13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-07, with 4,208 holding rows worth $906,401,305,000.
- Accession
- 0000315066-20-001309
- Filer
- CIK 315066
- Filed
- 2020-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 9,880 entries on the cover page, a total value of $906,401,305,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $906,400,956,000 with VALUE read as thousands by filing date, 13F file number 028-00451. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFIDELITY MANAGEMENT & RESEARCH CO/MA/028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFMR CO INC028-06639
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity SelectCo, LLC028-15643
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
- included managerFidelity Management & Research (Japan) Ltd028-18351
- included managerFidelity Management & Research (Canada) ULC028-19165
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESCO INTL INC COM | 95082P105 | Stock | 101,824 | $6,047,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 946,791 | $6,031,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 174,000 | $6,029,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 424,199 | $6,024,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 490,804 | $6,003,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 76,143 | $5,981,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 57,114 | $5,957,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 4,225,000 | $5,949,000 | thousands by filing date | principal |
| QUANTA SVCS INC | 74762E102 | COM | 145,126 | $5,908,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 4,840,000 | $5,898,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 5,500,000 | $5,882,000 | thousands by filing date | principal |
| APOGEE ENTERPRISES INC | 037598109 | COM | 180,291 | $5,860,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 29,439 | $5,849,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 15,463 | $5,811,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 3,640,000 | $5,781,000 | thousands by filing date | principal |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 5,405,000 | $5,764,000 | thousands by filing date | principal |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 56,567 | $5,761,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 529,000 | $5,740,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 911,349 | $5,706,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 618,053 | $5,705,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 327,759 | $5,684,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 159,214 | $5,682,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 2,129,652 | $5,644,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 4,916 | $5,620,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 14,781 | $5,549,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 102,400 | $5,504,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 3,273,273 | $5,499,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 613,546 | $5,492,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 99,746 | $5,470,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 135,122 | $5,463,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 3,865,000 | $5,463,000 | thousands by filing date | principal |
| POLYONE CORP | 73179P106 | COM | 148,150 | $5,450,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 3,419,000 | $5,387,000 | thousands by filing date | principal |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 157,339 | $5,386,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 3,850,000 | $5,361,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 42,705 | $5,356,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 298,262 | $5,231,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 140,754 | $5,206,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 952,867 | $5,203,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 745,530 | $5,196,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 137,334 | $5,194,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 26,700 | $5,108,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 101,805 | $5,077,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,391,704 | $5,065,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 676,128 | $5,057,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 2,170,000 | $5,054,000 | thousands by filing date | principal |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 154,616 | $5,018,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 272,300 | $5,008,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 3,700,000 | $4,978,000 | thousands by filing date | principal |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 182,972 | $4,977,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 59,236 | $4,941,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,331,328 | $4,939,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,255,018 | $4,932,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 415,969 | $4,921,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 153,601 | $4,909,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 5,290,000 | $4,871,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 241,485 | $4,855,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 10,925 | $4,832,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 6,926,460 | $4,818,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 3,991,000 | $4,773,000 | thousands by filing date | principal |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 249,331 | $4,767,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 160,794 | $4,761,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,008,339 | $4,745,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 138,292 | $4,735,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 85,336 | $4,727,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 207,127 | $4,710,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 312,282 | $4,684,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 721,800 | $4,648,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 28,925 | $4,632,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 121,692 | $4,574,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 441,103 | $4,565,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 282,649 | $4,537,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 45,202 | $4,523,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 71,655 | $4,515,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 113,436 | $4,489,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 164,354 | $4,476,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 196,282 | $4,463,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,286,541 | $4,439,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 134,900 | $4,413,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 219,170 | $4,412,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 323,596 | $4,407,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 173,988 | $4,363,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 86,715 | $4,355,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 400,000 | $4,348,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 100,999 | $4,318,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 393,000 | $4,315,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 70,723 | $4,287,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 3,350,000 | $4,270,000 | thousands by filing date | principal |
| CABLE ONE INC | 12685J105 | COM | 2,851 | $4,244,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 12,113 | $4,234,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 563,494 | $4,229,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 80,643 | $4,184,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 91,669 | $4,135,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 4,090,000 | $4,118,000 | thousands by filing date | principal |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 3,187,407 | $4,112,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 61,283 | $4,076,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 143,828 | $4,072,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 168,272 | $4,054,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 159,971 | $4,043,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 523,941 | $4,040,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 177,885 | $4,029,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,475,883 | $4,029,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 301,731 | $3,992,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 385,187 | $3,976,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W202 | UNIT 04/30/2022 | 63,500 | $3,973,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 51,326 | $3,942,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 896,193 | $3,908,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 114,553 | $3,899,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,907,345 | $3,872,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 764,110 | $3,866,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,665,000 | $3,863,000 | thousands by filing date | principal |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 78,134 | $3,862,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 132,113 | $3,847,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 753,199 | $3,845,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 3,425,000 | $3,841,000 | thousands by filing date | principal |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 239,600 | $3,836,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 91,944 | $3,829,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 232,775 | $3,819,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 74,568 | $3,800,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 285,537 | $3,741,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 76,000 | $3,704,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 376,463 | $3,700,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 75,344 | $3,693,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 252,113 | $3,665,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 186,735 | $3,639,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 18,261 | $3,621,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 179,183 | $3,618,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,082,152 | $3,582,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 187,529 | $3,565,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 93,606 | $3,549,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 4,028,000 | $3,501,000 | thousands by filing date | principal |
