13F-HR filed by ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-03, with 543 holding rows worth $5,146,656,000.
- Accession
- 0000315123-16-000042
- Filer
- CIK 869878
- Filed
- 2016-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 775 entries on the cover page, a total value of $5,146,656,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,146,656,000 with VALUE read as thousands by filing date, 13F file number 028-02813. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerROCKEFELLER & CO., INC.028-00926
- included managerROCKEFELLER TRUST COMPANY, N.A.028-02772
- included managerRockefeller Trust CO Delaware028-11086
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 2,068 | $7,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 100 | $6,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 416 | $6,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 80 | $6,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 80 | $5,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 810 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 250 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 56 | $5,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 122 | $4,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 150 | $4,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 101 | $4,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 100 | $4,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 1,639 | $4,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 48 | $3,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 6 | $3,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 800 | $3,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 106 | $3,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 500 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 100 | $3,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 80 | $3,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 21 | $2,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 18 | $2,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 28 | $2,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 300 | $2,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 138 | $2,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 6 | $2,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 129 | $2,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 316 | $2,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 16 | $1,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 9 | $1,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 105 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 167 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 32 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALEN ENERGY CORP | 87422J105 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315123-16-000042 | this filing | 2016-02-03 | acceptance time not in the bulk data set |