13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-13, with 5,337 holding rows worth $1,006,732,071,161.
- Accession
- 0000315066-23-002179
- Filer
- CIK 315066
- Filed
- 2023-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 13,178 entries on the cover page, a total value of $1,006,732,071,161 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,006,732,071,161 with VALUE read as dollars as filed, 13F file number 028-00451. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFidelity Management & Research Co LLC028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFidelity Management & Research (Canada) ULC028-19165
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 2 | $36 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2 | $35 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 2 | $35 | dollars as filed | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 1 | $35 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 2 | $35 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 1 | $35 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 3 | $34 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1 | $34 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 4 | $34 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 8 | $34 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 2 | $34 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 1 | $33 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 1 | $33 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 1 | $33 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 1 | $33 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J734 | STRG US SML ETF | 1 | $33 | dollars as filed | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 1 | $33 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2 | $32 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 10 | $32 | dollars as filed | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 1 | $32 | dollars as filed | |
| WISDOMTREE TR | 97717Y634 | CMN | 1 | $32 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E453 | PURBTA MSCI SM | 1 | $32 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 2 | $31 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 1 | $31 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 1 | $31 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 5 | $31 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 1 | $31 | dollars as filed | |
| PACER FDS TR | 69374H725 | LUNT MDCAP MLT | 1 | $31 | dollars as filed | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1 | $31 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H567 | FRMLAFLIO SMRT | 1 | $31 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 2 | $30 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 3 | $30 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1 | $30 | dollars as filed | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 1 | $30 | dollars as filed | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 1 | $30 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 6 | $30 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 1 | $29 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 1 | $29 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 1 | $29 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 1 | $29 | dollars as filed | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 1 | $28 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1 | $28 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1 | $28 | dollars as filed | |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 1 | $28 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 2 | $27 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 2 | $27 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 2 | $27 | dollars as filed | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 1 | $27 | dollars as filed | |
| WISDOMTREE TR | 97717Y642 | EMER MARK EFF FD | 1 | $27 | dollars as filed | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 1 | $27 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X107 | AXS CHANGE FINAN | 1 | $27 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00775Y736 | ADVOCATE RISING | 1 | $27 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 1 | $26 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | MANAGED FUTURES | 1 | $26 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 1 | $26 | dollars as filed | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 1 | $26 | dollars as filed | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1 | $26 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2 | $26 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 5 | $26 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 1 | $26 | dollars as filed | |
| BTCS INC | 05581M404 | CMN | 41 | $26 | dollars as filed | |
| TIDAL TRUST I | 886364793 | SOUND EQUIT ETF | 1 | $26 | dollars as filed | |
| REMARK HOLDINGS INC | 75955K300 | COM | 24 | $26 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 1 | $25 | dollars as filed | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 1 | $25 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 1 | $25 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 0 | $25 | dollars as filed | Amount filed as zero, left out of ratios. |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1 | $25 | dollars as filed | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 1 | $25 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 1 | $25 | dollars as filed | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1 | $25 | dollars as filed | |
| ISHARES U S ETF TR | 46431W580 | INFLATION HEDG | 1 | $25 | dollars as filed | |
| DBX ETF TR | 233051218 | XTRACKERS MSCI | 1 | $25 | dollars as filed | |
