13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-10, with 5,305 holding rows worth $958,927,967,000.
- Accession
- 0000315066-22-001817
- Filer
- CIK 315066
- Filed
- 2022-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 13,115 entries on the cover page, a total value of $958,927,967,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $958,927,967,000 with VALUE read as thousands by filing date, 13F file number 028-00451. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFidelity Management & Research Co LLC028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFidelity Management & Research (Canada) ULC028-19165
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity Management & Research (Japan) Ltd028-18351
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BERKSHIRE GREY INC | 084656107 | COM | 2,119 | $3,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 1,556 | $3,000 | thousands by filing date | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 2,554 | $3,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 1,891 | $3,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 2,802 | $3,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 2,603 | $3,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 5,000 | $3,000 | thousands by filing date | |
| REVELATION BIOSCIENCES INC | 76135L101 | COM | 10,000 | $3,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 94 | $3,000 | thousands by filing date | |
| AMTD IDEA GROUP | 00180G106 | SPONSORED ADS | 2,469 | $3,000 | thousands by filing date | |
| US WELL SERVICES INC | 91274U309 | CL A NEW 2022 | 500 | $3,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 1,121 | $3,000 | thousands by filing date | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 10,000 | $3,000 | thousands by filing date | |
| MOTORSPORT GAMES INC | 62011B102 | COM CL A | 4,900 | $3,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 565 | $2,000 | thousands by filing date | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 855 | $2,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 51 | $2,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 132 | $2,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,237 | $2,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 68 | $2,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 69 | $2,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 132 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 69 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 88 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 41 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 32 | $2,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 985 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 123 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 61 | $2,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 1,290 | $2,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 600 | $2,000 | thousands by filing date | |
| ARTERIS INC | 04302A104 | COM | 375 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 47 | $2,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 239 | $2,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 384 | $2,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 197 | $2,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 3,061 | $2,000 | thousands by filing date | |
| CS DISCO INC | 126327105 | COM | 205 | $2,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 71 | $2,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 71 | $2,000 | thousands by filing date | |
| TERAWULF INC | 88080T104 | COM | 1,350 | $2,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 393 | $2,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 207 | $2,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 184 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 42 | $2,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 348 | $2,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 88 | $2,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 79 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 44 | $2,000 | thousands by filing date | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 49 | $2,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 255 | $2,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 126 | $2,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 156 | $2,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 64 | $2,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 302 | $2,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 370 | $2,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 121 | $2,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 70 | $2,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 108 | $2,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 90 | $2,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 240 | $2,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 115 | $2,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 240 | $2,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 393 | $2,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 93 | $2,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 691 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 36 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 15 | $2,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 1,441 | $2,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 308 | $2,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 600 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 98 | $2,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 115 | $2,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 186 | $2,000 | thousands by filing date | |
| EMPIRE PETE CORP | 292034303 | COM | 153 | $2,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 1,448 | $2,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 210 | $2,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 1,550 | $2,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 509 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092329 | CMN | 100 | $2,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374300 | COM NEW | 1,353 | $2,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 687 | $2,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 1,042 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 86 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 115 | $2,000 | thousands by filing date | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 988 | $2,000 | thousands by filing date | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 1,040 | $2,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 83 | $2,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 293 | $2,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 58 | $2,000 | thousands by filing date | |
| CREATIVE MED TECHNOLOGY HLDGS COM NEW | 22529Y309 | Stock | 5,168 | $2,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,079 | $2,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 480 | $2,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 1,484 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 201 | $2,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 750 | $2,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 1,701 | $2,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 516 | $2,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 1,457 | $2,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 622 | $2,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 474 | $2,000 | thousands by filing date | |
| VACASA INC | 91854V107 | COM | 803 | $2,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 1,588 | $2,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 267 | $2,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 12,000 | $2,000 | thousands by filing date | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 589 | $2,000 | thousands by filing date | |
| CRYPTYDE INC | 22890A104 | COM | 3,437 | $2,000 | thousands by filing date | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 531 | $2,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 1,039 | $2,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 229 | $2,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 261 | $2,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 300 | $2,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 4,079 | $2,000 | thousands by filing date | |
| MINIM INC | 60365W102 | COM | 10,000 | $2,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 2,433 | $2,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 20,135 | $2,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 53 | $1,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 86 | $1,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 55 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 212 | $1,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 148 | $1,000 | thousands by filing date | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 739 | $1,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 69 | $1,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 29 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 124 | $1,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 112 | $1,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 150 | $1,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 76 | $1,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 192 | $1,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 231 | $1,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 1,080 | $1,000 | thousands by filing date | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 147 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 24 | $1,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 350 | $1,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 15 | $1,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 32 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 12 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 17 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 21 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 29 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 39 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 26 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 45 | $1,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 157 | $1,000 | thousands by filing date | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 116 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 7 | $1,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 74 | $1,000 | thousands by filing date | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 35 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 72 | $1,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 380 | $1,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 354 