13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 4,136 holding rows worth $833,765,055,000.
- Accession
- 0000315066-19-001769
- Filer
- CIK 315066
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 9,786 entries on the cover page, a total value of $833,765,055,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $833,765,055,000 with VALUE read as thousands by filing date, 13F file number 028-00451. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFIDELITY MANAGEMENT & RESEARCH CO/MA/028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFMR CO INC028-06639
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity SelectCo, LLC028-15643
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
- included managerFidelity Management & Research (Japan) Ltd028-18351
- included managerFidelity Management & Research (Canada) ULC028-19165
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLARUS CORP NEW | 18270P109 | COM | 2,039,069 | $23,908,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 29,970 | $23,908,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 19,993,008 | $23,792,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 986,303 | $23,790,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 238,847 | $23,749,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 458,596 | $23,710,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,336,428 | $23,441,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 883,987 | $23,426,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 6,921,327 | $23,394,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 20,422,000 | $23,375,000 | thousands by filing date | principal |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 16,531,161 | $23,309,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 412,937 | $23,264,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 128,271 | $23,207,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 5,928,916 | $23,182,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 447,416 | $23,166,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 7,080,944 | $23,155,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,219,976 | $23,131,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 432,170 | $23,074,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 839,600 | $22,988,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 882,215 | $22,982,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 334,485 | $22,962,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 2,957,861 | $22,923,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 1,060,319 | $22,892,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 554,357 | $22,723,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 936,884 | $22,710,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 838,066 | $22,561,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 2,806,034 | $22,505,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 766,729 | $22,503,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 1,207,667 | $22,427,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 557,867 | $22,409,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 262,867 | $22,388,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,666,000 | $22,241,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 555,734 | $22,240,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,446,147 | $22,227,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 1,428,465 | $22,184,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 2,443,550 | $22,114,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 296,704 | $21,864,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 17,370,000 | $21,753,000 | thousands by filing date | principal |
| CIVEO CORP CDA | 17878Y108 | COM | 17,110,018 | $21,730,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 17,825,000 | $21,695,000 | thousands by filing date | principal |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 731,163 | $21,672,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 1,089,794 | $21,589,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 2,332,289 | $21,573,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,044,140 | $21,520,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 840,626 | $21,520,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 18,547,000 | $21,506,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 20,415,000 | $21,467,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 330,434 | $21,425,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 831,183 | $21,404,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 1,515,125 | $21,394,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,556,232 | $21,343,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 11,198,000 | $21,291,000 | thousands by filing date | principal |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,678,210 | $21,192,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 436,330 | $20,978,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 2,362,797 | $20,935,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,113,285 | $20,758,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 365,659 | $20,750,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 354,056 | $20,667,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 15,536,951 | $20,664,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 11,850,000 | $20,662,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 7,128,324 | $20,458,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 670,351 | $20,418,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 1,253,882 | $20,400,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 139,624 | $20,381,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 2,954,703 | $20,329,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 123,298 | $20,320,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 530,919 | $20,276,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 446,660 | $20,274,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 1,376,973 | $20,255,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 571,400 | $20,199,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 3,309,953 | $20,191,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 617,169 | $20,162,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 1,407,706 | $20,046,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 363,294 | $19,911,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 17,880,000 | $19,880,000 | thousands by filing date | principal |
| HANGER INC | 41043F208 | COMMON STOCK | 972,449 | $19,818,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 735,727 | $19,732,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 18,041,000 | $19,722,000 | thousands by filing date | principal |
| ADDUS HOMECARE CORP | 006739106 | COM | 248,653 | $19,713,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 1,255,533 | $19,687,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 439,128 | $19,686,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,004,641 | $19,651,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 147,732 | $19,650,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 127,685 | $19,628,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 7,785,052 | $19,619,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 341,990 | $19,609,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 183,598 | $19,480,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 17,465,000 | $19,345,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 649,183 | $19,320,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 235,204 | $19,242,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 110,439 | $19,191,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,682,917 | $19,152,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 616,040 | $19,079,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 2,125,957 | $18,985,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 1,587,761 | $18,958,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 136,545 | $18,932,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 751,078 | $18,852,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 63,379 | $18,833,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 412,504 | $18,815,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,438,148 | $18,811,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 3,432,190 | $18,705,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 197,945 | $18,700,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 802,994 | $18,678,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 14,049,000 | $18,614,000 | thousands by filing date | principal |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 155,517 | $18,597,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 659,327 | $18,280,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,710,801 | $18,182,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,580,685 | $18,118,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,261,005 | $18,083,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 2,300,000 | $17,871,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 838,437 | $17,775,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 348,422 | $17,739,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 242,405 | $17,732,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 19,650 | $17,714,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 204,642 | $17,711,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 67,133 | $17,691,000 | thousands by filing date | |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 11,928,000 | $17,688,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 11,080,000 | $17,587,000 | thousands by filing date | principal |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 247,554 | $17,566,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 1,044,083 | $17,530,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 148,400 | $17,513,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 249,947 | $17,489,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,921,864 | $17,470,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 921,539 | $17,427,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 151,632 | $17,357,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 232,149 | $17,284,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 10,260,000 | $17,257,000 | thousands by filing date | principal |