| DBX ETF TR | 233051127 | XTRACKERS S&P MD | 1 | $25 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1 | $25 | dollars as filed | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 1 | $25 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1 | $24 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1 | $24 | dollars as filed | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 1 | $24 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G856 | CMN | 1 | $24 | dollars as filed | |
| ALPS ETF TR | 00162Q379 | O SHARES INTL D | 1 | $24 | dollars as filed | |
| ALPS ETF TR | 00162Q445 | ACTIVE REIT ETF | 1 | $24 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1 | $24 | dollars as filed | |
| ETFIS SER TR I | 26923G848 | VIRTUS WMC INTNL | 1 | $24 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 1 | $24 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 3 | $23 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1 | $23 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2 | $23 | dollars as filed | |
| DBX ETF TR | 233051226 | CMN | 1 | $23 | dollars as filed | |
| VIRTUS ETF TR II | 92790A603 | CMN | 1 | $23 | dollars as filed | |
| WISDOMTREE TR | 97717Y550 | EFFICIENT GLD PL | 1 | $23 | dollars as filed | |
| PACER FDS TR | 69374H378 | INDLS & LOGISTIC | 1 | $23 | dollars as filed | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 1 | $23 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 1 | $23 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 2 | $22 | dollars as filed | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 1 | $22 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1 | $22 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 1 | $22 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1 | $22 | dollars as filed | |
| PACER DATA AND DIGITAL REVOLUTION ETF | 69374H386 | ETF | 1 | $22 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 1 | $22 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W500 | INNOV LEADE ETF | 1 | $22 | dollars as filed | |
| Virtus Duff & Phelps Clean Energy ETF | 92790A702 | ETP | 1 | $22 | dollars as filed | |
| CLOUGH SELECT EQUITY ETF | 53656F631 | ETF | 1 | $22 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 1 | $22 | dollars as filed | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 1 | $21 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1 | $21 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1 | $21 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 1 | $21 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q305 | PRICE GRW STOCK | 1 | $21 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 1 | $21 | dollars as filed | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 10 | $21 | dollars as filed | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 1 | $21 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 1 | $21 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 1 | $21 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092543 | CMN | 1 | $21 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 1 | $21 | dollars as filed | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 1 | $21 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1 | $21 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 1 | $21 | dollars as filed | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 1 | $21 | dollars as filed | |
| UBS AG LONDON BRANCH | 90269A344 | ETRACS LKD 50 | 1 | $21 | dollars as filed | |
| VIVEVE MED INC | 92852W501 | COM | 50 | $21 | dollars as filed | |
| TIDAL ETF TR | 886364678 | INDX FD | 1 | $21 | dollars as filed | |
| ARROW INVTS TR | 042765677 | RVRSE CAP500 ETF | 1 | $21 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1 | $20 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1 | $20 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092188 | METAVERSE ETF | 1 | $20 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 3 | $20 | dollars as filed | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 4 | $20 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 1 | $20 | dollars as filed | |
| NULL | 68620A203 | NULL | 14 | $20 | dollars as filed | |
| HELBIZ INC | 42309B204 | CLASS A COM | 156 | $20 | dollars as filed | |
| ALPS ETF TR | 00162Q429 | GLOBAL TRAVEL | 1 | $20 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B758 | NATIONWIDE DOW J | 1 | $20 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 1 | $20 | dollars as filed | |
| NATIONWIDE RUSSELL 2000 RISK | 26922B741 | ETP | 1 | $20 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 2 | $19 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 2 | $19 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1 | $19 | dollars as filed | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 1 | $19 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 1 | $19 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 9 | $19 | dollars as filed | |
| PROCURE SPACE ETF | 74280R205 | ETF | 1 | $19 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1 | $19 | dollars as filed | |
| BARCLAYS BK PLC | 06746P555 | FUND | 1 | $19 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2 | $18 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1 | $18 | dollars as filed | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 1 | $18 | dollars as filed | |
| MESABI TR | 590672101 | CTF BEN INT | 1 | $18 | dollars as filed | |
| EUROSEAS LTD | Y23592135 | COM | 1 | $18 | dollars as filed | |
| PACER EMERGING MARKETS CASH COWS 100 ETF | 69374H865 | ETF | 1 | $18 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092329 | CMN | 1 | $18 | dollars as filed | |
| WISDOMTREE TR | 97717Y626 | PRIVATE CREDIT | 1 | $18 | dollars as filed | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 1 | $18 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2 | $17 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1 | $17 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 1 | $17 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 1 | $17 | dollars as filed | |
| TIDAL TRUST I | 886364819 | SOUND ENHANCED | 1 | $17 | dollars as filed | |
