13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 5,280 holding rows worth $1,157,025,268,986.
- Accession
- 0000315066-23-002761
- Filer
- CIK 315066
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 13,081 entries on the cover page, a total value of $1,157,025,268,986 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,157,025,268,986 with VALUE read as dollars as filed, 13F file number 028-00451. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFidelity Management & Research Co LLC028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFidelity Management & Research (Canada) ULC028-19165
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 1 | $32 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1 | $32 | dollars as filed | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 1 | $32 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 1 | $32 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 2 | $32 | dollars as filed | |
| DYNATRONICS CORP | 268157500 | COM | 43 | $32 | dollars as filed | |
| SALARIUS PHARMACEUTICALS INC | 79400X305 | COM NEW | 49 | $32 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 1 | $31 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G286 | DAILY TSLA 2X SH | 2 | $31 | dollars as filed | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 1 | $31 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 1 | $31 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 1 | $30 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 2 | $30 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A841 | DLY GOOGL BUL 2X | 1 | $30 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 1 | $30 | dollars as filed | |
| LISTED FD TR | 53656F821 | TRUESHS TECH AI | 1 | $30 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 6 | $30 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 15 | $30 | dollars as filed | |
| WISA TECHNOLOGIES INC | 86633R302 | COM | 50 | $30 | dollars as filed | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1 | $29 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 1 | $29 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1 | $29 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 1 | $29 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N301 | CMN | 1 | $29 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 2 | $29 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 2 | $29 | dollars as filed | |
| ARTELO BIOSCIENCES INC | 04301G508 | COM | 20 | $29 | dollars as filed | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 62 | $29 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V716 | US SUSTAINABILTY | 1 | $28 | dollars as filed | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 1 | $28 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 2 | $28 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 1 | $28 | dollars as filed | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 49 | $28 | dollars as filed | |
| PROSHARES TR | 74347G739 | FUND | 2 | $28 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 1 | $27 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 1 | $27 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 2 | $27 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 1 | $27 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 1 | $27 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 1 | $27 | dollars as filed | |
| AMPLIFY ETF TR | 032108730 | CMN | 1 | $27 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 1 | $27 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092196 | CRYPTO IND & DIG | 2 | $27 | dollars as filed | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 1 | $26 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 18 | $26 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 1 | $26 | dollars as filed | |
| ASTORIA REAL ASSET ETF | 46141T117 | UIE | 1 | $26 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 1 | $25 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 1 | $25 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 1 | $25 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1 | $25 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 1 | $25 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 1 | $25 | dollars as filed | |
| SIMPLIFY HEALTH CARE ETF | 82889N772 | ETF | 1 | $25 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q105 | SIMP AF WORL ETF | 1 | $25 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E679 | DAILY TRANSN ETF | 1 | $25 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N632 | ENHANCED INM ETF | 1 | $25 | dollars as filed | |
| PAVMED INC | 70387R106 | COM | 86 | $25 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2 | $24 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 1 | $24 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1 | $24 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 1 | $24 | dollars as filed | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 57 | $24 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 2 | $24 | dollars as filed | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 1 | $24 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 7 | $23 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 1 | $23 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 1 | $23 | dollars as filed | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1 | $23 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1 | $23 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1 | $23 | dollars as filed | |
| CAPITOL SER TR | 14064D550 | FAIRLEAD TACTICA | 1 | $23 | dollars as filed | |
| CAPITAL GROUP INTL FOCUS EQT | 14019W109 | SHS CREAT UNIT | 1 | $22 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1 | $22 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 1 | $22 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 6 | $22 | dollars as filed | |
| TIMOTHY PLAN | 887432276 | HIGH DIVIDEND | 1 | $22 | dollars as filed | |
| TIMOTHY PLAN | 887432284 | US LARGE MID CP | 1 | $22 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 1 | $21 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1 | $21 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1 | $21 | dollars as filed | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1 | $21 | dollars as filed | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 1 | $21 | dollars as filed | |
| T2 BIOSYSTEMS INC | 89853L203 | COM NEW | 93 | $21 | dollars as filed | |
| PROSHARES TR | 74347G291 | SHORT BITCOIN | 1 | $21 | dollars as filed | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1 | $20 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 2 | $20 | dollars as filed | |