| SOUNDTHINKING INC | 82536T107 | COM | 748,011 | $17,226,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 2,218,614 | $17,194,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,067,603 | $17,151,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 486,865 | $17,040,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 143,723 | $16,991,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 461,992 | $16,973,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 549,365 | $16,959,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 868,431 | $16,692,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 521,739 | $16,623,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 956,538 | $16,567,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 12,545,000 | $16,566,000 | thousands by filing date | principal |
| HESKA CORP | 42805E306 | COM | 233,430 | $16,543,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 2,399,522 | $16,533,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,911,897 | $16,518,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 7,715,892 | $16,512,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 497,300 | $16,485,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 185,080 | $16,438,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 422,672 | $16,349,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,910,493 | $16,335,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 16,000,000 | $16,320,000 | thousands by filing date | principal |
| LITHIA MTRS INC COM | 536797103 | Stock | 123,117 | $16,298,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 944,332 | $16,247,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 1,710,836 | $16,202,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 7,692,000 | $16,170,000 | thousands by filing date | principal |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 279,060 | $16,160,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 909,006 | $16,098,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 14,675,000 | $16,070,000 | thousands by filing date | principal |
| BRP INC COM SUN VTG | 05577W200 | Stock | 411,700 | $16,019,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,106,201 | $15,974,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 175,605 | $15,968,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 20,500,000 | $15,938,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 33,703 | $15,911,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 1,359,787 | $15,842,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 445,008 | $15,842,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 336,121 | $15,771,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 8,825,000 | $15,740,000 | thousands by filing date | principal |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 716,378 | $15,732,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 15,210,000 | $15,709,000 | thousands by filing date | principal |
| AMYRIS INC | 03236M200 | COM NEW | 3,287,425 | $15,648,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 3,000,000 | $15,647,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,366,225 | $15,521,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 530,920 | $15,519,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 521,660 | $15,519,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 5,574,639 | $15,498,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 282,644 | $15,469,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 267,358 | $15,442,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 313,837 | $15,428,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 833,302 | $15,416,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 504,049 | $15,374,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 343,379 | $15,366,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 293,748 | $15,301,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 1,521,495 | $15,261,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 247,195 | $15,148,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,836,178 | $15,093,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 10,680,000 | $15,072,000 | thousands by filing date | principal |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 486,803 | $15,042,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 8,955,000 | $14,944,000 | thousands by filing date | principal |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 192,714 | $14,877,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 316,792 | $14,864,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 425,485 | $14,849,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 1,965,624 | $14,801,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 432,124 | $14,783,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 474,550 | $14,750,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 15,793,000 | $14,737,000 | thousands by filing date | principal |
| EASTMAN CHEM CO COM | 277432100 | Stock | 199,365 | $14,719,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 181,915 | $14,669,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 107,913 | $14,626,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 621,912 | $14,534,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 407,095 | $14,505,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 333,563 | $14,330,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 7,750,000 | $14,238,000 | thousands by filing date | principal |
| DOVER CORP COM | 260003108 | Stock | 142,917 | $14,229,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 338,307 | $14,148,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 689,650 | $14,144,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 871,496 | $14,136,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,013,283 | $14,105,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 3,811,655 | $14,103,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 273,733 | $14,092,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 677,349 | $14,075,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 2,239,931 | $14,044,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 588,203 | $14,017,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,097,543 | $14,005,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 508,028 | $13,960,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 1,015,400 | $13,952,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 491,973 | $13,780,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 301,959 | $13,733,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 239,915 | $13,728,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 525,541 | $13,727,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 501,742 | $13,692,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 11,625,000 | $13,677,000 | thousands by filing date | principal |
| FAIR ISAAC CORP COM | 303250104 | Stock | 44,901 | $13,627,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 202,290 | $13,612,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 6,790,000 | $13,538,000 | thousands by filing date | principal |
| NELNET INC | 64031N108 | CL A | 212,600 | $13,521,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 11,547,000 | $13,478,000 | thousands by filing date | principal |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,775,900 | $13,461,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 13,500,000 | $13,419,000 | thousands by filing date | principal |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 509,639 | $13,414,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 281,909 | $13,371,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 329,522 | $13,365,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 371,247 | $13,354,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 328,290 | $13,331,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 7,636,000 | $13,331,000 | thousands by filing date | principal |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 7,960,000 | $13,318,000 | thousands by filing date | principal |
