13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-13, with 5,426 holding rows worth $1,301,824,856,715.
- Accession
- 0000315066-24-001639
- Filer
- CIK 315066
- Filed
- 2024-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 13,994 entries on the cover page, a total value of $1,301,824,856,715 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,301,824,856,715 with VALUE read as dollars as filed, 13F file number 028-00451. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFidelity Management & Research Co LLC028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFidelity Management & Research (Canada) ULC028-19165
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
- included managerFidelity Diversifying Solutions LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 2 | $55 | dollars as filed | |
| PROSHARES TR | 74349Y100 | ETHER ETF | 1 | $54 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 4 | $53 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3 | $53 | dollars as filed | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1 | $53 | dollars as filed | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 1 | $53 | dollars as filed | |
| AYRO INC | 054748207 | COM | 30 | $53 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 2 | $52 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 1 | $52 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 3 | $52 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q883 | FLOATING RATE | 1 | $52 | dollars as filed | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 1 | $51 | dollars as filed | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 4 | $51 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 3 | $50 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1 | $50 | dollars as filed | |
| Bondbloxx Bloomberg 1 Year Target Duration US Treasury | 09789C861 | ETF | 1 | $50 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J103 | ULTRA SHORT INCM | 1 | $50 | dollars as filed | |
| AMERICAN CUSTOMER SATISFACTION ETF | 886364710 | UIT EXCHANGE TRADED | 1 | $50 | dollars as filed | |
| CELLECTAR BIOSCIENCES INC | 15117F807 | COM | 18 | $50 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q701 | ULTRA SHRT TRM | 1 | $49 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 2 | $49 | dollars as filed | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 1 | $49 | dollars as filed | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 1 | $49 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 1 | $48 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 1 | $48 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 1 | $48 | dollars as filed | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 1 | $48 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 12 | $48 | dollars as filed | |
| TIDAL ETF TR II | 88634T709 | TSLA OPTION INCM | 4 | $48 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 2 | $47 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 1 | $47 | dollars as filed | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 2 | $47 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 2 | $47 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q104 | INFL MANA BD ETF | 1 | $47 | dollars as filed | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 1 | $47 | dollars as filed | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 1 | $47 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 2 | $46 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 4 | $46 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 17 | $46 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 3 | $45 | dollars as filed | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 1 | $45 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092246 | CLOUD COMPUTNG | 2 | $45 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 14 | $45 | dollars as filed | |
| IGC PHARMA INC | 45408X308 | COM NEW | 156 | $44 | dollars as filed | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 2 | $44 | dollars as filed | |
| WISDOMTREE TR | 97717Y725 | MORTGAGE PLUS BD | 1 | $44 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188606 | CMN | 1 | $44 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 1 | $43 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 2 | $43 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 12 | $43 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q602 | CMN | 1 | $43 | dollars as filed | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 1 | $43 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072562 | AVANTIS CORE FI | 1 | $42 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 1 | $42 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1 | $42 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2 | $42 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 1 | $42 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1 | $42 | dollars as filed | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 1 | $42 | dollars as filed | |
| PROSHARES TR | 74347G465 | NANOTECH ETF | 1 | $42 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 2 | $41 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 2 | $41 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 2 | $40 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 1 | $40 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 1 | $40 | dollars as filed | |
| PROSHARES TR | 74348A566 | MERGER ETF | 1 | $40 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 1 | $40 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1 | $40 | dollars as filed | |
| PROSHARES TR | 74347G317 | SUPPLY CHAIN LOG | 1 | $40 | dollars as filed | |
| The Alkaline Wtr Co | 01643A306 | COM | 151 | $40 | dollars as filed | |
| SYNTAX ETF TR | 87166N502 | STRATIFIED US TT | 1 | $40 | dollars as filed | |
| PROSHARES TR | 74347G424 | ULSHRT TECH NEW | 5 | $40 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 1 | $39 | dollars as filed | |
