13F-HR filed by ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-28, with 614 holding rows worth $5,151,215,000.
- Accession
- 0000315123-16-000056
- Filer
- CIK 869878
- Filed
- 2016-04-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 829 entries on the cover page, a total value of $5,151,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,151,215,000 with VALUE read as thousands by filing date, 13F file number 028-02813. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO., INC.028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust CO Delaware028-11086
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 500 | $15,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 251 | $15,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 144 | $14,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 504 | $14,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 737 | $14,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 169 | $14,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 129 | $14,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 411 | $14,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 291 | $14,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,393 | $13,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 157 | $13,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 176 | $13,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 156 | $13,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 63 | $12,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 451 | $12,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 147 | $12,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 332 | $12,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 103 | $12,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 154 | $12,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 81 | $11,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 181 | $11,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 174 | $10,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 450 | $10,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 94 | $10,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 395 | $10,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 174 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 133 | $10,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 596 | $10,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 461 | $10,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 109 | $9,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 268 | $9,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 158 | $9,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 108 | $9,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 226 | $9,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 85 | $8,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 304 | $8,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 90 | $8,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 810 | $8,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 127 | $8,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 132 | $8,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 134 | $8,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 300 | $8,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 239 | $8,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 252 | $8,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 495 | $8,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 626 | $8,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 275 | $7,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 100 | $7,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 176 | $7,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 140 | $7,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 181 | $7,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 80 | $6,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 121 | $6,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 695 | $6,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 56 | $6,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 453 | $6,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 116 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 48 | $6,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 67 | $6,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 80 | $6,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 68 | $6,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 153 | $5,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 99 | $5,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 42 | $5,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 108 | $5,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 86 | $5,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 416 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 250 | $5,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 300 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 56 | $5,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 49 | $5,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 168 | $5,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 134 | $5,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 501 | $5,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 1,026 | $5,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 75 | $4,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 119 | $4,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 69 | $4,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 33 | $4,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 793 | $4,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 33 | $4,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 251 | $4,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 334 | $4,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 59 | $4,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 274 | $4,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 150 | $4,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 32 | $4,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 100 | $4,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1,639 | $4,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 800 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 100 | $3,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 80 | $3,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 55 | $3,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 98 | $3,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 167 | $3,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 38 | $3,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 42 | $3,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 21 | $2,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 500 | $2,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 18 | $2,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 28 | $2,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 6 | $2,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 1,581 | $2,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 16 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 32 | $1,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 64 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SunEdison, Inc. | 86732YXXX | Common | 316 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315123-16-000056 | this filing | 2016-04-28 | acceptance time not in the bulk data set |