13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 4,798 holding rows worth $1,260,710,783,000.
- Accession
- 0000315066-21-001858
- Filer
- CIK 315066
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 11,984 entries on the cover page, a total value of $1,260,710,783,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,261,051,937,000 with VALUE read as thousands by filing date, 13F file number 028-00451. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerFidelity Management & Research Co LLC028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFidelity Management & Research (Canada) ULC028-19165
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity Management & Research (Japan) Ltd028-18351
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALHI INC | 918905209 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J JILL INC | 46620W201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE LAND CORP | 376549101 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREIGHTCAR AMER INC | 357023100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURY CASINOS INC | 156492100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIFI INC | 904677200 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROCURE SPACE ETF | 74280R205 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United States Oil Fund LP | 91232N207 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUINNESS ATKINSON ETF FDS DIVIDEND BUILDER | 402031835 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B557 | SP500 EX TECH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROWN CRAFTS INC | 228309100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lifetime Brands Inc | 53222Q103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gaotu Techedu Inc | 36257Y109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NN INC | 629337106 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A511 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JIAYIN GROUP INC | 47737C104 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B391 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B461 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H402 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRANITESHARES ETF TR | 38747R603 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W323 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717Y634 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X867 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087302 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MV OIL TR | 553859109 | TR UNITS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRANCH | 90269A286 | CAL LKD 50 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRANCH | 90274E166 | ETRACS MNTHLY B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUINNESS ATKINSON FDS | 402031843 | ASIA PAC ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYADIC INTL INC DEL | 26745T101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT FOCUS TR INC | 85208J109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922B501 | DISTILLATE INTNL | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H725 | LUNT MDCAP MLT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMP CORP | 128126109 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPRESS INC | 30219E103 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO | 46138J544 | EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO | 46138J866 | EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVACARE CORP | 461203101 | COMMON STOCK | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFMG | 26924G508 | EXCHANGE TRADED | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRANCH | 90269A344 | ETRACS LKD 50 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKELAND BANCORP INC | 511637100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARNES & NOBLE ED INC | 06777U101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTCOVE INC | 10921T101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASEKE INC | 23753F107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAYAGS INC | 72814N104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEASPINE HLDGS CORP | 81255T108 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SmileDirectClub Inc | 83192H106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVEN INDS INC COM | 754212108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENHILL & CO INC COM | 395259104 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H691 | mc | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONTRAK INC | 683373104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLITON INC | 834251100 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRIVE SHACK INC | 262077100 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304307 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRITERRAS INC | G9103H102 | COM CL A | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 599 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYRO INC | 054748108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCO VENTURES INC | 927330100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLAS CORP | Y0436Q109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDACY INC | 05070N103 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOPHARMA INC | 054754874 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENEFITFOCUS INC | 08180D106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIONANO GENOMICS INC | 09075F107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURIS INC | 231269200 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G864 | FUND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARTS ID INC | 702141102 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLIA INC | 584021109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PC TEL INC | 69325Q105 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pimco Income Oppty Fund | 72202B100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI Frontier 100 | 464286145 | cs | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO INC | 817763105 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIENTRA INC | 82621J105 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METROMILE INC | 591697107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNDIAL GROWERS INC | 86730L109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TR | 500767728 | LRG CAP QTY DIVD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEVATE CREDIT INC | 28621V101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 471 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATERA BIOPHARMA INC | 857561104 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TR | 500767710 | SML CAP QTY DIVD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTERRA INC | 34960W106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXTERRAN CORP | 30227H106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033203 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FOCUS INC | 29268T409 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOSEC MED INC | 68234L306 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCEPT INC | 09072V501 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOKE PHARMA INC | 30049G104 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSI ETF TR | 67110P100 | OSI ETF TR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST WAVE BIOPHARMA INC | 33749P101 | CMN | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIPOCINE INC NEW | 53630X104 | CMN | 186 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON | 45790J800 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WELLINGTON FD | 921935300 | US LIQUIDITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H592 | SALT LOW TRUBETA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y582 | TRGTINCM 5 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-21-001858 | this filing | 2021-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000315066-22-001409 | base | 2022-02-14 | acceptance time not in the bulk data set |