| PROSHARES TR | 74347G770 | ULTRA CYBRSCURTY | 1 | $39 | dollars as filed | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 1 | $39 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 1 | $38 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 1 | $38 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 3 | $37 | dollars as filed | |
| WISDOMTREE TR | 97717Y477 | US QUALITY GROW | 1 | $37 | dollars as filed | |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 6 | $37 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 202 | $37 | dollars as filed | |
| SENESTECH INC | 81720R505 | COMMON | 29 | $37 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2 | $36 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 2 | $35 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 1 | $35 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 1 | $35 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 127 | $35 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1 | $34 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2 | $34 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 4 | $34 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 1 | $33 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H505 | ALLIA US OCT ETF | 1 | $33 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 1 | $33 | dollars as filed | |
| BITWISE FUNDS TRUST | 091748202 | TREND BITCO ETF | 1 | $33 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1 | $33 | dollars as filed | |
| NATIXIS ETF TRUST II | 63875W307 | VAUGHAN NLSN MDC | 1 | $33 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 2 | $32 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A841 | DLY GOOGL BUL 2X | 1 | $32 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 1 | $32 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 3 | $32 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 6 | $32 | dollars as filed | |
| BITWISE FUNDS TRUST | 091748301 | TRENDWISE ETHER | 1 | $32 | dollars as filed | |
| NATIXIS ETF TRUST II | 63875W208 | VAUGHAN NELSN SL | 1 | $31 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 1 | $31 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 1 | $31 | dollars as filed | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 40 | $31 | dollars as filed | |
| CEPTON INC | 15673X200 | COM | 10 | $31 | dollars as filed | |
| TORM PLC SHS CL A | G89479102 | Stock | 1 | $30 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 1 | $30 | dollars as filed | |
| KRANESHARES CALIFORNIA CARBON ALLOWANCE ETF | 500767553 | ETF | 1 | $30 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1 | $30 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 6 | $30 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 2 | $29 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 1 | $29 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 1 | $29 | dollars as filed | |
| TEMA ETF TRUST | 87975E107 | CMN | 1 | $29 | dollars as filed | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 1 | $29 | dollars as filed | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 1 | $29 | dollars as filed | |
| TIDAL TRUST I | 886364462 | GOD BLESS AMER | 1 | $29 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 40 | $29 | dollars as filed | |
| PROSHARES TR | 74347G382 | FUND | 2 | $29 | dollars as filed | |
| T. ROWE PRICE CAPITAL APPRECIATION EQUITY ETF | 87283Q867 | ETF | 1 | $28 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 1 | $28 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3 | $28 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2 | $28 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 1 | $28 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 1 | $28 | dollars as filed | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 1 | $28 | dollars as filed | |
| ALPS ETF TR | 00162Q379 | O SHARES INTL D | 1 | $28 | dollars as filed | |
| PETROS PHARMACEUTICALS INC | 71678J209 | COM NEW | 20 | $28 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 1 | $27 | dollars as filed | |
| ISHARES TR | 46436E338 | 20+ YEAR TR BD | 1 | $27 | dollars as filed | |
| RBB FD INC | 74933W577 | SGI DIVERSI TAC | 1 | $27 | dollars as filed | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 1 | $27 | dollars as filed | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 49 | $27 | dollars as filed | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 23 | $27 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416805 | HARTFORD LONGEVI | 1 | $27 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416607 | HARTFORD MLT DIV | 1 | $27 | dollars as filed | |
| MSP RECOVERY INC | 553745209 | CL A NEW | 12 | $27 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 1 | $26 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 2 | $26 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 1 | $26 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 1 | $26 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2 | $26 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 1 | $26 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 2 | $26 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 1 | $26 | dollars as filed | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 1 | $26 | dollars as filed | |
| MORGAN STANLEY ETF TRUST | 61774R866 | PARA EQ PREM ETF | 1 | $26 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66537J853 | BROOK YIELD ETF | 1 | $26 | dollars as filed | |
| ALPS ETF TR | 00162Q445 | ACTIVE REIT ETF | 1 | $26 | dollars as filed | |
| AXS SHORT INNOVATION | 46144X628 | EXCHANGE TRADED | 1 | $26 | dollars as filed | |
| TIDAL TR II | 88634T402 | THE MEET KEVIN | 1 | $26 | dollars as filed | |
| ASHFORD INC | 044104107 | COM | 7 | $26 | dollars as filed | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 1 | $25 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2 | $25 | dollars as filed | |
| CAPITOL SER TR | 14064D550 | FAIRLEAD TACTICA | 1 | $25 | dollars as filed | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 12 | $25 | dollars as filed | |
