13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 4,149 holding rows worth $722,129,686,000.
- Accession
- 0000315066-20-001509
- Filer
- CIK 315066
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 9,540 entries on the cover page, a total value of $722,129,686,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $722,129,501,000 with VALUE read as thousands by filing date, 13F file number 028-00451. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFIDELITY MANAGEMENT & RESEARCH CO/MA/028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFidelity Management & Research (Canada) ULC028-19165
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity Management & Research (Japan) Ltd028-18351
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 924,989 | $15,965,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 13,406,550 | $15,954,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 193,753 | $15,941,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 5,490,000 | $15,928,000 | thousands by filing date | principal |
| L BRANDS INC | 501797104 | COM | 1,368,563 | $15,820,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 443,393 | $15,785,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 964,657 | $15,743,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 17,552,000 | $15,740,000 | thousands by filing date | principal |
| SILVERCREST METALS INC | 828363101 | COM | 3,000,000 | $15,711,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 880,578 | $15,701,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,678,210 | $15,658,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 645,401 | $15,632,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 16,245,000 | $15,616,000 | thousands by filing date | principal |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 341,985 | $15,581,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 634,976 | $15,564,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 8,825,000 | $15,549,000 | thousands by filing date | principal |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 369,636 | $15,539,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 145,926 | $15,529,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 6,335,356 | $15,522,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,074,324 | $15,502,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 905,225 | $15,416,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 2,044,400 | $15,374,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 4,974,086 | $15,370,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,009,404 | $15,343,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 459,278 | $15,326,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 1,852,073 | $15,316,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 205,912 | $15,293,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 906,484 | $15,210,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 402,495 | $15,162,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 250,050 | $15,133,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 201,819 | $15,009,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 488,799 | $14,962,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 852,734 | $14,914,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 428,125 | $14,911,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 156,469 | $14,860,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 539,660 | $14,846,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 769,298 | $14,778,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,910,801 | $14,745,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,188,043 | $14,720,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 2,441,183 | $14,720,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 403,261 | $14,581,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 196,478 | $14,480,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 4,725,063 | $14,412,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,440,327 | $14,381,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 14,865,000 | $14,348,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 13,895,000 | $14,343,000 | thousands by filing date | principal |
| Accelerate Diagnostics | 00430H102 | COM | 1,721,828 | $14,343,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 5,868,997 | $14,262,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 456,074 | $14,197,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 302,564 | $14,196,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 112,008 | $14,145,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 97,547 | $14,138,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,931,410 | $14,118,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 1,044,199 | $14,107,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 7,668,000 | $14,085,000 | thousands by filing date | principal |
| JAMES RIV GROUP LTD | G5005R107 | COM | 386,370 | $14,002,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 2,276,007 | $13,997,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,094,345 | $13,996,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 171,653 | $13,964,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 363,194 | $13,962,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 257,372 | $13,942,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 475,400 | $13,939,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 114,936 | $13,908,000 | thousands by filing date | |
| SEA LTD | G7948TAC3 | DEBT 1.000%12/0 | 12,525,000 | $13,904,000 | thousands by filing date | principal |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 518,534 | $13,892,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 4,126,579 | $13,865,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 1,558,551 | $13,824,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 551,120 | $13,756,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 1,031,068 | $13,755,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 14,535,000 | $13,735,000 | thousands by filing date | principal |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 1,790,791 | $13,700,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 12,387,000 | $13,688,000 | thousands by filing date | principal |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 551,992 | $13,679,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 849,263 | $13,673,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,200,000 | $13,632,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 46,499 | $13,618,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 950,004 | $13,614,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 1,171,828 | $13,604,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 945,860 | $13,573,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 376,521 | $13,563,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 605,490 | $13,533,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 1,377,800 | $13,434,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 10,289,000 | $13,419,000 | thousands by filing date | principal |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 883,794 | $13,416,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,092,944 | $13,366,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 292,454 | $13,328,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 333,000 | $13,297,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 392,675 | $13,280,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 250,559 | $13,277,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 722,512 | $13,273,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 791,500 | $13,258,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 423,553 | $13,236,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 2,551,370 | $13,216,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 205,311 | $13,215,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 1,308,302 | $13,175,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 5,651,000 | $13,116,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 633,537 | $13,108,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1,783,106 | $13,070,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,467,940 | $13,035,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 7,435,116 | $13,012,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 3,896,500 | $12,975,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 416,047 | $12,909,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 3,054,000 | $12,883,000 | thousands by filing date | principal |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 462,181 | $12,840,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 230,398 | $12,805,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 204,093 | $12,797,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 4,880,000 | $12,782,000 | thousands by filing date | principal |
