13F-HR/A filed by FMR LLC
FMR LLC filed this 13F-HR/A for the quarter ended 2020-06-30, filed 2020-08-24, with 3,959 holding rows worth $909,483,027,000.
- Accession
- 0000315066-20-001702
- Filer
- CIK 315066
- Filed
- 2020-08-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, amendment of type restatement, 9,223 entries on the cover page, a total value of $909,483,027,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $909,483,027,000 with VALUE read as thousands by filing date, 13F file number 028-00451. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFidelity Management & Research Co LLC028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFidelity Management & Research (Canada) ULC028-19165
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity Management & Research (Japan) Ltd028-18351
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 104,890 | $5,835,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 201,575 | $5,809,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 107,204 | $5,804,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 4,115,000 | $5,796,000 | thousands by filing date | principal |
| TRUEBLUE INC | 89785X101 | COM | 379,187 | $5,790,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 244,201 | $5,787,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 4,305,000 | $5,785,000 | thousands by filing date | principal |
| INTERFACE INC | 458665304 | COM | 709,400 | $5,775,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 505,000 | $5,752,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 62,414 | $5,694,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 118,947 | $5,670,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 70,140 | $5,662,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 1,222,276 | $5,641,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 321,609 | $5,637,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 266,438 | $5,587,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 218,423 | $5,583,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 3,749,000 | $5,577,000 | thousands by filing date | principal |
| CATALENT INC USD 0.01 | 148806102 | COM | 75,858 | $5,561,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 32,904,987 | $5,528,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 666,500 | $5,519,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 124,052 | $5,499,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 142,539 | $5,434,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 27,191 | $5,428,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 99,613 | $5,412,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 466,891 | $5,388,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 1,310,000 | $5,380,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 334,281 | $5,375,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 1,487,014 | $5,368,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,906,716 | $5,358,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 81,765 | $5,299,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 53,900 | $5,296,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 115,489 | $5,289,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 52,562 | $5,260,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 69,112 | $5,252,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 25,422 | $5,241,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 792,700 | $5,216,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 302,732 | $5,167,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 433,680 | $5,161,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 167,000 | $5,155,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 5,580 | $5,151,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 38,812 | $5,139,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,475,798 | $5,121,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 5,405,000 | $5,108,000 | thousands by filing date | principal |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 2,226,769 | $5,099,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 102,468 | $5,097,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 168,106 | $5,092,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 69,564 | $5,077,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 83,500 | $5,058,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 230,335 | $5,053,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 226,078 | $5,042,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 341,037 | $5,031,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 187,876 | $5,029,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 4,630,000 | $5,028,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 5,415,000 | $4,960,000 | thousands by filing date | principal |
| PAE INC | 69290Y109 | COM CL A | 518,748 | $4,959,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 481,200 | $4,956,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 73,714 | $4,953,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 62,682 | $4,938,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 1,014,357 | $4,929,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 15,098 | $4,899,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 358,031 | $4,898,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 100,697 | $4,861,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 380,345 | $4,845,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 481,405 | $4,833,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 97,900 | $4,775,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 3,700,000 | $4,757,000 | thousands by filing date | principal |
| TARGA RES CORP COM | 87612G101 | Stock | 235,985 | $4,736,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 107,135 | $4,720,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 36,832 | $4,704,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 104,725 | $4,680,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 126,311 | $4,676,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 133,300 | $4,672,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 120,100 | $4,668,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 376,941 | $4,625,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739CAB8 | NOTE 1.000%10/0 | 5,190,000 | $4,606,000 | thousands by filing date | principal |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 68,736 | $4,595,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 425,188 | $4,588,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 127,200 | $4,584,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 235,000 | $4,573,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 100,610 | $4,475,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 363,925 | $4,458,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 881,576 | $4,443,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 119,808 | $4,413,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 50,640 | $4,404,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 2,362,000 | $4,404,000 | thousands by filing date | principal |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 241,000 | $4,388,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 11,200 | $4,385,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 24,265 | $4,377,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 30,153 | $4,372,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 695,319 | $4,359,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,057,295 | $4,356,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 126,762 | $4,355,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 121,277 | $4,340,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 3,500,000 | $4,327,000 | thousands by filing date | principal |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 3,888,656 | $4,316,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 4,552,000 | $4,288,000 | thousands by filing date | principal |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 86,963 | $4,286,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 109,206 | $4,284,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 10,218 | $4,281,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 139,030 | $4,262,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 251,260 | $4,226,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 21,894 | $4,218,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,232,208 | $4,190,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 15,085,566 | $4,165,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 4,300,000 | $4,158,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,420,000 | $4,121,000 | thousands by filing date | principal |