| AFFIMED N V | N01045108 | COM | 1,276,356 | $3,497,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 118,760 | $3,479,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 3,255,000 | $3,473,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2,975,000 | $3,463,000 | thousands by filing date | principal |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 237,805 | $3,451,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 164,266 | $3,429,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 233,844 | $3,418,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,042,351 | $3,388,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,243,883 | $3,383,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 282,652 | $3,372,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 62,458 | $3,357,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 151,046 | $3,344,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 28,864 | $3,340,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 450,094 | $3,335,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 134,104 | $3,330,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 613,070 | $3,329,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 141,744 | $3,315,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 140,312 | $3,300,000 | thousands by filing date | |
| GANNETT CO INC | 36473HAB0 | NOTE 4.750% 4/1 | 3,300,000 | $3,300,000 | thousands by filing date | principal |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 229,729 | $3,205,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 108,146 | $3,199,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 86,257 | $3,161,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 34,241 | $3,120,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 2,395,000 | $3,107,000 | thousands by filing date | principal |
| ALBEMARLE CORP | 012653101 | COM | 42,373 | $3,095,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 183,020 | $3,093,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 15,987 | $3,065,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 2,735,000 | $3,033,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 3,105,000 | $3,009,000 | thousands by filing date | principal |
| DIODES INC COM | 254543101 | Stock | 53,267 | $3,003,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,529,222 | $2,997,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 2,900,000 | $2,982,000 | thousands by filing date | principal |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 792,700 | $2,973,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 70,547 | $2,962,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 116,655 | $2,962,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 125,002 | $2,937,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 37,785 | $2,905,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 35,573 | $2,897,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 48,208 | $2,896,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 1,993,010 | $2,890,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 51,570 | $2,889,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 132,722 | $2,877,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 176,313 | $2,866,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 2,015,000 | $2,850,000 | thousands by filing date | principal |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 342,543 | $2,823,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 665,299 | $2,808,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 212,108 | $2,800,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 13,275 | $2,790,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,585,000 | $2,781,000 | thousands by filing date | principal |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 55,383 | $2,766,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 205,127 | $2,740,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 9,068 | $2,721,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y21898AA2 | DEBT 5.000% 8/0 | 2,500,000 | $2,720,000 | thousands by filing date | principal |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 26,997 | $2,693,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 2,660,000 | $2,693,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 2,570,000 | $2,672,000 | thousands by filing date | principal |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 81,839 | $2,667,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 24,157 | $2,656,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 120,302 | $2,629,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 71,300 | $2,583,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 2,500,000 | $2,563,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 2,500,000 | $2,547,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 2,519,000 | $2,540,000 | thousands by filing date | principal |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 611,201 | $2,532,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 661,655 | $2,528,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 948,942 | $2,524,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 35,832 | $2,519,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 182,700 | $2,496,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 22,697 | $2,492,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 48,548 | $2,490,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 40,295 | $2,489,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 34,659 | $2,486,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 38,700 | $2,479,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 54,937 | $2,478,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 47,848 | $2,477,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 416,724 | $2,476,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 109,978 | $2,442,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 144,758 | $2,410,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 19,120 | $2,409,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 58,400 | $2,405,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 949,595 | $2,393,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 153,014 | $2,392,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 102,093 | $2,384,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 110,017 | $2,384,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 125,757 | $2,382,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 98,290 | $2,364,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 2,395,000 | $2,354,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,335,000 | $2,340,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 2,257,000 | $2,338,000 | thousands by filing date | principal |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 100,901 | $2,326,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 1,850,000 | $2,322,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AD1 | BOND | 2,770,000 | $2,294,000 | thousands by filing date | principal |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 189,933 | $2,289,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 119,674 | $2,278,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 78,500 | $2,278,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 1,755,000 | $2,262,000 | thousands by filing date | principal |