| TIDAL TRUST II | 88634T840 | YIELDMAX AMZN OP | 1 | $20 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 1 | $20 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 1 | $20 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 1 | $19 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2 | $19 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 1 | $19 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1 | $19 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 1 | $19 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 1 | $19 | dollars as filed | |
| MOLECULAR TEMPLATES INC | 608550208 | COM | 3 | $19 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D804 | LTD DUR INVT ETF | 1 | $18 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 1 | $18 | dollars as filed | |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 1 | $18 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 1 | $18 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 1 | $18 | dollars as filed | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 24 | $18 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 1 | $17 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1 | $17 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1 | $17 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1 | $17 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 1 | $17 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1 | $17 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1 | $17 | dollars as filed | |
| GLOBAL X FDS | 37960A503 | NASDAQ 100 RIS | 1 | $17 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1 | $17 | dollars as filed | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 1 | $17 | dollars as filed | |
| CBDMD INC | 12482W309 | COM | 16 | $17 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 99 | $17 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 2 | $16 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 1 | $16 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 2 | $16 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 6 | $16 | dollars as filed | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 1 | $16 | dollars as filed | |
| Avinger Inc Ordinary Shares | 053734877 | COM | 3 | $16 | dollars as filed | |
| VANECK ETF TRUST | 92189H797 | FUTURE OF FOOD | 1 | $16 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 2 | $15 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 1 | $15 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1 | $15 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1 | $15 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1 | $15 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 3 | $15 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1 | $15 | dollars as filed | |
| TALPHERA INC | 00444T209 | COM NEW | 26 | $15 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 1 | $15 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 1 | $15 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 1 | $15 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1 | $15 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 2 | $15 | dollars as filed | |
| VISLINK TECHNOLOGIES INCORPORATED COM NEW | 92836Y409 | Common Stock | 4 | $15 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 1 | $15 | dollars as filed | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 1 | $15 | dollars as filed | |
| IDEANOMICS INC | 45166V205 | COM NEW | 6 | $15 | dollars as filed | |
| NULL | 68620A203 | NULL | 12 | $15 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 3 | $14 | dollars as filed | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 3 | $14 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 1 | $14 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 3 | $14 | dollars as filed | |
| POLAR PWR INC | 73102V105 | COM | 13 | $14 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1 | $13 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1 | $13 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1 | $13 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 1 | $13 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 1 | $13 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1 | $13 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 1 | $13 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 10 | $13 | dollars as filed | |
| FRESH TRACKS THERAPEUTICS INC | 10802T204 | Com | 13 | $13 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1 | $12 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 1 | $12 | dollars as filed | |
| CINEVERSE CORP | 172406308 | COM CL A | 10 | $12 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1 | $12 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2 | $12 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2 | $12 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1 | $12 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1 | $12 | dollars as filed | |
| MOMENTUS INC | 60879E200 | COM | 6 | $12 | dollars as filed | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 1 | $12 | dollars as filed | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1 | $11 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1 | $11 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 2 | $11 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1 | $11 | dollars as filed | |
| AYTU BIOPHARMA INC | 054754858 | COM | 4 | $11 | dollars as filed | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 0 | $11 | dollars as filed | Amount filed as zero, left out of ratios. |
| EXICURE INC | 30205M200 | COM NEW | 15 | $11 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1 | $10 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1 | $10 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1 | $10 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 2 | $10 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1 | $10 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1 | $10 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 26 | $10 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 32 | $10 | dollars as filed | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 40 | $10 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 1 | $9 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1 | $9 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1 | $9 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1 | $9 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1 | $9 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 1 | $9 | dollars as filed | |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 20 | $9 | dollars as filed | |