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 22 | $1,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 78 | $1,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 425 | $1,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 171 | $1,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 166 | $1,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 76 | $1,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 83 | $1,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 21 | $1,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 40 | $1,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 67 | $1,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 49 | $1,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 62 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 33 | $1,000 | thousands by filing date | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 23 | $1,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 107 | $1,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 31 | $1,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 31 | $1,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 8 | $1,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 34 | $1,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 67 | $1,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 71 | $1,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 211 | $1,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 112 | $1,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 101 | $1,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 73 | $1,000 | thousands by filing date | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 108 | $1,000 | thousands by filing date | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 189 | $1,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 205 | $1,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 189 | $1,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 52 | $1,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 53 | $1,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 144 | $1,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 93 | $1,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 1,018 | $1,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 92 | $1,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 191 | $1,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 135 | $1,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 135 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 31 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 38 | $1,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 32 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 21 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 16 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 89 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 17 | $1,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 167 | $1,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 39 | $1,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 24 | $1,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 111 | $1,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 11 | $1,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 255 | $1,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 1,500 | $1,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 450 | $1,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 335 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 21 | $1,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 185 | $1,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 331 | $1,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 36 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 46 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H717 | CMN | 34 | $1,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 183 | $1,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 78 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 19 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 8 | $1,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 66 | $1,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 43 | $1,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 32 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y642 | EMER MARK EFF FD | 25 | $1,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 200 | $1,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 518 | $1,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 800 | $1,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 500 | $1,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 364 | $1,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 112 | $1,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 545 | $1,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 521 | $1,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 341 | $1,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 202 | $1,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 123 | $1,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 617 | $1,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 486 | $1,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 293 | $1,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 570 | $1,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 55 | $1,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 1,333 | $1,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 96 | $1,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 238 | $1,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 21 | $1,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 2,300 | $1,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 208 | $1,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 1,013 | $1,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 416 | $1,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 148 | $1,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 978 | $1,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 951 | $1,000 | thousands by filing date | |
| USERTESTING INC | 91734E101 | COM | 362 | $1,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 496 | $1,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 552 | $1,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 661 | $1,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 224 | $1,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 1,974 | $1,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 191 | $1,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 569 | $1,000 | thousands by filing date | |
| GELESIS HLDGS INC | 36850R204 | COM | 1,236 | $1,000 | thousands by filing date | |
| BOXED INC | 103174108 | COM | 1,310 | $1,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 1,340 | $1,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 1,923 | $1,000 | thousands by filing date | |
| FOCUS UNVL INC | 34417J104 | COM | 75 | $1,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 916 | $1,000 | thousands by filing date | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 316 | $1,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 247 | $1,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 1,400 | $1,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 553 | $1,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 478 | $1,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 460 | $1,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 1,049 | $1,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 1,000 | $1,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 3,290 | $1,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 134 | $1,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,166 | $1,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 100 | $1,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,816 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 21,000 | $1,000 | thousands by filing date | |
| BITVENTURES LTD | 44951X104 | SPON ADS | 100 | $1,000 | thousands by filing date | |
| ENVIROTECH VEHICLES INC | 29414V209 | COM NEW | 181 | $1,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 1,100 | $1,000 | thousands by filing date | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 357 | $1,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 1,587 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 54 | $1,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 630 | $1,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 1,268 | $1,000 | thousands by filing date | |
| SOCIETY PASS INC | 83370P102 | COM | 376 | $1,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 4,000 | $1,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 1,807 | $1,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 2,000 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 22 | $1,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Avantis US Equity ETF | 025072885 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G243 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46436E759 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46436E767 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMTEK LTD ORD | M20791105 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELLO GROUP INC ADS | 423403104 | ADR | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IAMGOLD CORP COM | 450913108 | Stock | 315 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G102 | CONV BD ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FS KKR CAP CORP | 302635206 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430123 | MARKETBETA US EQ | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERCULES CAPITAL INC | 427096508 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIMENSIONAL ETF TRUST | 25434V815 | US SMALL CAP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW MTN FIN CORP | 647551100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWTEKONE INC | 652526203 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STELLUS CAP INVT CORP | 858568108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANADIAN SOLAR INC | 136635109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS DY COM NPV | 12811V105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROMEO POWER INC | 776153108 | COM | 256 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SLR INVESTMENT CORP | 83413U100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SURO CAP CORP | 86887Q109 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDAL TRUST I | 886364637 | FOLI AL RATE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEON LTD | 91822M106 | SPONSORED ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CION INVT CORP | 17259U204 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECNOGLASS INC | G87264100 | ORD SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-22-001817 | this filing | 2022-11-10 | acceptance time not in the bulk data set |