13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 4,136 holding rows worth $833,765,055,000.
- Accession
- 0000315066-19-001769
- Filer
- CIK 315066
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 9,786 entries on the cover page, a total value of $833,765,055,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $833,765,055,000 with VALUE read as thousands by filing date, 13F file number 028-00451. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFIDELITY MANAGEMENT & RESEARCH CO/MA/028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFMR CO INC028-06639
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity SelectCo, LLC028-15643
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
- included managerFidelity Management & Research (Japan) Ltd028-18351
- included managerFidelity Management & Research (Canada) ULC028-19165
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 165 | $3,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 107 | $3,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 85 | $3,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 222 | $3,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 198 | $3,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 227 | $3,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 337 | $3,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 83 | $3,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 356 | $3,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 89 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 81 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 92 | $3,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 83 | $3,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 228 | $3,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 266 | $3,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 326 | $3,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 79 | $3,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 233 | $3,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 600 | $3,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,900 | $3,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 80 | $3,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 123 | $3,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 50 | $3,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 640 | $3,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 2,588 | $3,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 129 | $3,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 995 | $3,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,000 | $3,000 | thousands by filing date | principal |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 900 | $3,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 25 | $2,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 13 | $2,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 45 | $2,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 100 | $2,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 47 | $2,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 400 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 34 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 59 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 19 | $2,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 450 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 20 | $2,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 145 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 31 | $2,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 50 | $2,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 48 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 186 | $2,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 136 | $2,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 126 | $2,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 84 | $2,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 200 | $2,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 155 | $2,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 60 | $2,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 133 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 230 | $2,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 29 | $2,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 224 | $2,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 99 | $2,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 71 | $2,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 290 | $2,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 69 | $2,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 61 | $2,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 61 | $2,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 350 | $2,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 40 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 25 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 146 | $2,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 440 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 19 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 38 | $2,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 59 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 53 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 18 | $2,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 162 | $2,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 120 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 50 | $2,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 227 | $2,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 49 | $2,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 200 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 100 | $2,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 537 | $2,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 471 | $2,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 117 | $2,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 37 | $2,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 90 | $2,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 339 | $2,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 205 | $2,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 65 | $2,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 115 | $2,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 176 | $2,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 200 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 146 | $2,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 105 | $2,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 160 | $2,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 120 | $2,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 192 | $2,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 100 | $2,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 200 | $2,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,200 | $2,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 1,000 | $2,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 221 | $2,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 184 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 72 | $2,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 500 | $2,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 450 | $2,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 23 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 12 | $1,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 19 | $1,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 100 | $1,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 116 | $1,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 86 | $1,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 33 | $1,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 10 | $1,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 14 | $1,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 100 | $1,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 144 | $1,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 22 | $1,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 151 | $1,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 78 | $1,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 88 | $1,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 900 | $1,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 509 | $1,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 52 | $1,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 26 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 60 | $1,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 64 | $1,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 10 | $1,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 40 | $1,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 9 | $1,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 41 | $1,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 315 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 25 | $1,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 78 | $1,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 27 | $1,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 203 | $1,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 113 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 15 | $1,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 122 | $1,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 29 | $1,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 100 | $1,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 142 | $1,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 49 | $1,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 150 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 43 | $1,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 36 | $1,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 9 | $1,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 300 | $1,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 65 | $1,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 51 | $1,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 210 | $1,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 18 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 19 | $1,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 26 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 18 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 20 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 17 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 32 | $1,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 370 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 24 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 62 | $1,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 47 | $1,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 10 | $1,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 68 | $1,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 121 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 55 | $1,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 160 | $1,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 200 | $1,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 55 | $1,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 53 | $1,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 29 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 19 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 17 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 47 | $1,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 36 | $1,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 600 | $1,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 59 | $1,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 230 | $1,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 3,100 | $1,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 51 | $1,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 46 | $1,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 39 | $1,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 49 | $1,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 56 | $1,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 410 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 440 | $1,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 40 | $1,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 463 | $1,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 162 | $1,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 26 | $1,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 52 | $1,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 78 | $1,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 202 | $1,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 67 | $1,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 750 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,000 | $1,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 100 | $1,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 130 | $1,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 34 | $1,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 40 | $1,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 120 | $1,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 400 | $1,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 344 | $1,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 114 | $1,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 30 | $1,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 100 | $1,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 1,221 | $1,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 108 | $1,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 44 | $1,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 342 | $1,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,000 | $1,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 44 | $1,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 195 | $1,000 | thousands by filing date | |
| COOL HLDGS INC | 21640C105 | COM | 900 | $1,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 182 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 39 | $1,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 588 | $1,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 555 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,000 | $1,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 150 | $1,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 150 | $1,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 190 | $1,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 300 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 38 | $1,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK RES INC COM | 205768302 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PITNEY BOWES INC COM | 724479100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERC HLDGS INC COM | 42704L104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIN STR CAP CORP | 56035L104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMMUNE INC | 02155H200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXFORD LANE CAP CORP | 691543102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO SR INCOME TR | 46131H107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERCULES CAPITAL INC | 427096508 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSTEEL INDS INC | 45774W108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW MTN FIN CORP | 647551100 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHATHAM LODGING TR | 16208T102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOREA FD INC | 500634209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HCI GROUP INC | 40416E103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE VALUE TRUST | 780910105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSALTA CORP | 89346D107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERA BRADLEY INC | 92335C106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRCASTLE LTD | G0129K104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALLUS INC | 887399103 | COMMON STOCK | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY CORPORATION | Y8564W103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESABI TR | 590672101 | CTF BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDIOCODES LTD | M15342104 | ORD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Inflarx Nv | N44821101 | COM | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER US CASH COWS GROWTH ETF | 69374H667 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 164 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GANNETT SPINCO INC | 36473H104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMGROUP CORP | 81663A105 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARINGS CORPORATE INVS | 06759X107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGC PHARMA INC | 45408X308 | COM NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-19-001769 | this filing | 2019-11-13 | acceptance time not in the bulk data set |