| WISDOMTREE TR | 97717Y618 | BIOREVOLUTION FD | 1 | $17 | dollars as filed | |
| POLAR PWR INC | 73102V105 | COM | 13 | $17 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1 | $16 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 1 | $16 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 1 | $16 | dollars as filed | |
| IMMIX BIOPHARMA INC | 45258H106 | COMMON STOCK | 7 | $16 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 9 | $16 | dollars as filed | |
| TIDAL TRUST I | 886364660 | ZEGA BUY HED ETF | 1 | $16 | dollars as filed | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 1 | $16 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1 | $15 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 1 | $15 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1 | $15 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 1 | $15 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 1 | $15 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 5 | $15 | dollars as filed | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1 | $15 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092220 | ELEC VEHS & FUTR | 1 | $15 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 1 | $15 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092246 | CLOUD COMPUTNG | 1 | $15 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1 | $15 | dollars as filed | |
| TIDAL TRUST I | 886364652 | ATAC CREDIT ROT | 1 | $15 | dollars as filed | |
| ATLAS CORP | Y0436Q109 | COM | 1 | $15 | dollars as filed | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 1 | $15 | dollars as filed | |
| Kaspien Holdings Inc | 485837108 | COM | 25 | $15 | dollars as filed | |
| NOVAN INC COM NEW | 66988N205 | Stock | 10 | $15 | dollars as filed | |
| SENESTECH INC | 81720R406 | COM | 5 | $15 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 2 | $14 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 1 | $14 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1 | $14 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 2 | $14 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1 | $14 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 1 | $14 | dollars as filed | |
| WISDOMTREE TR | 97717Y543 | ARTI INT INN FD | 1 | $14 | dollars as filed | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 1 | $14 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 1 | $14 | dollars as filed | |
| TOUGHBUILT INDS INC | 89157G884 | COMMON | 6 | $14 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1 | $13 | dollars as filed | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1 | $13 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1 | $13 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1 | $13 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 1 | $13 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 3 | $13 | dollars as filed | |
| AYRO INC | 054748108 | COM | 35 | $13 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 1 | $12 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1 | $12 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 1 | $12 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1 | $12 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1 | $12 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1 | $12 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1 | $12 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 1 | $12 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 1 | $12 | dollars as filed | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 1 | $12 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1 | $12 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 1 | $12 | dollars as filed | |
| Cresud S A C I F Y A Warrant Exp 03/09/202 | P3311R259 | Warrant | 40 | $12 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 1 | $11 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1 | $11 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1 | $11 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 1 | $11 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 3 | $11 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1 | $11 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 1 | $11 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 1 | $11 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1 | $11 | dollars as filed | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 1 | $11 | dollars as filed | |
| T2 BIOSYSTEMS INC | 89853L203 | COM NEW | 8 | $11 | dollars as filed | |
| GLOBAL X FDS | 37954Y145 | CANNABIS ETF NEW | 1 | $11 | dollars as filed | |
| AGILE THERAPEUTICS INC | 00847L209 | COM NEW | 50 | $11 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1 | $10 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1 | $10 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1 | $10 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1 | $10 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1 | $10 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1 | $10 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1 | $10 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 1 | $10 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1 | $10 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 0 | $10 | dollars as filed | Amount filed as zero, left out of ratios. |
| CION INVT CORP | 17259U204 | COM | 1 | $10 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1 | $10 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 1 | $10 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1 | $10 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1 | $10 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1 | $10 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092196 | CRYPTO IND & DIG | 1 | $10 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 1 | $10 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1 | $9 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 1 | $9 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 1 | $9 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1 | $9 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 1 | $9 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 1 | $9 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1 | $9 | dollars as filed | |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 1 | $9 | dollars as filed | |
