13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 5,364 holding rows worth $1,192,785,277,797.
- Accession
- 0000315066-23-002535
- Filer
- CIK 315066
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 13,188 entries on the cover page, a total value of $1,192,785,277,797 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,192,785,277,797 with VALUE read as dollars as filed, 13F file number 028-00451. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFidelity Management & Research Co LLC028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFidelity Management & Research (Canada) ULC028-19165
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 5 | $60 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1 | $59 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 55 | $59 | dollars as filed | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1 | $58 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 9 | $58 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 2 | $58 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 1 | $57 | dollars as filed | |
| TALPHERA INC | 00444T209 | COM NEW | 51 | $57 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 1 | $56 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 2 | $56 | dollars as filed | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 5 | $55 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 1 | $53 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 1 | $53 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q875 | US HIGH YIELD | 1 | $51 | dollars as filed | |
| DYNATRONICS CORP | 268157500 | COM | 67 | $51 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 1 | $50 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 1 | $50 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 3 | $50 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q701 | ULTRA SHRT TRM | 1 | $49 | dollars as filed | |
| WISDOMTREE VOYA YIELD BOND ETF | 97717Y469 | COM | 1 | $49 | dollars as filed | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 53 | $49 | dollars as filed | |
| CINEVERSE CORP | 172406308 | COM CL A | 25 | $48 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 1 | $48 | dollars as filed | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 1 | $48 | dollars as filed | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 1 | $47 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 7 | $47 | dollars as filed | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 1 | $47 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1 | $46 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1 | $46 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 6 | $46 | dollars as filed | |
| WISDOMTREE TR | 97717W323 | CMN | 2 | $46 | dollars as filed | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 1 | $46 | dollars as filed | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 1 | $45 | dollars as filed | |
| LIPOCINE INC NEW | 53630X203 | COM NEW | 9 | $45 | dollars as filed | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 11 | $45 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 5 | $44 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 13 | $44 | dollars as filed | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 1 | $44 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 28 | $43 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 1 | $43 | dollars as filed | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 1 | $43 | dollars as filed | |
| WISDOMTREE TR | 97717Y725 | MORTGAGE PLUS BD | 1 | $43 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188606 | CMN | 1 | $43 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 3 | $42 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1 | $42 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 2 | $42 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 1 | $42 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 34 | $42 | dollars as filed | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 25 | $41 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 10 | $41 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 2 | $41 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q800 | CMN | 1 | $41 | dollars as filed | |
| ACERAGEN INC COM | 00445F109 | Stock | 25 | $41 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 2 | $40 | dollars as filed | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 9 | $40 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 1 | $40 | dollars as filed | |
| ALPINE 4 HLDGS INC CLASS A | 02083E204 | COM | 20 | $40 | dollars as filed | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 62 | $40 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 1 | $39 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 1 | $39 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 1 | $39 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 6 | $39 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2 | $38 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 1 | $38 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 1 | $38 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 25 | $37 | dollars as filed | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 1 | $37 | dollars as filed | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1 | $37 | dollars as filed | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 1 | $36 | dollars as filed | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 1 | $36 | dollars as filed | |
| 9 METERS BIOPHARMA INC | 654405208 | COM | 53 | $36 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1 | $34 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 1 | $34 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 1 | $34 | dollars as filed | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 1 | $34 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 1 | $34 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1 | $34 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 1 | $34 | dollars as filed | |
| WISDOMTREE TR | 97717Y634 | CMN | 1 | $34 | dollars as filed | |
| PACER FDS TR | 69374H659 | CASH COWS ETF | 1 | $34 | dollars as filed | |
| REMARK HOLDINGS INC | 75955K300 | COM | 35 | $34 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 1 | $33 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 1 | $33 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 1 | $33 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 1 | $33 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 1 | $33 | dollars as filed | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1 | $32 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 2 | $32 | dollars as filed | |
| TIDAL TRUST I | 886364637 | FOLI AL RATE ETF | 1 | $32 | dollars as filed | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 1 | $32 | dollars as filed | |
| ABRDN ETFS | 003261203 | BBRG ALL COMMDY | 1 | $32 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1 | $31 | dollars as filed | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 1 | $31 | dollars as filed | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 1 | $31 | dollars as filed | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1 | $31 | dollars as filed | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 1 | $31 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 2 | $30 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 2 | $30 | dollars as filed | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1 | $30 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 6 | $30 | dollars as filed | |
| AVINGER INC | 053734885 | COM NEW | 42 | $30 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 6 | $29 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1 | $29 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 1 | $29 | dollars as filed | |
| AVALON GLOBOCARE CORP | 05344R203 | COM NEW | 19 | $29 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 1 | $28 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 3 | $28 | dollars as filed | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 1 | $28 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 1 | $28 | dollars as filed | |
| WISDOMTREE TR | 97717Y535 | TRUE EMERGING MK | 1 | $28 | dollars as filed | |
| WISDOMTREE TR | 97717Y642 | EMER MARK EFF FD | 1 | $28 | dollars as filed | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 1 | $28 | dollars as filed | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1 | $28 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1 | $27 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 1 | $27 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 1 | $27 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 2 | $27 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 1 | $27 | dollars as filed | |