| SERIES PORTFOLIOS TR ETF INFRACAP EQUITY INCOME FD | 81752T619 | ETF | 1 | $25 | dollars as filed | |
| PROSHARES TR ETF ON-DEMAND | 74347G523 | ETF | 1 | $25 | dollars as filed | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 1 | $25 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 1 | $25 | dollars as filed | |
| WISDOMTREE TR | 97717W323 | CMN | 1 | $25 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1 | $25 | dollars as filed | |
| GLOBAL X FDS | 37960A537 | 1-3 MONTH T-BILL | 1 | $25 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 1 | $24 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1 | $24 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1 | $24 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2 | $24 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C623 | EMERGING MKT PWR | 1 | $24 | dollars as filed | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 1 | $24 | dollars as filed | |
| NN INC | 629337106 | COM | 6 | $24 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 2 | $24 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 1 | $24 | dollars as filed | |
| NULL | 301505749 | NULL | 1 | $24 | dollars as filed | |
| COMSTOCK INC | 205750300 | COM NEW | 44 | $24 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1 | $23 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 1 | $23 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y102 | CORE PLUS INCM | 1 | $23 | dollars as filed | |
| TIDAL TRUST II | 88634T774 | YIELDMAX NVDA | 1 | $23 | dollars as filed | |
| WISDOMTREE TR | 97717Y675 | TARGET RANGE FD | 1 | $23 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1 | $22 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR209 | COM NEW | 5 | $22 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1 | $22 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 6 | $22 | dollars as filed | |
| GOTHAM 1000 VALUE ETF | 886364520 | ETF | 1 | $22 | dollars as filed | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 1 | $22 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 1 | $22 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 1 | $22 | dollars as filed | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1 | $22 | dollars as filed | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1 | $22 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092311 | FIDELITY REL EST | 1 | $22 | dollars as filed | |
| PALISADE BIO INC | 696389204 | COM | 38 | $22 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1 | $21 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 1 | $21 | dollars as filed | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1 | $21 | dollars as filed | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 1 | $21 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 1 | $21 | dollars as filed | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1 | $21 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 1 | $21 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 1 | $21 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 1 | $21 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 2 | $21 | dollars as filed | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 1 | $21 | dollars as filed | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 1 | $21 | dollars as filed | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 1 | $21 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1 | $21 | dollars as filed | |
| INUVO INC | 46122W204 | COM NEW | 49 | $21 | dollars as filed | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 6 | $21 | dollars as filed | |
| SALARIUS PHARMACEUTICALS INC | 79400X305 | COM NEW | 33 | $21 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 1 | $20 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1 | $20 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1 | $20 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 1 | $20 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 1 | $20 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 1 | $20 | dollars as filed | |
| BIOTRICITY INC | 09074H203 | COMMON STOCK | 17 | $20 | dollars as filed | |
| BEELINE HOLDINGS INC COM NEW | 277802401 | Stock | 15 | $20 | dollars as filed | |
| NULL | 103197208 | NULL | 19 | $20 | dollars as filed | |
| TIDAL ETF TR | 886364678 | INDX FD | 1 | $20 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1 | $19 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 2 | $19 | dollars as filed | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 1 | $19 | dollars as filed | |
| WISDOMTREE TR | 97717Y626 | PRIVATE CREDIT | 1 | $19 | dollars as filed | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 1 | $19 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 6 | $18 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1 | $18 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2 | $18 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 1 | $18 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 5 | $18 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 1 | $18 | dollars as filed | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1 | $18 | dollars as filed | |
| TIDAL TRUST I | 886364660 | ZEGA BUY HED ETF | 1 | $18 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 1 | $18 | dollars as filed | |
| DOMINARI HOLDINGS INC | 008875304 | COM NEW | 7 | $18 | dollars as filed | |
| PROSHARES TR | 74347G572 | ULTSHT SMLCP600 | 1 | $18 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 57 | $18 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1 | $17 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 1 | $17 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 1 | $17 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 1 | $17 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1 | $17 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 2 | $17 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 1 | $17 | dollars as filed | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 1 | $17 | dollars as filed | |