| SIENTRA INC | 82621J105 | COM | 44 | $9 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 1 | $8 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1 | $8 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1 | $8 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1 | $8 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1 | $8 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 1 | $8 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1 | $8 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1 | $8 | dollars as filed | |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 1 | $8 | dollars as filed | |
| ROCKET ONE INC | 44148G204 | COM NEW | 1 | $8 | dollars as filed | |
| COHEN & CO INC NEW | 19249M102 | COM | 1 | $8 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1 | $8 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1 | $8 | dollars as filed | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 24 | $8 | dollars as filed | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 3 | $8 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1 | $7 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1 | $7 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1 | $7 | dollars as filed | |
| China Yuchai Intl Ltd | G21082105 | COM | 1 | $7 | dollars as filed | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 1 | $7 | dollars as filed | |
| ELECTROCORE INC | 28531P103 | COM | 27 | $7 | dollars as filed | |
| 180 LIFE SCIENCES CORP | 68236V203 | COM NEW | 2 | $7 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1 | $6 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1 | $6 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1 | $6 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 1 | $6 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1 | $6 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 1 | $6 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 1 | $6 | dollars as filed | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 19 | $6 | dollars as filed | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 15 | $6 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1 | $5 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 1 | $5 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 1 | $5 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 31 | $5 | dollars as filed | |
| NULL | 84862C203 | NULL | 5 | $5 | dollars as filed | |
| NULL | 032108854 | NULL | 1 | $5 | dollars as filed | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 18 | $5 | dollars as filed | |
| BOXLIGHT CORP | 103197109 | COM CL A | 15 | $5 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1 | $4 | dollars as filed | |
| VEON LTD | 91822M106 | SPONSORED ADR | 8 | $4 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1 | $4 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1 | $4 | dollars as filed | |
| JERASH HLDGS US INC | 47632P101 | CMN | 1 | $4 | dollars as filed | |
| THERIVA BIOLOGICS INC | 87164U409 | COM NEW | 9 | $4 | dollars as filed | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 22 | $4 | dollars as filed | |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 36 | $4 | dollars as filed | |
| PERASO INC | 71360T101 | COM | 5 | $4 | dollars as filed | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 1 | $3 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1 | $3 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1 | $3 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 1 | $3 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1 | $3 | dollars as filed | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1 | $3 | dollars as filed | |
| MICROBOT MED INC | 59503A204 | COM NEW | 1 | $3 | dollars as filed | |
| ETERNA THERAPEUTICS INCORPORATED COM NEW | 114082209 | COM NEW | 1 | $3 | dollars as filed | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 18 | $3 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 10 | $3 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 1 | $2 | dollars as filed | |
| TALPHERA INC | 00444T209 | COM NEW | 1 | $2 | dollars as filed | |
| COFFEE HLDG CO INC | 192176105 | COM | 1 | $2 | dollars as filed | |
| LISATA THERAPEUTICS INC | 128058302 | COM | 1 | $2 | dollars as filed | |
| CAMBER ENERGY INC | 13200M607 | COM | 1 | $2 | dollars as filed | |
| VYANT BIO INC | 92942V208 | COM | 3 | $2 | dollars as filed | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 2 | $2 | dollars as filed | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 2 | $2 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 3 | $1 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 0 | $1 | dollars as filed | Amount filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1 | $1 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 1 | $1 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1 | $1 | dollars as filed | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 8 | $1 | dollars as filed | |
| MOTUS GI HLDGS INC | 62014P405 | COM | 1 | $1 | dollars as filed | |
| GSE SYS INC | 36227k106 | COM | 1 | $1 | dollars as filed | |
| RICEBRAN TECHNOLOGIES | 762831303 | Common | 1 | $1 | dollars as filed | |
| HUMANIGEN INC | 444863203 | COM NEW | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260862 | Common Stock | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AGRIFY CORP REVERSE SPLIT EFF: 07/05/23 | 00853E206 | COMMON STOCK | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911405 | cs | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-23-002179 | this filing | 2023-02-13 | acceptance time not in the bulk data set |