| ANAPLAN INC | 03272L108 | COM | 282,905 | $13,296,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 6,603,524 | $13,240,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 62,940 | $13,151,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,554,380 | $13,151,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 14,350,000 | $13,144,000 | thousands by filing date | principal |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 483,937 | $13,066,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 10,856,000 | $13,054,000 | thousands by filing date | principal |
| CARMAX INC COM | 143130102 | Stock | 147,958 | $13,020,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,114,176 | $13,002,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 11,705,000 | $12,949,000 | thousands by filing date | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 13,080,000 | $12,933,000 | thousands by filing date | principal |
| MACYS INC COM | 55616P104 | Stock | 821,819 | $12,772,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 91,855 | $12,756,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 539,082 | $12,733,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 531,731 | $12,698,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 535,772 | $12,671,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 121,523 | $12,668,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 256,339 | $12,550,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 10,945,000 | $12,482,000 | thousands by filing date | principal |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,275,794 | $12,477,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 2,878,270 | $12,463,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 785,313 | $12,431,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 124,720 | $12,421,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 12,000,000 | $12,356,000 | thousands by filing date | principal |
| COMMVAULT SYS INC COM | 204166102 | Stock | 276,037 | $12,342,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 349,100 | $12,309,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 11,400,000 | $12,298,000 | thousands by filing date | principal |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 297,996 | $12,286,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,053,988 | $12,142,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 558,699 | $12,090,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 243,774 | $12,055,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 168,613 | $12,029,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 1,112,800 | $11,963,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 10,335,000 | $11,963,000 | thousands by filing date | principal |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 204,182 | $11,957,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 554,700 | $11,954,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 8,100,000 | $11,861,000 | thousands by filing date | principal |
| V2X INC | 92242T101 | COM | 291,586 | $11,853,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 8,615,000 | $11,796,000 | thousands by filing date | principal |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 255,497 | $11,786,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 267,245 | $11,754,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,286,610 | $11,723,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 3,646,441 | $11,668,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 247,104 | $11,631,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 177,213 | $11,538,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 307,604 | $11,517,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 580,547 | $11,483,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 9,143 | $11,472,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 900,000 | $11,439,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 113,500 | $11,374,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 393,109 | $11,345,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 114,041 | $11,316,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 303,524 | $11,243,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 453,381 | $11,221,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 6,920,000 | $11,157,000 | thousands by filing date | principal |
| ROLLINS INC COM | 775711104 | Stock | 325,176 | $11,079,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 104,600 | $11,046,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 200,317 | $10,947,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 271,284 | $10,916,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,038,422 | $10,893,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 421,645 | $10,878,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,666,911 | $10,869,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 3,237,927 | $10,831,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 843,240 | $10,802,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 1,050,700 | $10,749,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 8,135,000 | $10,748,000 | thousands by filing date | principal |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 7,256,658 | $10,735,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 924,945 | $10,729,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 872,000 | $10,708,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 141,248 | $10,693,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 191,787 | $10,675,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 702,619 | $10,651,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 295,267 | $10,638,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 182,284 | $10,629,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 180,136 | $10,573,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 5,625,000 | $10,567,000 | thousands by filing date | principal |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 741,248 | $10,526,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 143,904 | $10,465,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 384,291 | $10,448,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 604,994 | $10,406,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 6,445,000 | $10,324,000 | thousands by filing date | principal |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,835,920 | $10,309,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,119,170 | $10,251,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 313,912 | $10,249,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 11,360,000 | $10,229,000 | thousands by filing date | principal |
| SCIPLAY CORPORATION | 809087109 | CL A | 954,739 | $10,216,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 78,879 | $10,205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 303,509 | $10,180,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 2,046,399 | $10,130,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 5,940,000 | $10,122,000 | thousands by filing date | principal |
| ARCHROCK INC | 03957W106 | COM | 1,013,416 | $10,104,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 305,300 | $10,069,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 404,105 | $10,058,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 76,841 | $10,031,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 501,714 | $10,024,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 493,063 | $10,007,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 160,606 | $9,974,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 703,870 | $9,949,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 4,959,700 | $9,919,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 9,500,000 | $9,893,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343103 | COM | 230,668 | $9,891,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 256,099 | $9,885,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,141,114 | $9,813,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 652,675 | $9,810,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 7,631,839 | $9,806,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 65,953 | $9,802,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 1,464,972 | $9,801,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,463,892 | $9,794,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 120,590 | $9,711,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 36,004 | $9,692,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 143,700 | $9,639,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 8,365,735 | $9,598,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 667,948 | $9,592,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 345,257 | $9,571,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 1,146,819 | $9,553,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 443,013 | $9,520,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 420,100 | $9,515,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 14,608 | $9,489,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 