| VANECK COPPER AND ELECTRIFICATION METALS ETF | 92189Y204 | ETF | 1 | $27 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1 | $27 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 1 | $27 | dollars as filed | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 1 | $27 | dollars as filed | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 1 | $27 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 17 | $27 | dollars as filed | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1 | $26 | dollars as filed | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 1 | $26 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 1 | $26 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 1 | $26 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 1 | $26 | dollars as filed | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 1 | $26 | dollars as filed | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 24 | $26 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 1 | $26 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 4 | $25 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N764 | HEDGED EQUITY | 1 | $25 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416805 | HARTFORD LONGEVI | 1 | $25 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416607 | HARTFORD MLT DIV | 1 | $25 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 1 | $24 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 1 | $24 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2 | $24 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 1 | $24 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 1 | $24 | dollars as filed | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 1 | $24 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 1 | $24 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 1 | $23 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 3 | $23 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 9 | $23 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 1 | $23 | dollars as filed | |
| LISTED FDS TR | 53656F870 | SHARES FOREIGN | 1 | $23 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C128 | GROWTH ACCELRTD | 1 | $23 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 1 | $23 | dollars as filed | |
| TIMOTHY PLAN | 887432276 | HIGH DIVIDEND | 1 | $23 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00775Y736 | ADVOCATE RISING | 1 | $23 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1 | $22 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 1 | $22 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2 | $22 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1 | $22 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X788 | IPOX EUROPE EQ | 1 | $22 | dollars as filed | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 1 | $22 | dollars as filed | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 1 | $22 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1 | $22 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 1 | $22 | dollars as filed | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1 | $22 | dollars as filed | |
| LISTED FDS TR | 53656F573 | OVERLAY SHS SHRT | 1 | $22 | dollars as filed | |
| XENETIC BIOSCIENCES INC | 984015602 | COM | 7 | $22 | dollars as filed | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 18 | $22 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 1 | $22 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 1 | $21 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 1 | $21 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 2 | $21 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 1 | $21 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 11 | $20 | dollars as filed | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1 | $20 | dollars as filed | |
| MESABI TR | 590672101 | CTF BEN INT | 1 | $20 | dollars as filed | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 1 | $20 | dollars as filed | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1 | $20 | dollars as filed | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1 | $20 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 1 | $20 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L581 | ADAPTIVE CORE | 1 | $20 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092261 | PFD SECS INCOME | 1 | $20 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 4 | $20 | dollars as filed | |
| NULL | 68620A203 | NULL | 12 | $20 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 40 | $20 | dollars as filed | |
| SHIFTPIXY INC | 82452L302 | COM NEW | 9 | $20 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 3 | $19 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1 | $19 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 5 | $19 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 2 | $19 | dollars as filed | |
| EQUILLIUM INC | 29446K106 | COM | 25 | $19 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 1 | $19 | dollars as filed | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 1 | $19 | dollars as filed | |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 22 | $19 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 1 | $19 | dollars as filed | |
| AYRO INC | 054748108 | COM | 28 | $19 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 1 | $19 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 1 | $18 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 1 | $18 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1 | $18 | dollars as filed | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 3 | $18 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 1 | $18 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 27 | $18 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 26 | $18 | dollars as filed | |
| CONFORMIS INC COM NEW | 20717E200 | Stock | 8 | $18 | dollars as filed | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T306 | COM NEW | 6 | $18 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1 | $17 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1 | $17 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 1 | $17 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1 | $17 | dollars as filed | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 1 | $17 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 1 | $17 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1 | $17 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1 | $17 | dollars as filed | |
| TIDAL TRUST I | 886364843 | ATAC US ROTATION | 1 | $17 | dollars as filed | |
| POLAR PWR INC | 73102V105 | COM | 13 | $17 | dollars as filed | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 1 | $17 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 1 | $16 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 1 | $16 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 2 | $16 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1 | $16 | dollars as filed | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 50 | $16 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 1 | $16 | dollars as filed | |
| PHUNWARE INC | 71948P100 | COMMON | 30 | $16 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 1 | $15 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1 | $15 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 1 | $15 | dollars as filed | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 1 | $15 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 1 | $15 | dollars as filed | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 32 | $15 | dollars as filed | |
| UNITY BIOTECHNOLOGY INC COM NEW | 91381U200 | Stock | 6 | $15 | dollars as filed | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 9 | $15 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 1 | $14 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1 | $14 | dollars as filed | |