| REGENXBIO INC | 75901B107 | COM | 394,708 | $12,781,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 354,427 | $12,731,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 2,423,240 | $12,722,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 4,701,635 | $12,715,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 258,253 | $12,701,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 273,506 | $12,674,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 8,335,000 | $12,652,000 | thousands by filing date | principal |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 3,476,830 | $12,620,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 9,036,000 | $12,608,000 | thousands by filing date | principal |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 1,329,989 | $12,595,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 334,998 | $12,576,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 168,459 | $12,568,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 557,625 | $12,563,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 623,825 | $12,532,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 856,699 | $12,499,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 698,378 | $12,466,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 17,102,219 | $12,367,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 274,950 | $12,348,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 404,317 | $12,331,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 1,936,221 | $12,314,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 712,530 | $12,292,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,076,247 | $12,249,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,256,816 | $12,204,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,221,228 | $12,187,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 81,686 | $12,094,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 3,220,853 | $12,094,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 776,654 | $12,085,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 171,900 | $12,073,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 197,719 | $12,053,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 15,210,000 | $12,018,000 | thousands by filing date | principal |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 80,722 | $11,973,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 1,166,412 | $11,967,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 11,947,000 | $11,868,000 | thousands by filing date | principal |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 4,409,480 | $11,861,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 544,655 | $11,814,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 962,080 | $11,728,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 1,946,914 | $11,720,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 291,544 | $11,688,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 257,055 | $11,686,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 1,142,783 | $11,611,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 149,396 | $11,569,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 236,058 | $11,531,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 4,507,000 | $11,513,000 | thousands by filing date | principal |
| ROLLINS INC COM | 775711104 | Stock | 315,767 | $11,412,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 414,899 | $11,410,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,410,265 | $11,367,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 856,757 | $11,352,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 183,794 | $11,348,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 263,464 | $11,342,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 290,586 | $11,335,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 408,558 | $11,325,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 489,982 | $11,270,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 324,519 | $11,247,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 738,667 | $11,169,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 661,983 | $11,141,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 2,854,791 | $11,105,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 265,848 | $11,083,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 2,176,569 | $11,057,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 691,903 | $11,050,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 454,000 | $11,036,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 9,234,000 | $10,909,000 | thousands by filing date | principal |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 184,750 | $10,864,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 3,167,029 | $10,831,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 13,100,000 | $10,742,000 | thousands by filing date | principal |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 466,347 | $10,679,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 547,222 | $10,671,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 2,444,400 | $10,658,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 181,846 | $10,596,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 730,421 | $10,533,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 608,168 | $10,509,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 250,872 | $10,494,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 6,600,115 | $10,428,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,152,923 | $10,354,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 20,814,591 | $10,353,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,048,003 | $10,344,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,333,386 | $10,267,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 2,177,654 | $10,191,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 831,744 | $10,172,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 10,837,000 | $10,119,000 | thousands by filing date | principal |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 177,684 | $10,040,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 263,207 | $10,025,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 858,080 | $10,014,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 77,000 | $9,951,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 315,534 | $9,923,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 252,564 | $9,865,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 904,425 | $9,831,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 130,175 | $9,822,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 1,714,126 | $9,788,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 37,500 | $9,775,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 225,319 | $9,763,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 12,400,000 | $9,728,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 7,590,000 | $9,727,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 202,400 | $9,707,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,416,865 | $9,706,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 1,184,087 | $9,639,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 788,600 | $9,613,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 365,160 | $9,600,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 211,399 | $9,599,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 17,361 | $9,589,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 63,096 | $9,533,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 7,035,000 | $9,501,000 | thousands by filing date | principal |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 516,087 | $9,481,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 8,715,000 | $9,450,000 | thousands by filing date | principal |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 224,644 | $9,448,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 6,252,999 | $9,442,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 594,993 | $9,359,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 419,329 | $9,271,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 1,597,506 | $9,185,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 575,390 | $9,178,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 224,733 | $9,146,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 884,165 | $9,036,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 112,425 | $9,035,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 273,888 | $8,997,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 108,324 | $8,995,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 891,566 | $8,969,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 10,650,000 | $8,948,000 | thousands by filing date | principal |
| DESIGNER BRANDS INC | 250565108 | CL A | 1,788,820 | $8,908,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 3,886,000 | $8,903,000 | thousands by filing date | principal |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 889,760 | $8,871,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 2,240,891 | $8,829,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 415,332 | $8,801,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,347,400 | $8,799,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 180,049 | $8,768,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 13,500,000 | $8,754,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 119,900 | $8,743,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 535,512 | $8,729,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,350,347 | $8,643,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,230,424 | $8,577,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 578,328 | $8,577,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 8,975,000 | $8,566,000 | thousands by filing date | principal |
| GAMIDA CELL LTD | M47364100 | SHS | 2,826,541 | $8,536,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 215,150 | $8,528,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 100,835 | $8,526,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 661,682 | $8,463,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 795,211 | $8,461,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 157,110 | $8,457,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 5,560,465 | $8,452,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,707,000 | $8,446,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 142,869 | $8,444,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 7,842,000 | $8,444,000 | thousands by filing date | principal |
| HURCO CO | 447324104 | COM | 289,728 | $8,431,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 225,983 | $8,405,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,073,620 | $8,385,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 510,534 | $8,330,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 8,347,000 | $8,321,000 | thousands by filing date | principal |
| JACK IN THE BOX INC | 466367109 | COM | 236,806 | $8,300,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 1,069,900 | $8,281,000 | thousands by filing date | |
| PHOENIX TREE HOLDINGS LTD | 719156101 | COM | 959,221 | $8,259,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 893,536 | $8,238,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 4,990,000 | $8,237,000 | thousands by filing date | principal |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 1,028,070 | $8,224,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 6,263,000 | $8,165,000 | thousands by filing date | principal |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 485,212 | $8,132,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 327,487 | $8,128,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 769,863 | $8,107,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 254,450 | $8,089,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 519,047 | $8,066,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,595,000 | $8,041,000 | thousands by filing date | principal |
| GENUINE PARTS CO COM | 372460105 | Stock | 118,332 | $7,967,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 5,825,000 | $7,958,000 | thousands by filing date | principal |
| PB BANCORP INC | 70454T100 | COM | 533,615 | $7,951,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 4,190,000 | $7,943,000 | thousands by filing date | principal |
| ONEOK INC NEW | 682680103 | COM | 364,023 | $7,940,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 4,995,000 | $7,940,000 | thousands by filing date | principal |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 8,600,000 | $7,913,000 | thousands by filing date | principal |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 518,115 | $7,860,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 5,285,000 | $7,849,000 | thousands by filing date | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 593,280 | $7,813,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,026,067 | $7,778,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 181,200 | $7,764,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,479,867 | $7,755,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 119,205 | $7,632,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 86,827 | $7,603,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 223,576 | $7,594,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 2,428,000 | $7,545,000 | thousands by filing date | principal |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 555,943 | $7,505,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 518,039 | $7,496,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 867,444 | $7,495,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 313,269 | $7,471,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 389,300 | $7,459,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 215,363 | $7,445,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 3,152,637 | $7,441,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 93,725 | $7,427,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 686,313 | $7,384,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,526,305 | $7,372,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 483,937 | $7,370,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 615,375 | $7,357,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 8,135,000 | $7,344,000 | thousands by filing date | principal |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 33,478 | $7,339,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 200,201 | $7,339,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 521,469 | $7,332,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 4,088,000 | $7,318,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 7,575,000 | $7,298,000 | thousands by filing date | principal |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 2,744,130 | $7,272,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 11,348,165 | $7,263,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 8,643,000 | $7,260,000 | thousands by filing date | principal |
