13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-11, with 5,255 holding rows worth $1,093,215,899,599.
- Accession
- 0000315066-23-002273
- Filer
- CIK 315066
- Filed
- 2023-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 12,985 entries on the cover page, a total value of $1,093,215,899,599 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,093,215,899,599 with VALUE read as dollars as filed, 13F file number 028-00451. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerFidelity Management & Research Co LLC028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFidelity Management & Research (Canada) ULC028-19165
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 1 | $42 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 1 | $42 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q800 | CMN | 1 | $42 | dollars as filed | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 2 | $42 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 6 | $41 | dollars as filed | |
| GENERATION INCOME PPTYS INC | 37149D204 | COM NEW | 9 | $41 | dollars as filed | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 2 | $41 | dollars as filed | |
| PIXELWORKS INC | 72581M305 | COM NEW | 28 | $41 | dollars as filed | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 1 | $40 | dollars as filed | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 1 | $40 | dollars as filed | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 1 | $39 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 9 | $37 | dollars as filed | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1 | $37 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 2 | $36 | dollars as filed | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 2 | $36 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 2 | $35 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 1 | $35 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1 | $35 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 1 | $35 | dollars as filed | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 1 | $35 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 31 | $34 | dollars as filed | |
| TALPHERA INC | 00444T209 | COM NEW | 51 | $34 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 1 | $34 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 1 | $33 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 1 | $33 | dollars as filed | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 1 | $33 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505681 | ETC 6 MEGA CAP | 1 | $33 | dollars as filed | |
| Vivani Medical Inc - US | 92854B109 | Equity | 33 | $33 | dollars as filed | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 33 | $33 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1 | $32 | dollars as filed | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1 | $32 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 4 | $32 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q691 | LEASERSHS ALPHAF | 1 | $32 | dollars as filed | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 1 | $32 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1 | $32 | dollars as filed | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 1 | $32 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505699 | CMN | 1 | $32 | dollars as filed | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 1 | $32 | dollars as filed | |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 7 | $32 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 71 | $32 | dollars as filed | |
| Nanthealth Inc | 630104305 | COM | 16 | $32 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 1 | $31 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 2 | $31 | dollars as filed | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1 | $31 | dollars as filed | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1 | $31 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G179 | CMN | 1 | $31 | dollars as filed | |
| ROCKET ONE INC | 44148G204 | COM NEW | 15 | $31 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505665 | ETC 6 HEDGED EQU | 1 | $31 | dollars as filed | |
| NULL | 68620A203 | NULL | 14 | $31 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 1 | $30 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q717 | LEADERSHS ACTIVI | 1 | $30 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 6 | $30 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 26 | $30 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E673 | QRAFT AI ENANE | 1 | $30 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 1 | $29 | dollars as filed | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2 | $29 | dollars as filed | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1 | $29 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1 | $28 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 1 | $28 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 2 | $28 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 4 | $28 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 1 | $28 | dollars as filed | |
| PROSHARES TR | 74347G424 | ULSHRT TECH NEW | 2 | $27 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2 | $26 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 1 | $26 | dollars as filed | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 1 | $26 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 1 | $26 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W708 | ABACUS FCF REAL | 1 | $26 | dollars as filed | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 1 | $26 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 2 | $25 | dollars as filed | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 1 | $25 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 1 | $25 | dollars as filed | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 1 | $25 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 1 | $25 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 1 | $25 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 1 | $25 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 1 | $24 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1 | $24 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N764 | HEDGED EQUITY | 1 | $24 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1 | $24 | dollars as filed | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 1 | $24 | dollars as filed | |
| CONFORMIS INC COM NEW | 20717E200 | Stock | 15 | $24 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q675 | LEADERSHARES DY | 1 | $23 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 1 | $23 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 1 | $23 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 1 | $23 | dollars as filed | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 1 | $23 | dollars as filed | |
| AUBURN NATL BANCORP | 050473107 | COM | 1 | $23 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A874 | DLY AAPL BULL 2X | 1 | $23 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 23 | $23 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 1 | $23 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1 | $22 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2 | $22 | dollars as filed | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 1 | $22 | dollars as filed | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 1 | $22 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 1 | $22 | dollars as filed | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 1 | $22 | dollars as filed | |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 1 | $22 | dollars as filed | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 1 | $22 | dollars as filed | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 30 | $22 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1 | $21 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 1 | $21 | dollars as filed | |
| NEONODE INC | 64051M709 | CMN | 3 | $21 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 1 | $21 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1 | $20 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 1 | $20 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 1 | $20 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 1 | $20 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1 | $20 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 1 | $20 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 1 | $20 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1 | $20 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E624 | ETC CABANA TARGT | 1 | $20 | dollars as filed | |
| UBS AG LONDON BRANCH | 90269A286 | CAL LKD 50 | 1 | $20 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 1 | $20 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 1 | $19 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 1 | $19 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 10 | $19 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1 | $19 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 1 | $19 | dollars as filed | |
