date | |
| Dreyfus Mid Cap Index I Fd | 05588M100 | COM | 5,500 | $209,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 3,292 | $208,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 13,075 | $208,000 | thousands by filing date | |
| JP Morgan Global Allocation fd | 48121L692 | COM | 9,071 | $208,000 | thousands by filing date | |
| WASHINGTON MUTUAL INVS FD | 939330106 | Common, Large Cap Value | 3,748 | $207,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,758 | $206,000 | thousands by filing date | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 6,063 | $205,000 | thousands by filing date | |
| Northern High Yield Fixed Inc | 665162699 | COM | 29,823 | $204,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,664 | $203,000 | thousands by filing date | |
| HARVEST HEALTH & REC INC COM SUB VTG | 41755M102 | Common Stock | 64,000 | $200,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 18,915 | $193,000 | thousands by filing date | |
| BLACKROCK STRATEGIC INCOME OPPS INSTL | 09260B382 | NTF BOND FUNDS | 18,211 | $188,000 | thousands by filing date | |
| Catalyst Enhanced Inc Strat Fd | 62827P436 | COM | 16,841 | $188,000 | thousands by filing date | |
| Segall Bryant & Hamill Shrt Tr | 81580H670 | COM | 18,261 | $185,000 | thousands by filing date | |
| T. ROWE PRICE INTERNATIO | 77958A107 | EQUITY FUNDS | 11,034 | $181,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 72,500 | $169,000 | thousands by filing date | |
| T. ROWE PRICE ULTRA SHORT-TERM BOND FUND | 77957P303 | OPEN END TAXABLE NO LOAD FUND | 32,696 | $166,000 | thousands by filing date | |
| Vanguard Long-Term Tax-Exempt | 922907308 | Mutual Fund | 13,374 | $162,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 15,049 | $160,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 11,770 | $159,000 | thousands by filing date | |
| Litman Gregory Master Alter St | 53700T801 | COM | 12,791 | $156,000 | thousands by filing date | |
| AllianceBernstein Sm/Mdcap Gr | 018636100 | COM | 10,183 | $154,000 | thousands by filing date | |
| FEDERATED HERMES INSTL HIGH YIELD BD IS | 31420B300 | COM | 14,938 | $149,000 | thousands by filing date | |
| JOHN HANCOCK INCOME FUND | 410227839 | XXX | 21,554 | $143,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 20,000 | $136,000 | thousands by filing date | |
| NEOVOLTA INC | 640655106 | CMN | 19,000 | $133,000 | thousands by filing date | |
| JPMORGAN INCOME BUILDER FUND CLASS I | 4812A3254 | Mutual Fund | 11,428 | $131,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 11,000 | $126,000 | thousands by filing date | |
| TERRASCEND CORP | 88105E108 | COM | 17,000 | $120,000 | thousands by filing date | |
| T ROWE PRICE HIGH YIELD FUND | 741481105 | Com | 17,807 | $119,000 | thousands by filing date | |
| RIV Capital | 768014102 | COM | 100,000 | $117,000 | thousands by filing date | |
| PIMCO INTERNATIONAL BOND (USD-HDG) INSTL | 693390882 | BOND FUNDS | 10,517 | $114,000 | thousands by filing date | |
| Eaton Vance Emerging Markets Dbt Opps I (EIDOX) | 27827V402 | Mutual Fund | 12,768 | $113,000 | thousands by filing date | |
| Goodness Growth Holdings Inc | 38238W103 | COM | 65,000 | $104,000 | thousands by filing date | |
| Tudor Gold | 89901P107 | COM | 56,000 | $101,000 | thousands by filing date | |
| GLASS HOUSE BRANDS INC | 377130406 | SUB REG LTD VTG | 20,000 | $100,000 | thousands by filing date | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 10,000 | $81,000 | thousands by filing date | |
| Cannabist Company Holdings Inc | 197309107 | COM | 20,000 | $78,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 12,250 | $76,000 | thousands by filing date | |
| 4front Ventures Corp | 35086B207 | Com | 70,000 | $73,000 | thousands by filing date | |
| VANGUARD HIGH YIELD CORPORATE BOND FUND ADMIRAL SHARES | 922031760 | SHS | 11,719 | $70,000 | thousands by filing date | |
| TPCO HOLDING CORP 1:1 EXC 7/11/23 38090M102 | 87270T106 | 1:1 EXC 7/11/23 38090M102 | 20,000 | $64,000 | thousands by filing date | |
| Vext Science | 925540106 | COM | 100,000 | $63,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 25,000 | $59,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 25,000 | $55,000 | thousands by filing date | |
| LORD ABBETT SH/DUR C | 543916704 | Mutual Funds | 12,990 | $55,000 | thousands by filing date | |
| REVIVE THERAPEUTICS LIMITED COM NPV | 761516103 | Listed Stock | 150,000 | $53,000 | thousands by filing date | |
| C21 Investments | 12675Q101 | COM | 75,000 | $53,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 25,000 | $52,000 | thousands by filing date | |
| North Energy ASA | R62649109 | COM | 17,350 | $48,000 | thousands by filing date | |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 10,000 | $46,000 | thousands by filing date | |
| Gage Growth | 362656407 | COM | 25,000 | $46,000 | thousands by filing date | |
| Harborside Inc | 411620107 | COM | 53,396 | $44,000 | thousands by filing date | |
| JUSHI HLDGS INC F | 48213Y107 | FGC | 10,000 | $42,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 15,080 | $36,000 | thousands by filing date | |
| IM CANNABIS CORP | 44969Q208 | COM NEW | 10,000 | $35,000 | thousands by filing date | |
| NUMINUS WELLNESS INC | 67054W103 | Common Stock | 50,000 | $31,000 | thousands by filing date | |
| Slang Worldwide Inc | 831006200 | COM | 200,000 | $31,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 25,000 | $30,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 20,000 | $29,000 | thousands by filing date | |
| Hollister Biosciences | 435631106 | COM | 100,000 | $18,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 12,740 | $16,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 25,000 | $15,000 | thousands by filing date | |
| BellRock Brands | 07987E101 | COM | 185,000 | $15,000 | thousands by filing date | |
| Transportation and Logistics Systems Inc Ordinary Shares | 89388L108 | COM | 540,000 | $14,000 | thousands by filing date | |
| BRAXIA SCIENTIFIC CORP COM NPV | 105736102 | Listed Stock | 40,000 | $7,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 10,000 | $7,000 | thousands by filing date | |
| DEFENTECT GROUP INC | 244639100 | COMMON | 23,000 | $2,000 | thousands by filing date | |
| NUTRA PHARMA ORD | 67060U208 | COM | 500,000 | $1,000 | thousands by filing date | |
| Medical Cannabis Pymt Solution | 584502108 | COM | 101,000 | $1,000 | thousands by filing date | |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Options Media Group | 684008105 | Com | 234,993 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIASPACE INC | 92554W106 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITRO TECH | 92851M108 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dragontail Systems | Q32679104 | COM | 52,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315498-21-000004 | this filing | 2021-10-13 | acceptance time not in the bulk data set |