| INTERPARFUMS INC COM | 458334109 | Stock | 156,481 | $7,253,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,335,792 | $7,241,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,102,093 | $7,219,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 1,354,975 | $7,209,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,393,004 | $7,174,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 2,338,558 | $7,109,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 864,847 | $7,100,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 703,503 | $7,077,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 17,110,018 | $7,048,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 269,800 | $7,047,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,945,000 | $7,029,000 | thousands by filing date | principal |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,336,660 | $7,017,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 697,800 | $6,978,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 4,895,000 | $6,970,000 | thousands by filing date | principal |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 635,680 | $6,948,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 443,753 | $6,945,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 174,575 | $6,920,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,905,820 | $6,899,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 593,071 | $6,891,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 4,230,900 | $6,854,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 717,100 | $6,841,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 748,417 | $6,810,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,417,938 | $6,792,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 6,485,000 | $6,750,000 | thousands by filing date | principal |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,470,700 | $6,692,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 7,300,000 | $6,629,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 7,020,000 | $6,625,000 | thousands by filing date | principal |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 741,248 | $6,613,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 12,000,000 | $6,600,000 | thousands by filing date | principal |
| AVANTAX INC | 095229100 | COMMON STOCK | 544,941 | $6,566,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 3,989,700 | $6,543,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 207,529 | $6,543,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 190,053 | $6,537,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 7,730,000 | $6,532,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 866,000 | $6,526,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 395,047 | $6,522,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 3,270,000 | $6,490,000 | thousands by filing date | principal |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 467,600 | $6,481,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 87,926 | $6,466,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 371,493 | $6,445,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 210,075 | $6,408,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 1,829,995 | $6,405,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 399,886 | $6,398,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 77,727 | $6,358,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 828,613 | $6,355,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 29,889 | $6,334,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 23,980,649 | $6,307,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 268,460 | $6,295,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 3,700,000 | $6,287,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,990,000 | $6,285,000 | thousands by filing date | principal |
| BLACKLINE, INC. | 09239B109 | COM | 118,892 | $6,254,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,059,020 | $6,227,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 327,562 | $6,217,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 2,084,900 | $6,213,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 84,275 | $6,197,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 358,081 | $6,187,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 168,906 | $6,163,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 307,300 | $6,152,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 76,939 | $6,144,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 91,098 | $6,120,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 138,210 | $6,111,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 197,082 | $6,096,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 160,899 | $6,083,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 85,525 | $6,051,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 3,987,000 | $5,996,000 | thousands by filing date | principal |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 501,067 | $5,957,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 8,380,000 | $5,947,000 | thousands by filing date | principal |
| WATERS CORP COM | 941848103 | Stock | 32,615 | $5,938,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 1,625,699 | $5,934,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 6,405,000 | $5,929,000 | thousands by filing date | principal |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 72,189 | $5,922,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 85,677 | $5,911,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 6,770,000 | $5,889,000 | thousands by filing date | principal |
| BYLINE BANCORP INC | 124411109 | COM | 565,400 | $5,863,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 30,455 | $5,860,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 444,026 | $5,857,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 86,600 | $5,827,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 8,677,541 | $5,818,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 65,700 | $5,813,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 153,408 | $5,777,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 210,346 | $5,759,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 829,036 | $5,729,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 673,185 | $5,729,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 251,184 | $5,709,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 1,489,985 | $5,692,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 239,418 | $5,688,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 227,727 | $5,687,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 187,401 | $5,681,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 4,115,000 | $5,656,000 | thousands by filing date | principal |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,247,642 | $5,652,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 3,865,000 | $5,638,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 5,330,000 | $5,615,000 | thousands by filing date | principal |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 314,603 | $5,613,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 726,984 | $5,583,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 6,057,000 | $5,547,000 | thousands by filing date | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 6,075,000 | $5,543,000 | thousands by filing date | principal |