| XWELL INC | 98420U802 | COM NEW | 4 | $9 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 5 | $9 | dollars as filed | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 1 | $9 | dollars as filed | |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 1 | $9 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W208 | Common Stock | 1 | $9 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 1 | $8 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1 | $8 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1 | $8 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1 | $8 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1 | $8 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1 | $8 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1 | $8 | dollars as filed | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 2 | $8 | dollars as filed | |
| ARCIMOTO INC | 039587209 | Stock | 10 | $8 | dollars as filed | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 10 | $8 | dollars as filed | |
| ENERGOUS CORP | 29272C202 | COM | 5 | $8 | dollars as filed | |
| PROSHARES TR | 74347G622 | ULSHRT SEMIC NEW | 1 | $8 | dollars as filed | |
| STAFFING 360 SOLUTIONS INC | 852387505 | COM NEW 2022 | 12 | $8 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 1 | $7 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1 | $7 | dollars as filed | |
| BTCS INC | 05581M404 | CMN | 7 | $7 | dollars as filed | |
| CLEARONE INC | 18506U104 | COM | 9 | $7 | dollars as filed | |
| AMPIO PHARMACEUTICALS INC | 03209T307 | COM | 2 | $7 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1 | $6 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1 | $6 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 2 | $6 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 1 | $6 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1 | $6 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 2 | $6 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G815 | CMN | 1 | $6 | dollars as filed | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 10 | $6 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1 | $6 | dollars as filed | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 6 | $6 | dollars as filed | |
| IMUNON INC | 15117N602 | COM | 6 | $6 | dollars as filed | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T306 | COM NEW | 4 | $6 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1 | $5 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1 | $5 | dollars as filed | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 12 | $5 | dollars as filed | |
| XENETIC BIOSCIENCES INC | 984015602 | COM | 1 | $5 | dollars as filed | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 1 | $5 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1 | $5 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 2 | $5 | dollars as filed | |
| VBI VACCINES INC | 91822J202 | Foreign Stock | 7 | $5 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1 | $4 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1 | $4 | dollars as filed | |
| ALSET INC | 02115D208 | COM NEW | 3 | $4 | dollars as filed | |
| ALPINE 4 HLDGS INC CLASS A | 02083E204 | COM | 6 | $4 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1 | $3 | dollars as filed | |
| TONIX PHARMACEUTICALS HL | 890260854 | COM | 6 | $3 | dollars as filed | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 4 | $3 | dollars as filed | |
| PALATIN TECHNOLOGIES INC | 696077502 | COM NEW | 2 | $3 | dollars as filed | |
| NULL | 84862C203 | NULL | 5 | $3 | dollars as filed | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 6 | $3 | dollars as filed | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 7 | $3 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1 | $2 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 3 | $2 | dollars as filed | |
| UNITED MARITIME CORPORATION | Y92335101 | CMN | 1 | $2 | dollars as filed | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 1 | $2 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 1 | $2 | dollars as filed | |
| ETERNA THERAPEUTICS INCORPORATED COM NEW | 114082209 | COM NEW | 1 | $2 | dollars as filed | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 3 | $2 | dollars as filed | |
| ASTRA SPACE INC | 04634X202 | CL A NEW | 1 | $2 | dollars as filed | |
| QUALIGEN THERAPEUTICS INC | 74754R202 | COMMON | 2 | $2 | dollars as filed | |
| AGILE THERAPEUTICS INC | 00847L308 | COMMON | 1 | $2 | dollars as filed | |
| EARGO INC | 270087208 | COMMON | 1 | $2 | dollars as filed | |
| IBIO INC COM | 451033609 | Stock | 6 | $2 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 1 | $1 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| CONTRAFECT CORP COM NEW | 212326409 | COM | 1 | $1 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 1 | $1 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1 | $1 | dollars as filed | |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K104 | COM | 4 | $1 | dollars as filed | |
| KIORA PHARMACEUTICALS INC | 49721T309 | COMMON | 2 | $1 | dollars as filed | |
| NUWELLIS INC | 67113Y405 | COMMON | 1 | $1 | dollars as filed | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 2 | $1 | dollars as filed | |
| THERMOGENESIS HLDGS INC | 88362L209 | COM NEW | 1 | $1 | dollars as filed | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HENNESSY ADVISORS INC | 425885100 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LISATA THERAPEUTICS INC | 128058302 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IPOWER INC | 46265P107 | CL A | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VIRNETX HLDG CORP | 92823T108 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| MOTUS GI HLDGS INC | 62014P405 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 2 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EIGHTCO HOLDINGS INC | 22890A203 | Common Stock | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TOUGHBUILT INDS INC | 89157G884 | COMMON | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| INPIXON | 45790J867 | COMMON | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| POLISHED COM INC | 28252C109 | CMN | 4 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SENESTECH INC | 81720R406 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MICROMOBILITY.COM INC | 42309B402 | CLASS A COM | 3 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-23-002761 | this filing | 2023-11-13 | acceptance time not in the bulk data set |