| TFS FINL CORP | 87240R107 | COM | 114,517 | $2,254,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 224,475 | $2,254,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 16,007 | $2,248,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 233,216 | $2,220,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 227,016 | $2,218,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 2,253,000 | $2,189,000 | thousands by filing date | principal |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 2,000,000 | $2,171,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 1,800,000 | $2,162,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 1,770,000 | $2,145,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 205,170 | $2,139,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 150,412 | $2,115,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 809,248 | $2,104,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 273,500 | $2,100,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 619,843 | $2,095,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 138,112 | $2,094,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 111,723 | $2,068,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 491,449 | $2,049,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 21,644 | $2,045,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 79,200 | $2,042,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 45,832 | $2,036,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 2,000,000 | $2,027,000 | thousands by filing date | principal |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 91,500 | $2,024,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 219,729 | $2,004,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 37,289 | $1,996,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 55,872 | $1,983,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 57,137 | $1,980,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 1,460,000 | $1,969,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 2,165,000 | $1,968,000 | thousands by filing date | principal |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 30,413 | $1,966,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 49,071 | $1,954,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 1,900,000 | $1,925,000 | thousands by filing date | principal |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 370,595 | $1,916,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 25,977 | $1,904,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 72,045 | $1,901,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,578,783 | $1,895,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 29,945 | $1,877,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 77,566 | $1,867,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 132,711 | $1,863,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 61,934 | $1,852,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 57,093 | $1,841,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 75,640 | $1,840,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 567,153 | $1,832,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 84,678 | $1,830,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 38,003 | $1,829,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 117,700 | $1,821,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 488,271 | $1,816,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 22,362 | $1,811,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 1,528,496 | $1,804,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 65,100 | $1,795,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 74,641 | $1,788,000 | thousands by filing date | |
| PERFICIENT INC | 71375UAB7 | NOTE 2.375% 9/1 | 1,320,000 | $1,787,000 | thousands by filing date | principal |
| COMMVAULT SYS INC COM | 204166102 | Stock | 39,837 | $1,778,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 54,174 | $1,777,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 43,581 | $1,771,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 185,330 | $1,768,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,350,000 | $1,766,000 | thousands by filing date | principal |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 453,201 | $1,758,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 9,290 | $1,756,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 158,700 | $1,746,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 27,372 | $1,724,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 31,190 | $1,721,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 188,300 | $1,683,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 207,812 | $1,666,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 20,005 | $1,664,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 1,095,000 | $1,663,000 | thousands by filing date | principal |
| LCNB CORP | 50181P100 | COM | 85,986 | $1,660,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 23,232 | $1,659,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 13,900 | $1,657,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 783,703 | $1,654,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 1,380,000 | $1,652,000 | thousands by filing date | principal |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 104,550 | $1,647,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 20,753 | $1,644,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 55,007 | $1,637,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 506,700 | $1,637,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 42,474 | $1,623,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 148,002 | $1,605,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 82,989 | $1,600,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 39,188 | $1,599,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 1,470,000 | $1,599,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,575,000 | $1,584,000 | thousands by filing date | principal |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 648,616 | $1,583,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 13,859 | $1,581,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 78,210 | $1,576,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 30,870 | $1,569,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 370,949 | $1,562,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 31,314 | $1,557,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 66,909 | $1,552,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 88,256 | $1,547,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 94,738 | $1,538,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 32,987 | $1,538,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,633 | $1,531,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 117,210 | $1,524,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 41,748 | $1,519,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 9,505 | $1,517,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 29,740 | $1,512,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,081,000 | $1,506,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 1,945,000 | $1,503,000 | thousands by filing date | principal |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 28,800 | $1,502,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 73,931 | $1,500,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,075,502 | $1,499,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 1,580,000 | $1,496,000 | thousands by filing date | principal |
| COVIA HLDGS CORP | 22305A103 | COM | 726,142 | $1,481,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 475,006 | $1,477,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 256,328 | $1,469,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 1,472,070 | $1,467,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 28,118 | $1,464,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 1,425,000 | $1,458,000 | thousands by filing date | principal |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 47,602 | $1,457,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 5,968 | $1,445,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 24,434 | $1,432,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 406,950 | $1,432,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 22,326 | $1,430,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 6,140 | $1,428,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 30,240 | $1,412,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 10,983 | $1,392,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 138,130 | $1,390,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 33,439 | $1,389,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 311,600 | $1,389,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 2,888,656 | $1,386,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 9,407 | $1,371,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 1,015,000 | $1,371,000 | thousands by filing date | principal |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 16,697 | $1,369,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 82,361 | $1,352,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 763,271 | $1,351,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 62,228 | $1,330,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 343,151 | $1,325,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 69,300 | $1,314,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 14,140 | $1,312,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 53,300 | $1,278,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 47,003 | $1,275,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 306,014 | $1,267,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 144,991 | $1,266,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 20,403 | $1,263,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 74,276 | $1,255,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 59,700 | $1,236,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 11,100 | $1,223,000 | thousands by filing date | call |