| HELMERICH & PAYNE INC | 423452101 | COM | 210,325 | $4,103,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 849,446 | $4,094,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 149,309 | $4,075,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 273,891 | $4,064,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 305,217 | $4,043,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 200,377 | $4,029,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 85,434 | $4,009,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 7,778,414 | $3,953,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 4,000,000 | $3,950,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 2,900,000 | $3,934,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 3,119,000 | $3,914,000 | thousands by filing date | principal |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 563,974 | $3,891,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 562,091 | $3,889,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 34,241 | $3,878,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 83,100 | $3,872,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 3,600,000 | $3,871,000 | thousands by filing date | principal |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 242,082 | $3,837,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 457,474 | $3,802,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 144,692 | $3,788,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 657,305 | $3,786,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 880,800 | $3,776,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 109,559 | $3,756,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 126,833 | $3,752,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 417,740 | $3,737,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 113,314 | $3,730,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 453,811 | $3,725,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 3,955,000 | $3,724,000 | thousands by filing date | principal |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 241,196 | $3,712,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 46,950 | $3,704,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,454,290 | $3,681,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 246,199 | $3,668,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 205,033 | $3,651,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 3,425,000 | $3,645,000 | thousands by filing date | principal |
| NETSCOUT SYS INC | 64115T104 | COM | 142,413 | $3,640,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 858,130 | $3,630,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 3,850,000 | $3,620,000 | thousands by filing date | principal |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 48,797 | $3,616,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 42,070 | $3,610,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 76,472 | $3,603,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 93,077 | $3,603,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 3,905,000 | $3,596,000 | thousands by filing date | principal |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 19,965 | $3,595,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 63,500 | $3,568,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 3,405,000 | $3,564,000 | thousands by filing date | principal |
| CAMECO CORP COM | 13321L108 | Stock | 345,500 | $3,543,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 74,076 | $3,536,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 543,016 | $3,524,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 61,982 | $3,510,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 737,598 | $3,504,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 282,879 | $3,496,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 4,443,000 | $3,495,000 | thousands by filing date | principal |
| MSG NETWORK INC | 553573106 | CL A | 350,284 | $3,485,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,472,313 | $3,475,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 844,783 | $3,464,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 126,147 | $3,443,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 136,867 | $3,427,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 1,568,717 | $3,373,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 1,327,632 | $3,372,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 9,681 | $3,318,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 211,432 | $3,288,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 33,995 | $3,285,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 486,370 | $3,283,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 211,444 | $3,277,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 79,727 | $3,234,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 353,492 | $3,220,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 48,162 | $3,215,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 464,294 | $3,213,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 148,490 | $3,184,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 133,533 | $3,172,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 355,200 | $3,140,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 3,500,000 | $3,136,000 | thousands by filing date | principal |
| INTREPID POTASH INC | 46121Y102 | COM | 3,156,218 | $3,125,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 319,750 | $3,117,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2,975,000 | $3,114,000 | thousands by filing date | principal |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 61,853 | $3,113,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 58,728 | $3,100,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 96,560 | $3,058,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 34,736 | $3,052,000 | thousands by filing date | |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 2,900,000 | $3,044,000 | thousands by filing date | principal |
| NIC INC | 62914B100 | COM | 131,737 | $3,025,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 86,744 | $2,988,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773HAB8 | NOTE | 600,000 | $2,987,000 | thousands by filing date | principal |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 70,416 | $2,981,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 2,850,000 | $2,961,000 | thousands by filing date | principal |
