13F-HR filed by GOFEN & GLOSSBERG LLC /IL/
GOFEN & GLOSSBERG LLC /IL/ filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-07-13, with 578 holding rows worth $4,208,144,000.
- Accession
- 0000315498-21-000003
- Filer
- CIK 315498
- Filed
- 2021-07-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 578 entries on the cover page, a total value of $4,208,144,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,208,142,000 with VALUE read as thousands by filing date, 13F file number 028-01240. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BXP INC COM | 101121101 | REIT | 2,000 | $229,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 2,391 | $228,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 13,500 | $228,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 8,750 | $228,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 918 | $226,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,500 | $226,000 | thousands by filing date | |
| DODGE & COX INT'L | 256206103 | IFD | 4,608 | $226,000 | thousands by filing date | |
| OAKMARK SELECT INVESTOR | 413838608 | MFA | 3,749 | $226,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 15,048 | $224,000 | thousands by filing date | |
| Janus Henderson Research D | 47103E759 | COM | 3,123 | $224,000 | thousands by filing date | |
| FUNDAMENTAL INVESTORS | 360802102 | MFD | 2,903 | $222,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,005 | $221,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 6,472 | $221,000 | thousands by filing date | |
| T ROWE PRICE TAX FREE INCOME F | 779576107 | MF | 20,945 | $221,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 800 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,648 | $215,000 | thousands by filing date | |
| BNY Mellon Small Cap Stock Fun | 05569M889 | MF | 8,671 | $215,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 4,800 | $213,000 | thousands by filing date | |
| Dreyfus Mid Cap Index I Fd | 05588M100 | COM | 5,500 | $213,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,032 | $212,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,516 | $212,000 | thousands by filing date | |
| VANGUARD WELLESLEY INCOME FD | 921938205 | ADMIRAL SHARES | 2,978 | $212,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,365 | $209,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 370 | $209,000 | thousands by filing date | |
| WASHINGTON MUTUAL INVS FD | 939330106 | Common, Large Cap Value | 3,747 | $209,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,188 | $207,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,265 | $206,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 3,959 | $205,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 400 | $204,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,510 | $204,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,663 | $203,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,000 | $203,000 | thousands by filing date | |
| Northern High Yield Fixed Inc | 665162699 | COM | 29,503 | $203,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 19,049 | $199,000 | thousands by filing date | |
| TERRASCEND CORP | 88105E108 | COM | 17,000 | $195,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 11,000 | $189,000 | thousands by filing date | |
| Catalyst Enhanced Inc Strat Fd | 62827P436 | COM | 16,841 | $189,000 | thousands by filing date | |
| Segall Bryant & Hamill Shrt Tr | 81580H670 | COM | 18,261 | $185,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 13,915 | $182,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 12,302 | $176,000 | thousands by filing date | |
| T. ROWE PRICE ULTRA SHORT-TERM BOND FUND | 77957P303 | OPEN END TAXABLE NO LOAD FUND | 32,640 | $166,000 | thousands by filing date | |
| Vanguard Long-Term Tax-Exempt | 922907308 | Mutual Fund | 13,374 | $164,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 20,000 | $158,000 | thousands by filing date | |
| AllianceBernstein Sm/Mdcap Gr | 018636100 | COM | 10,183 | $153,000 | thousands by filing date | |
| FEDERATED HERMES INSTL HIGH YIELD BD IS | 31420B300 | COM | 14,938 | $150,000 | thousands by filing date | |
| T. ROWE PRICE TAX-FREE H | 741486104 | NTF BOND FUNDS | 11,803 | $150,000 | thousands by filing date | |
| VANGUARD LONG TERM TAX EXEMPT FUND ADMIRAL SHARES | 922907860 | SHS | 11,215 | $138,000 | thousands by filing date | |
| NEOVOLTA INC | 640655106 | CMN | 19,000 | $125,000 | thousands by filing date | |
| T ROWE PRICE HIGH YIELD FUND | 741481105 | Com | 17,807 | $119,000 | thousands by filing date | |
| Goodness Growth Holdings Inc | 38238W103 | COM | 65,000 | $119,000 | thousands by filing date | |
| Eaton Vance Emerging Markets Dbt Opps I (EIDOX) | 27827V402 | Mutual Fund | 12,768 | $115,000 | thousands by filing date | |
| PIMCO INTERNATIONAL BOND (USD-HDG) INSTL | 693390882 | BOND FUNDS | 10,517 | $114,000 | thousands by filing date | |
| Tudor Gold | 89901P107 | COM | 56,000 | $110,000 | thousands by filing date | |
| Cannabist Company Holdings Inc | 197309107 | COM | 20,000 | $93,000 | thousands by filing date | |
| 4front Ventures Corp | 35086B207 | Com | 70,000 | $88,000 | thousands by filing date | |
| Harborside Inc | 411620107 | COM | 50,000 | $74,000 | thousands by filing date | |
| REVIVE THERAPEUTICS LIMITED COM NPV | 761516103 | Listed Stock | 150,000 | $71,000 | thousands by filing date | |
| C21 Investments | 1267SQ101 | COM | 70,000 | $68,000 | thousands by filing date | |
| KUSHCO HOLDINGS INC | 50133S103 | COM | 50,000 | $57,000 | thousands by filing date | |
| TPCO HOLDING CORP 1:1 EXC 7/11/23 38090M102 | 87270T106 | 1:1 EXC 7/11/23 38090M102 | 10,000 | $56,000 | thousands by filing date | |
| LORD ABBETT SH/DUR C | 543916704 | Mutual Funds | 12,938 | $55,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 25,000 | $51,000 | thousands by filing date | |
| Slang Worldwide Inc | 831006200 | COM | 200,000 | $42,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 25,000 | $40,000 | thousands by filing date | |
| Vext Science | 925540106 | COM | 50,000 | $30,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 20,000 | $24,000 | thousands by filing date | |
| Hollister Biosciences | 435631106 | COM | 100,000 | $23,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 12,740 | $19,000 | thousands by filing date | |
| BRAXIA SCIENTIFIC CORP COM NPV | 105736102 | Listed Stock | 40,000 | $10,000 | thousands by filing date | |
| BellRock Brands | 07987E101 | COM | 185,000 | $9,000 | thousands by filing date | |
| Dragontail Systems | Q32679104 | COM | 52,500 | $9,000 | thousands by filing date | |
| NUTRA PHARMA ORD | 67060U208 | COM | 500,000 | $3,000 | thousands by filing date | |
| Medical Cannabis Pymt Solution | 584502108 | COM | 101,000 | $2,000 | thousands by filing date | |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEFENTECT GROUP INC | 244639100 | COMMON | 23,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Options Media Group | 684008105 | Com | 234,993 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIASPACE INC | 92554W106 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITRO TECH | 92851M108 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315498-21-000003 | this filing | 2021-07-13 | acceptance time not in the bulk data set |