| ARCOSA INC COM | 039653100 | Stock | 139,383 | $5,539,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 383,392 | $5,525,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 148,490 | $5,505,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 87,663 | $5,496,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 142,432 | $5,479,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 122,900 | $5,475,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 286,049 | $5,474,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 378,498 | $5,469,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 4,995,000 | $5,469,000 | thousands by filing date | principal |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 533,200 | $5,460,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 114,094 | $5,458,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 151,201 | $5,455,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 712,028 | $5,440,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 400,000 | $5,436,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 3,152,251 | $5,428,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 201,625 | $5,397,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 3,580,169 | $5,370,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,573,748 | $5,366,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 709,400 | $5,363,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 91,743 | $5,346,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 4,225,000 | $5,321,000 | thousands by filing date | principal |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 828,127 | $5,275,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,254,989 | $5,271,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 638,900 | $5,271,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 5,291,000 | $5,255,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AB0 | NOTE | 4,305,000 | $5,217,000 | thousands by filing date | principal |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 1,494,700 | $5,202,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 153,789 | $5,193,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 6,570,000 | $5,162,000 | thousands by filing date | principal |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 59,939 | $5,137,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 2,045,665 | $5,115,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 205,421 | $5,113,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 2,556,584 | $5,113,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 132,300 | $5,112,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 75,000 | $5,093,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 4,943,162 | $5,091,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 396,547 | $5,044,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 85,800 | $5,037,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 171,400 | $5,020,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 519,700 | $5,015,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 5,838,000 | $4,967,000 | thousands by filing date | principal |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 359,815 | $4,954,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 55,896 | $4,951,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 654,006 | $4,938,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 2,737,789 | $4,928,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 54,060 | $4,896,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 890,216 | $4,887,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 299,891 | $4,879,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 5,191,573 | $4,842,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 188,708 | $4,825,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 178,456 | $4,759,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 513,687 | $4,752,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 85,540 | $4,730,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,125,300 | $4,726,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 128,700 | $4,689,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 244,848 | $4,665,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 145,908 | $4,656,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 135,900 | $4,648,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 356,451 | $4,634,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 15,588 | $4,623,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 347,700 | $4,621,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739CAB8 | NOTE 1.000%10/0 | 5,190,000 | $4,611,000 | thousands by filing date | principal |
| ACNB CORP | 000868109 | COMMON STOCK | 153,585 | $4,608,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 3,749,000 | $4,579,000 | thousands by filing date | principal |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 266,439 | $4,575,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 5,405,000 | $4,560,000 | thousands by filing date | principal |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 86,745 | $4,554,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 4,370,000 | $4,528,000 | thousands by filing date | principal |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 275,900 | $4,516,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 191,408 | $4,498,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 249,300 | $4,487,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 47,224 | $4,478,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 124,835 | $4,478,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 15,334 | $4,455,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 200,331 | $4,442,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 4,630,000 | $4,431,000 | thousands by filing date | principal |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 100,618 | $4,425,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 288,461 | $4,425,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 156,587 | $4,406,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 89,163 | $4,391,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 192,523 | $4,323,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 5,500,000 | $4,318,000 | thousands by filing date | principal |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,578,783 | $4,294,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 884,698 | $4,282,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 911,349 | $4,281,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 4,220,000 | $4,278,000 | thousands by filing date | principal |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 154,616 | $4,269,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 28,369 | $4,264,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 867,557 | $4,259,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 223,390 | $4,228,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 1,751,882 | $4,222,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 5,405,000 | $4,205,000 | thousands by filing date | principal |
| WP CAREY INC COM | 92936U109 | REIT | 72,374 | $4,204,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 1,310,000 | $4,130,000 | thousands by filing date | principal |
| REVVITY INC | 714046109 | COM | 54,367 | $4,093,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 41,637 | $4,083,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 4,000,000 | $4,064,000 | thousands by filing date | principal |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,069,289 | $4,063,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 230,335 | $4,031,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 699,083 | $4,027,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 698,898 | $4,026,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-20-001509 | this filing | 2020-05-14 | acceptance time not in the bulk data set |