| COMSCORE INC | 20564W204 | COM NEW | 1 | $17 | dollars as filed | |
| DYNATRONICS CORP | 268157500 | COM | 30 | $17 | dollars as filed | |
| HEART TEST LABORATORIES INC | 42254E104 | COMMON | 100 | $17 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1 | $16 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1 | $16 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 2 | $16 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 1 | $16 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 2 | $16 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1 | $16 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 148 | $16 | dollars as filed | |
| VANECK ETF TRUST | 92189H797 | FUTURE OF FOOD | 1 | $16 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1 | $15 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2 | $15 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2 | $15 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1 | $15 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 1 | $15 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 18 | $15 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 2 | $14 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G286 | DAILY TSLA 2X SH | 1 | $14 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1 | $14 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 2 | $14 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 1 | $14 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1 | $14 | dollars as filed | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 1 | $14 | dollars as filed | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 1 | $14 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L867 | SCHRODERS COMMOD | 1 | $14 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 1 | $13 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 1 | $13 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1 | $13 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1 | $13 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2 | $13 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1 | $13 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1 | $13 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 2 | $13 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 1 | $13 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1 | $13 | dollars as filed | |
| PROSHARES TR | 74347G580 | ULTSHT MIDCAP400 | 1 | $13 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 50 | $13 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 81 | $13 | dollars as filed | |
| RYVYL INC | 39366L307 | COM | 3 | $13 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 1 | $13 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 1 | $12 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1 | $12 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1 | $12 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1 | $12 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1 | $12 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1 | $12 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2 | $12 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1 | $12 | dollars as filed | |
| BK TECHNOLOGIES CORP | 05587G203 | COMMON STOCK | 1 | $12 | dollars as filed | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 1 | $12 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 1 | $12 | dollars as filed | |
| PROSHARES TR | 74347G564 | ULTSHT HLTHCRE | 1 | $12 | dollars as filed | |
| CBDMD INC | 12482W309 | COM | 12 | $12 | dollars as filed | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 2 | $12 | dollars as filed | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 1 | $12 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 2 | $11 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1 | $11 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1 | $11 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1 | $11 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 1 | $11 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 1 | $11 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1 | $11 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 1 | $11 | dollars as filed | |
| BTCS INC | 05581M404 | CMN | 7 | $11 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B840 | HOYA CAPT HI DIV | 1 | $11 | dollars as filed | |
| PROSHARES TR | 74347B185 | FUND | 1 | $11 | dollars as filed | |
| DIGITAL ALLY INC | 25382T200 | COM NEW | 5 | $11 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1 | $10 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1 | $10 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1 | $10 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 1 | $10 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1 | $10 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 2 | $10 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 6 | $10 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 1 | $10 | dollars as filed | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 5 | $10 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1 | $10 | dollars as filed | |
| TONIX PHARMACEUTICALS HL | 890260854 | COM | 25 | $10 | dollars as filed | |
| ALPINE 4 HLDGS INC CLASS A | 02083E204 | COM | 14 | $10 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1 | $10 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G393 | FUND | 1 | $10 | dollars as filed | |
| LISTED FDS TR | 53656F219 | PREFERRED PLUS | 1 | $10 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1 | $9 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1 | $9 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1 | $9 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 1 | $9 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 1 | $9 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 1 | $9 | dollars as filed | |