| GLOBAL X FDS | 37954Y236 | DATA CTR & DIGIT | 1 | $14 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 1 | $14 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1 | $14 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 1 | $14 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 1 | $14 | dollars as filed | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 1 | $14 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 1 | $14 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 2 | $14 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1 | $13 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 1 | $13 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1 | $13 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1 | $13 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1 | $13 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2 | $13 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1 | $13 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1 | $13 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1 | $13 | dollars as filed | |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 100 | $13 | dollars as filed | |
| ACORDA THERAPEUTICS INC | 00484M700 | COMMON | 1 | $13 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1 | $12 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1 | $12 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 3 | $12 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1 | $12 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 1 | $12 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 1 | $12 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 1 | $12 | dollars as filed | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 1 | $12 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1 | $12 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1 | $12 | dollars as filed | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 8 | $12 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 1 | $11 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1 | $11 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 1 | $11 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 2 | $11 | dollars as filed | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 1 | $10 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1 | $10 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1 | $10 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1 | $10 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1 | $10 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B840 | HOYA CAPT HI DIV | 1 | $10 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 29 | $10 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G336 | DLY SEMICNDTR BR | 1 | $10 | dollars as filed | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 16 | $10 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1 | $9 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1 | $9 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1 | $9 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 1 | $9 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 1 | $9 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1 | $9 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 3 | $9 | dollars as filed | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 8 | $9 | dollars as filed | |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 1 | $9 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1 | $8 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1 | $8 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1 | $8 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1 | $8 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1 | $8 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 1 | $8 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1 | $8 | dollars as filed | |
| AYTU BIOPHARMA INC | 054754858 | COM | 5 | $8 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E646 | DAIL PHA MED ETF | 1 | $8 | dollars as filed | |
| CLEARONE INC | 18506U104 | COM | 10 | $8 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 25 | $8 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 2 | $8 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 1 | $7 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1 | $7 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1 | $7 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 1 | $7 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1 | $7 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 1 | $7 | dollars as filed | |
| COMSTOCK INC | 205750300 | COM NEW | 9 | $7 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 1 | $6 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 1 | $6 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 4 | $6 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1 | $6 | dollars as filed | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 2 | $6 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1 | $6 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 1 | $6 | dollars as filed | |
| NULL | 84862C203 | NULL | 5 | $6 | dollars as filed | |
| GLOBAL X FDS | 37954Y145 | CANNABIS ETF NEW | 1 | $6 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1 | $5 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1 | $5 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 1 | $5 | dollars as filed | |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 1 | $5 | dollars as filed | |
| ALSET INC | 02115D208 | COM NEW | 3 | $5 | dollars as filed | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1 | $5 | dollars as filed | |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 1 | $5 | dollars as filed | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 13 | $5 | dollars as filed | |
| NUWELLIS INC | 67113Y405 | COMMON | 2 | $5 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1 | $4 | dollars as filed | |
| LISATA THERAPEUTICS INC | 128058302 | COM | 1 | $4 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1 | $4 | dollars as filed | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 3 | $4 | dollars as filed | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 14 | $4 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| SURO CAP CORP | 86887Q109 | COM NEW | 1 | $3 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1 | $3 | dollars as filed | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 1 | $3 | dollars as filed | |
| ARCIMOTO INC | 039587209 | Stock | 2 | $3 | dollars as filed | |
| MOTUS GI HLDGS INC | 62014P405 | COM | 5 | $3 | dollars as filed | |
| DATASEA INC | 238116206 | COM NEW | 3 | $3 | dollars as filed | |
| SURGALIGN HOLDINGS INC COM NEW | 86882C204 | Stock | 16 | $3 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 1 | $2 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 1 | $2 | dollars as filed | |
| IZEA WORLDWIDE INC | 46604H204 | CMN | 1 | $2 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 1 | $2 | dollars as filed | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 2 | $2 | dollars as filed | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 1 | $2 | dollars as filed | |
| ETERNA THERAPEUTICS INCORPORATED COM NEW | 114082209 | COM NEW | 1 | $2 | dollars as filed | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 2 | $2 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 10 | $2 | dollars as filed | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 4 | $2 | dollars as filed | |
| BIOLASE INC | 090911405 | cs | 30 | $2 | dollars as filed | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R204 | cs | 5 | $2 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| CANOPY GROWTH CORP | 138035100 | COM | 3 | $1 | dollars as filed | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 1 | $1 | dollars as filed | |
| CAMBER ENERGY INC | 13200M607 | COM | 1 | $1 | dollars as filed | |
| KIORA PHARMACEUTICALS INC | 49721T309 | COMMON | 2 | $1 | dollars as filed | |
| TOUGHBUILT INDS INC | 89157G884 | COMMON | 3 | $1 | dollars as filed | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 2 | $1 | dollars as filed | |
| THERMOGENESIS HLDGS INC | 88362L209 | COM NEW | 1 | $1 | dollars as filed | |
| SALARIUS PHARMACEUTICALS INC | 79400X305 | COM NEW | 1 | $1 | dollars as filed | |
| ESPORTS ENTMT GROUP INC | 29667K504 | cs | 1 | $1 | dollars as filed | |
| HENNESSY ADVISORS INC | 425885100 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IDEANOMICS INC | 45166V106 | COM | 5 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| VIRNETX HLDG CORP | 92823T108 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| T2 BIOSYSTEMS INC | 89853L203 | COM NEW | 4 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| INPIXON | 45790J867 | COMMON | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MICROMOBILITY.COM INC | 42309B402 | CLASS A COM | 3 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-23-002535 | this filing | 2023-08-11 | acceptance time not in the bulk data set |