| AYRO INC | 054748108 | COM | 35 | $19 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E616 | CMN | 1 | $19 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 1 | $18 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 1 | $18 | dollars as filed | |
| WISDOMTREE TR | 97717Y626 | PRIVATE CREDIT | 1 | $18 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 1 | $18 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1 | $18 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 1 | $17 | dollars as filed | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1 | $17 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 1 | $17 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 1 | $17 | dollars as filed | |
| POLAR PWR INC | 73102V105 | COM | 13 | $17 | dollars as filed | |
| ADVISORSHARES TR | 00768Y461 | DORSY ALPH EQL | 1 | $17 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 1 | $16 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1 | $16 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 5 | $16 | dollars as filed | |
| MINIM INC | 60365W102 | COM | 150 | $16 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 1 | $15 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1 | $15 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1 | $15 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 1 | $15 | dollars as filed | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 17 | $15 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1 | $14 | dollars as filed | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 1 | $14 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1 | $14 | dollars as filed | |
| ACERAGEN INC COM | 00445F109 | Stock | 6 | $14 | dollars as filed | |
| AMERICAN REBEL HOLDINGS INC | 02919L208 | COM | 100 | $14 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 1 | $13 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1 | $13 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 1 | $13 | dollars as filed | |
| FATHOM HOLDINGS | 31189V109 | COM | 3 | $13 | dollars as filed | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 23 | $13 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 11 | $13 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1 | $12 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 1 | $12 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1 | $12 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1 | $12 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2 | $12 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 1 | $12 | dollars as filed | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 1 | $12 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 1 | $12 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 1 | $12 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1 | $11 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1 | $11 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1 | $11 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 1 | $11 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 1 | $11 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P462 | BRAN DYN CAP ETF | 1 | $11 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 1 | $11 | dollars as filed | |
| Cresud S A C I F Y A Warrant Exp 03/09/202 | P3311R259 | Warrant | 40 | $11 | dollars as filed | |
| MICROMOBILITY.COM INC | 42309B402 | CLASS A COM | 3 | $11 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1 | $10 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1 | $10 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1 | $10 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 1 | $10 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B840 | HOYA CAPT HI DIV | 1 | $10 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 1 | $10 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1 | $9 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1 | $9 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 2 | $9 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1 | $9 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 1 | $9 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1 | $9 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1 | $9 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1 | $9 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 1 | $9 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 3 | $9 | dollars as filed | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 23 | $9 | dollars as filed | |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 1 | $9 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1 | $8 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1 | $8 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1 | $8 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1 | $8 | dollars as filed | |
| SHIFT TECHNOLOGIES INC | 82452t305 | COM | 7 | $8 | dollars as filed | |
| COCRYSTAL PHARMA INC | 19188J409 | COM NEW | 4 | $8 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 1 | $8 | dollars as filed | |
| NULL | 84862C203 | NULL | 5 | $8 | dollars as filed | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 7 | $8 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1 | $7 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1 | $7 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1 | $7 | dollars as filed | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1 | $7 | dollars as filed | |
| BIOCEPT INC | 09072V501 | COM | 20 | $7 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 1 | $6 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1 | $6 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 1 | $6 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1 | $6 | dollars as filed | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 1 | $6 | dollars as filed | |
| DOMINARI HOLDINGS INC | 008875304 | COM NEW | 2 | $6 | dollars as filed | |
| WISA TECHNOLOGIES INC | 86633R302 | COM | 4 | $6 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1 | $5 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 3 | $5 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 1 | $5 | dollars as filed | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1 | $5 | dollars as filed | |
| AVINGER INC | 053734885 | COM NEW | 6 | $5 | dollars as filed | |
| BOXLIGHT CORP | 103197109 | COM CL A | 14 | $5 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1 | $4 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1 | $4 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1 | $4 | dollars as filed | |
| ETERNA THERAPEUTICS INCORPORATED COM NEW | 114082209 | COM NEW | 1 | $4 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 10 | $4 | dollars as filed | |
| TOUGHBUILT INDS INC | 89157G884 | COMMON | 3 | $4 | dollars as filed | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 27 | $4 | dollars as filed | |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 35 | $4 | dollars as filed | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T306 | COM NEW | 1 | $4 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1 | $3 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1 | $3 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 0 | $3 | dollars as filed | Amount filed as zero, left out of ratios. |
| BTCS INC | 05581M404 | CMN | 2 | $3 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 3 | $3 | dollars as filed | |
| LISATA THERAPEUTICS INC | 128058302 | COM | 1 | $3 | dollars as filed | |
| THERMOGENESIS HLDGS INC | 88362L209 | COM NEW | 1 | $3 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 0 | $2 | dollars as filed | Amount filed as zero, left out of ratios. |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 1 | $2 | dollars as filed | |
| CBDMD INC | 12482W101 | COM | 9 | $2 | dollars as filed | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 2 | $2 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 1 | $1 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 1 | $1 | dollars as filed | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 1 | $1 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1 | $1 | dollars as filed | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 2 | $1 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 5 | $1 | dollars as filed | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 1 | $1 | dollars as filed | |
| MOTUS GI HLDGS INC | 62014P405 | COM | 1 | $1 | dollars as filed | |
| POLYMET MNG CORP | 731916144 | WARR | 200 | $1 | dollars as filed | |
| RICEBRAN TECHNOLOGIES | 762831303 | Common | 1 | $1 | dollars as filed | |
| T2 BIOSYSTEMS INC | 89853L203 | COM NEW | 2 | $1 | dollars as filed | |
| GREENWAVE TECHNOLOGY SOLUTIO | 57630J304 | USD | 1 | $1 | dollars as filed | |
| HENNESSY ADVISORS INC | 425885100 | COM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AGRIFY CORP REVERSE SPLIT EFF: 07/05/23 | 00853E206 | COMMON STOCK | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911405 | cs | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AGILE THERAPEUTICS INC | 00847L209 | COM NEW | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-23-002273 | this filing | 2023-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000315066-23-002534 | base | 2023-08-11 | acceptance time not in the bulk data set |