| ENPRO INC | 29355X107 | COM | 18,264 | $1,222,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 47,024 | $1,217,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,068 | $1,213,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 32,163 | $1,213,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 21,970 | $1,197,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 149,226 | $1,191,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 1,080,000 | $1,171,000 | thousands by filing date | principal |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 27,218 | $1,163,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 12,511 | $1,162,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 135,025 | $1,159,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 23,998 | $1,158,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 192,773 | $1,157,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 13,314 | $1,150,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 1,200,000 | $1,149,000 | thousands by filing date | principal |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 27,795 | $1,128,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 1,000,000 | $1,119,000 | thousands by filing date | principal |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 5,030 | $1,117,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 47,749 | $1,112,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 100,489 | $1,103,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 6,838 | $1,102,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 5,096 | $1,099,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 19,141 | $1,084,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 270,996 | $1,081,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 40,034 | $1,078,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 122,868 | $1,075,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 1,380,000 | $1,071,000 | thousands by filing date | principal |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 24,801 | $1,064,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 1,500,000 | $1,064,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 1,000,000 | $1,056,000 | thousands by filing date | principal |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 1,000,000 | $1,041,000 | thousands by filing date | principal |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 164,259 | $1,038,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,902 | $1,032,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 5,419 | $1,026,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 6,666 | $1,025,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 75,875 | $1,021,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 1,025,000 | $1,013,000 | thousands by filing date | principal |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 296,372 | $1,011,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 6,848 | $1,003,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 25,620 | $1,001,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,065,000 | $1,000,000 | thousands by filing date | principal |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 61,500 | $987,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 22,421 | $987,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 12,275 | $982,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 19,983 | $979,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 13,034 | $978,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 960,000 | $978,000 | thousands by filing date | principal |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 7,707 | $970,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 199,301 | $963,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 880,000 | $956,000 | thousands by filing date | principal |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 98,952 | $951,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 80,614 | $936,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 162,598 | $930,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 40,124 | $927,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 30,975 | $926,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 1,025,000 | $920,000 | thousands by filing date | principal |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 18,699 | $919,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 10,944 | $918,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 31,714 | $915,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 15,195 | $913,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 16,434 | $900,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 23,252 | $898,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 905,000 | $897,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 925,000 | $893,000 | thousands by filing date | principal |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 3,747 | $873,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 960,000 | $842,000 | thousands by filing date | principal |
| SIGMATRON INTL INC | 82661L101 | COM | 206,559 | $832,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 5,750 | $821,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 12,607 | $816,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 8,875 | $810,000 | thousands by filing date | |
| MGC | 921910873 | COM | 7,237 | $809,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 19,166 | $806,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,647 | $766,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 19,933 | $751,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,174 | $750,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 795,000 | $748,000 | thousands by filing date | principal |
| IPG PHOTONICS CORP | 44980X109 | COM | 5,106 | $740,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 660,800 | $740,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 4,820 | $731,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 5,424 | $722,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 7,726 | $719,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 800,000 | $710,000 | thousands by filing date | principal |
| AXOSFINLINC | 05465C100 | STOK | 23,422 | $709,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 13,561 | $707,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 171,538 | $702,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 9,277 | $701,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 14,430 | $700,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 19,308 | $700,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 8,541 | $696,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 3,926 | $684,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 79,139 | $675,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 9,837 | $668,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 21,001 | $667,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 18,460 | $665,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 35,358 | $659,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 166,453 | $657,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 21,600 | $656,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 491,000 | $652,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 23,827 | $651,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 96,484 | $650,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 91,765 | $648,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 27,181 | $641,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 18,986 | $638,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,773 | $632,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 570,000 | $625,000 | thousands by filing date | principal |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 85,926 | $614,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 25,886 | $603,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 54,427 | $599,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 12,162 | $597,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,824 | $595,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 25,473 | $594,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 12,159 | $591,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 24,174 | $589,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 6,754 | $589,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 3,165 | $584,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9,490 | $583,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 584,000 | $582,000 | thousands by filing date | principal |
| AC IMMUNE SA | H00263105 | SHS | 67,458 | $575,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,102,349 | $572,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 3,148 | $570,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 93,300 | $566,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 7,299 | $552,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 29,300 | $542,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 16,953 | $540,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 14,288 | $538,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,572 | $534,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 460,000 | $531,000 | thousands by filing date | principal |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 16,910 | $524,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 22,802 | $520,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 499,000 | $517,000 | thousands by filing date | principal |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 272,639 | $513,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 10,122 | $512,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 6,476 | $497,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 8,847 | $497,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 12,928 | $493,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 76,525 | $492,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 8,479 | $491,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 5,605 | $489,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-20-001309 | this filing | 2020-02-07 | acceptance time not in the bulk data set |