| CLEARONE INC | 18506U104 | COM | 8 | $9 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 2 | $8 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1 | $8 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1 | $8 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1 | $8 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1 | $8 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 1 | $8 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1 | $8 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2 | $8 | dollars as filed | |
| VISLINK TECHNOLOGIES INCORPORATED COM NEW | 92836Y409 | Common Stock | 2 | $8 | dollars as filed | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 1 | $8 | dollars as filed | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 1 | $8 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 1 | $8 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1 | $7 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1 | $7 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 1 | $7 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 1 | $7 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1 | $7 | dollars as filed | |
| XWELL INC | 98420U802 | COM NEW | 4 | $7 | dollars as filed | |
| COCRYSTAL PHARMA INC | 19188J409 | COM NEW | 4 | $7 | dollars as filed | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 6 | $7 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 2 | $7 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 21 | $7 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 1 | $6 | dollars as filed | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1 | $6 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 1 | $6 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1 | $6 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 2 | $6 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1 | $6 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 26 | $6 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G336 | DLY SEMICNDTR BR | 1 | $6 | dollars as filed | |
| CAMBER ENERGY INC | 13200M607 | COM | 27 | $6 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W208 | Common Stock | 1 | $6 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1 | $5 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1 | $5 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1 | $5 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2 | $5 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1 | $5 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 1 | $5 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1 | $5 | dollars as filed | |
| Avinger Inc Ordinary Shares | 053734877 | COM | 2 | $5 | dollars as filed | |
| SHIFTPIXY INC | 82452L401 | COM NEW | 1 | $5 | dollars as filed | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 2 | $5 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 1 | $4 | dollars as filed | |
| PAVMED INC | 70387R403 | COM NEW | 1 | $4 | dollars as filed | |
| NUBURU INC | 67021W103 | COM | 25 | $4 | dollars as filed | |
| IMUNON INC | 15117N602 | COM | 6 | $4 | dollars as filed | |
| THERIVA BIOLOGICS INC | 87164U409 | COM NEW | 9 | $4 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F208 | COMMON | 3 | $4 | dollars as filed | |
| BLUE STAR FOODS CORP | 09606H200 | COMMON | 26 | $4 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1 | $3 | dollars as filed | |
| CINEVERSE CORP | 172406308 | COM CL A | 2 | $3 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1 | $3 | dollars as filed | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1 | $3 | dollars as filed | |
| AYTU BIOPHARMA INC | 054754858 | COM | 1 | $3 | dollars as filed | |
| ALSET INC | 02115D208 | COM NEW | 3 | $3 | dollars as filed | |
| NULL | 84862C203 | NULL | 5 | $3 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 1 | $2 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 1 | $2 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 1 | $2 | dollars as filed | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 1 | $2 | dollars as filed | |
| ARCIMOTO INC | 039587209 | Stock | 2 | $2 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 9 | $2 | dollars as filed | |
| ENDRA LIFE SCIENCES INC | 29273B302 | COM NEW | 1 | $2 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1 | $2 | dollars as filed | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 5 | $2 | dollars as filed | |
| ETERNA THERAPEUTICS INCORPORATED COM NEW | 114082209 | COM NEW | 1 | $2 | dollars as filed | |
| ONTRAK INC | 683373302 | COM NEW | 4 | $2 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 1 | $1 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| Cango Inc/KY | 137586103 | ADS | 1 | $1 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 6 | $1 | dollars as filed | |
| DMK PHARMACEUTICALS CORP PAR $0.0001 | 00547W307 | COM | 1 | $1 | dollars as filed | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1 | $1 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 1 | $1 | dollars as filed | |
| GEOVAX LABS INC | 373678507 | COM | 4 | $1 | dollars as filed | |
| QUALIGEN THERAPEUTICS INC | 74754R202 | COMMON | 2 | $1 | dollars as filed | |
| JAGUAR HEALTH INC | 47010C706 | COMMON | 4 | $1 | dollars as filed | |
| NUWELLIS INC | 67113Y405 | COMMON | 1 | $1 | dollars as filed | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V146 | COMMON | 1 | $1 | dollars as filed | |
| THERMOGENESIS HLDGS INC | 88362L209 | COM NEW | 1 | $1 | dollars as filed | |
| HENNESSY ADVISORS INC | 425885100 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LISATA THERAPEUTICS INC | 128058302 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G138 | *W EXP 12/14/202 | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| IPOWER INC | 46265P107 | CL A | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MOMENTUS INC | 60879E200 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CLENE INC | 185634102 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| EIGHTCO HOLDINGS INC | 22890A203 | Common Stock | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INPIXON | 45790J867 | COMMON | 3 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-24-001639 | this filing | 2024-02-13 | acceptance time not in the bulk data set |