| NN INC | 629337106 | COM | 622,276 | $2,950,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,463,415 | $2,941,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 480,616 | $2,922,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 2,735,000 | $2,914,000 | thousands by filing date | principal |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 229,729 | $2,899,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 108,833 | $2,893,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 146,039 | $2,857,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 179,183 | $2,840,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 2,570,000 | $2,804,000 | thousands by filing date | principal |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 482,900 | $2,796,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 187,975 | $2,791,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 56,020 | $2,780,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 110,886 | $2,777,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 653,191 | $2,776,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 417,084 | $2,753,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 24,194 | $2,750,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 163,759 | $2,717,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 76,000 | $2,711,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 48,473 | $2,688,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 3,255,000 | $2,679,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469207 | COM NEW | 196,249 | $2,675,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 2,500,000 | $2,675,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 2,850,000 | $2,672,000 | thousands by filing date | principal |
| MONGODB INC | 60937PAB2 | NOTE | 815,000 | $2,659,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 2,660,000 | $2,653,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 2,345,000 | $2,634,000 | thousands by filing date | principal |
| Zagg, Inc. | 98884U108 | COM | 836,231 | $2,626,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 2,500,000 | $2,626,000 | thousands by filing date | principal |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 181,600 | $2,620,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 71,386 | $2,619,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 15,778 | $2,592,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 113,606 | $2,583,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 612,133 | $2,553,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 191,860 | $2,553,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,585,000 | $2,553,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 31,241 | $2,549,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 71,595 | $2,548,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 25,018 | $2,546,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 2,395,000 | $2,542,000 | thousands by filing date | principal |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 96,513 | $2,540,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 143,101 | $2,524,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 25,889 | $2,523,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 812,870 | $2,520,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 783,700 | $2,508,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 184,220 | $2,506,000 | thousands by filing date | |
| GANNETT CO INC | 36473HAB0 | NOTE 4.750% 4/1 | 3,300,000 | $2,504,000 | thousands by filing date | principal |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 2,850,000 | $2,502,000 | thousands by filing date | principal |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 359,105 | $2,496,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 90,916 | $2,474,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 2,640,000 | $2,462,000 | thousands by filing date | principal |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 139,249 | $2,456,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 2,750,256 | $2,448,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 105,100 | $2,410,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 56,548 | $2,404,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 4,835,393 | $2,389,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 232,141 | $2,378,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 57,474 | $2,365,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 124,332 | $2,347,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 1,268,308 | $2,346,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,475,883 | $2,332,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 313,902 | $2,326,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 111,368 | $2,318,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 299,639 | $2,310,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,335,000 | $2,304,000 | thousands by filing date | principal |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 452,633 | $2,295,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 183,640 | $2,261,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 2,500,000 | $2,238,000 | thousands by filing date | principal |
| WAFD INC | 938824109 | COM | 82,862 | $2,224,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 94,092 | $2,222,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 155,225 | $2,221,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 18,730 | $2,216,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 13,190 | $2,213,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 149,616 | $2,207,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 153,482 | $2,186,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 2,257,000 | $2,174,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 2,395,000 | $2,158,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AD1 | BOND | 2,770,000 | $2,150,000 | thousands by filing date | principal |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 107,500 | $2,140,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 153,114 | $2,133,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 28,493 | $2,093,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 282,007 | $2,078,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 648,616 | $2,063,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 1,850,000 | $2,061,000 | thousands by filing date | principal |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 88,256 | $2,052,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 693,087 | $2,045,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 25,000 | $2,041,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,350,000 | $2,033,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 1,755,000 | $2,018,000 | thousands by filing date | principal |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 31,345 | $1,988,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 38,891 | $1,981,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 1,900,000 | $1,978,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAA1 | BOND | 1,460,000 | $1,969,000 | thousands by filing date | principal |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 245,369 | $1,958,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 80,149 | $1,957,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 165,273 | $1,937,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 121,385 | $1,937,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 19,781 | $1,921,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 2,165,000 | $1,911,000 | thousands by filing date | principal |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 170,550 | $1,900,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 138,730 | $1,880,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 3,820 | $1,868,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 128,015 | $1,865,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 263,944 | $1,856,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 1,800,000 | $1,846,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 42,753 | $1,839,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 28,339 | $1,814,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 124,700 | $1,809,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 78,700 | $1,797,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 92,142 | $1,788,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 325,941 | $1,786,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 17,772 | $1,771,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 14,361 | $1,762,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 33,474 | $1,760,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 36,662 | $1,755,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 47,840 | $1,747,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 2,125,000 | $1,739,000 | thousands by filing date | principal |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 99,800 | $1,735,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,491,300 | $1,715,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 83,240 | $1,692,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 280,900 | $1,685,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 2,010,010 | $1,675,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 137,191 | $1,663,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 6,020 | $1,624,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,590,000 | $1,622,000 | thousands by filing date | principal |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 224,475 | $1,616,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 669,714 | $1,614,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 23,411 | $1,608,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 1,945,000 | $1,604,000 | thousands by filing date | principal |
| KURA SUSHI USA INC | 501270102 | CL A COM | 112,047 | $1,600,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 1,760,000 | $1,575,000 | thousands by filing date | principal |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 52,525 | $1,574,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 516,900 | $1,565,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 16,710 | $1,558,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 1,482,516 | $1,557,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,728,000 | $1,556,000 | thousands by filing date | principal |
| RADWARE LTD | M81873107 | COMMON STOCK | 65,296 | $1,540,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 1,800,000 | $1,534,000 | thousands by filing date | principal |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 182,993 | $1,528,000 | thousands by filing date | |
| PERFICIENT INC | 71375UAB7 | NOTE 2.375% 9/1 | 1,320,000 | $1,528,000 | thousands by filing date | principal |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 546,941 | $1,526,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 131,010 | $1,520,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 109,958 | $1,516,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 30,435 | $1,514,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 4,200,000 | $1,514,000 | thousands by filing date | principal |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 1,025,000 | $1,508,000 | thousands by filing date | principal |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 114,714 | $1,491,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 1,470,000 | $1,464,000 | thousands by filing date | principal |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 46,353 | $1,454,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,607 | $1,449,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 1,250,000 | $1,445,000 | thousands by filing date | principal |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 162,598 | $1,442,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 539,709 | $1,430,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 370,953 | $1,428,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 9,320 | $1,426,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 88,008 | $1,411,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 8,544 | $1,397,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 166,453 | $1,387,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 59,103 | $1,379,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 66,217 | $1,375,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 18,817 | $1,374,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 4,919 | $1,373,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 109,948 | $1,363,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 32,448 | $1,355,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 83,546 | $1,339,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 451,897 | $1,333,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 22,984 | $1,317,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 105,232 | $1,316,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 1,380,000 | $1,309,000 | thousands by filing date | principal |
| KORN FERRY COM NEW | 500643200 | Stock | 42,103 | $1,294,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 1,015,000 | $1,289,000 | thousands by filing date | principal |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 124,782 | $1,286,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 94,444 | $1,278,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 452,700 | $1,259,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 22,205 | $1,253,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 111,780 | $1,247,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 32,098 | $1,242,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 19,977 | $1,238,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 119,674 | $1,194,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 1,270,000 | $1,194,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 20,344 | $1,193,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 28,800 | $1,188,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 11,664 | $1,185,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 89,061 | $1,185,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 880,000 | $1,156,000 | thousands by filing date | principal |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 4,065 | $1,155,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 4,357 | $1,151,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 50,195 | $1,150,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 29,689 | $1,145,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 23,865 | $1,136,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 1,080,000 | $1,136,000 | thousands by filing date | principal |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 86,882 | $1,122,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 368,171 | $1,119,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 57,966 | $1,117,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 119,048 | $1,106,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 402,933 | $1,104,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 332,776 | $1,098,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 66,195 | $1,088,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 125,900 | $1,083,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 31,663 | $1,079,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 51,315 | $1,076,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 144,991 | $1,070,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 140,130 | $1,065,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 38,200 | $1,063,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 38,239 | $1,057,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 471,983 | $1,053,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 93,453 | $1,021,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 313,800 | $1,014,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 24,800 | $1,010,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 9,462 | $1,008,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 37,068 | $1,003,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 23,345 | $961,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,790 | $958,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 19,543 | $955,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 38,091 | $953,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 41,600 | $950,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 145,800 | $948,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 755,779 | $938,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 7,726 | $932,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 11,918 | $925,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,481 | $922,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 4,230 | $912,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 55,311 | $904,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 137,854 | $904,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 499,000 | $890,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 905,000 | $887,000 | thousands by filing date | principal |
| GUESS INC | 401617AD7 | BOND | 1,331,000 | $887,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 16,947 | $882,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 3,725 | $878,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 6,530 | $873,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 25,552 | $860,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 78,210 | $860,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,630 | $851,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 47,401 | $851,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 270,996 | $848,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 446,000 | $847,000 | thousands by filing date | principal |
| ATRECA INC | 04965G109 | COM | 39,300 | $836,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20,700 | $828,000 | thousands by filing date | put |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 15,313 | $826,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 28,301 | $823,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 10,362 | $820,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 545,657 | $818,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 475,000 | $817,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 10,817 | $809,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 7,024 | $808,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 16,183 | $807,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 269,003 | $797,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 893,000 | $791,000 | thousands by filing date | principal |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 56,383 | $785,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 25,349 | $778,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 8,747 | $773,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 5,148 | $770,000 | thousands by filing date | |
| MGC | 921910873 | COM | 7,015 | $768,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,443,743 | $762,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 925,000 | $761,000 | thousands by filing date | principal |
| CENTURYLINK INC | 156700106 | COM | 75,562 | $758,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 1,000,000 | $753,000 | thousands by filing date | principal |
| SUTRO BIOPHARMA INC | 869367102 | COM | 96,500 | $749,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 7,822 | $744,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 19,346 | $744,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 97,400 | $731,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,301,500 | $719,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,336,722 | $714,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 40,787 | $714,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 56,500 | $714,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 14,418 | $709,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 953,257 | $707,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 9,878 | $695,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,400 | $694,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 28,972 | $694,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 19,140 | $691,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 23,745 | $691,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 206,559 | $690,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 9,163 | $689,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 18,626 | $681,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 15,674 | $678,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 25,032 | $678,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 31,280 | $676,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 160,240 | $667,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 14,369 | $662,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 38,000 | $657,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 358,249 | $656,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 62,670 | $656,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 800,000 | $654,000 | thousands by filing date | principal |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 795,000 | $653,000 | thousands by filing date | principal |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 262,396 | $648,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 72,213 | $648,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 23,802 | $639,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 27,841 | $639,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 20,200 | $637,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 11,357 | $632,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 371,731 | $632,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 3,199 | $631,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 653,000 | $631,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 18,805 | $623,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 24,500 | $622,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 12,201 | $607,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 31,226 | $601,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 16,400 | $591,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 491,000 | $591,000 | thousands by filing date | principal |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 17,220 | $584,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 150,092 | $572,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,786 | $571,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,330 | $568,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 5,235 | $567,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 30,959 | $565,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 39,033 | $564,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 41,652 | $564,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 4,320 | $561,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 41,267 | $555,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 5,015 | $548,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-20-001699 | superseded | 2020-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000315066-20-001702 | this filing | 2020-08-24 | acceptance time not in the bulk data set |