183,603 | $9,486,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 232,788 | $9,475,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 1,055,145 | $9,475,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 810,853 | $9,455,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 1,492,884 | $9,438,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 197,188 | $9,408,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 353,704 | $9,405,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 77,000 | $9,342,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 105,193 | $9,333,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 91,365 | $9,315,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 544,895 | $9,315,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 875,166 | $9,312,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 140,102 | $9,284,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,419,753 | $9,278,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 125,342 | $9,249,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 625,630 | $9,234,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 417,137 | $9,232,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 2,811,434 | $9,222,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 957,300 | $9,124,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 119,455 | $9,108,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 568,401 | $9,100,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 9,643,000 | $9,036,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,345,000 | $8,996,000 | thousands by filing date | principal |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 373,134 | $8,989,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 450,487 | $8,969,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 625,012 | $8,956,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 2,665,000 | $8,915,000 | thousands by filing date | principal |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 3,695,875 | $8,870,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 110,403 | $8,864,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 521,469 | $8,849,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 186,100 | $8,834,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 227,150 | $8,796,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 5,550,000 | $8,762,000 | thousands by filing date | principal |
| LAKELAND FINL CORP | 511656100 | COM | 195,848 | $8,613,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 65,700 | $8,543,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 389,703 | $8,534,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 140,500 | $8,517,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 158,600 | $8,460,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 488,800 | $8,432,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 163,559 | $8,430,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 420,100 | $8,402,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 259,843 | $8,359,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 5,790,000 | $8,332,000 | thousands by filing date | principal |
| SECOO HLDG LTD | 81367P101 | ADR | 1,241,767 | $8,307,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 1,241,493 | $8,293,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 80,719 | $8,282,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 212,714 | $8,272,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 91,296 | $8,256,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 329,742 | $8,220,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 373,826 | $8,154,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 222,253 | $8,148,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 4,310,000 | $8,147,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 7,060,000 | $8,084,000 | thousands by filing date | principal |
| PRESIDIO INC | 74102M103 | COM | 477,010 | $8,061,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 253,707 | $8,002,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 149,400 | $8,002,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 32,828 | $7,976,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 122,468 | $7,975,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 201,745 | $7,973,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 690,460 | $7,926,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 67,867 | $7,918,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 211,153 | $7,910,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,553,368 | $7,876,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 65,721 | $7,800,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 2,600,042 | $7,800,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 915,451 | $7,764,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 43,903 | $7,744,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 711,132 | $7,730,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 551,494 | $7,723,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 8,135,000 | $7,689,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 6,485,000 | $7,660,000 | thousands by filing date | principal |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 341,500 | $7,646,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 299,123 | $7,633,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 693,895 | $7,612,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 469,555 | $7,607,000 | thousands by filing date | |
| SSR MNG INC | C8509QAA6 | DEBT 2.500 4/0 | 6,675,000 | $7,522,000 | thousands by filing date | principal |
| CTS CORP | 126501105 | COM | 232,288 | $7,517,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 253,303 | $7,484,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 352,368 | $7,463,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 774,300 | $7,449,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 309,416 | $7,426,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 636,935 | $7,382,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 1,135,387 | $7,335,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 362,074 | $7,267,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 629,646 | $7,241,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 36,978 | $7,235,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 2,478,000 | $7,220,000 | thousands by filing date | principal |
| KIRBY CORP | 497266106 | COM | 87,754 | $7,210,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 385,107 | $7,197,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 353,255 | $7,189,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 370,000 | $7,163,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 442,921 | $7,162,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 70,109 | $7,147,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 682,698 | $7,107,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,341,733 | $7,071,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 194,236 | $7,069,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 48,145 | $7,041,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 947,000 | $6,994,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 680,040 | $6,984,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 354,757 | $6,970,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,471,468 | $6,945,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 132,800 | $6,943,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 264,516 | $6,886,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 301,700 | $6,879,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 673,574 | $6,871,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 416,722 | $6,860,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 349,318 | $6,805,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 715,324 | $6,785,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 393,129 | $6,766,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 151,296 | $6,751,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 1,090,133 | $6,748,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 4,525,000 | $6,695,000 | thousands by filing date | principal |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 6,550,000 | $6,690,000 | thousands by filing date | principal |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,042,351 | $6,681,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 3,336,728 | $6,674,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 324,412 | $6,660,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 249,300 | $6,578,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 169,547 | $6,542,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 65,631 | $6,533,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 884,726 | $6,529,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 527,896 | $6,483,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 6,575,000 | $6,466,000 | thousands by filing date | principal |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 7,690,000 | $6,464,000 | thousands by filing date | principal |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 586,130 | $6,442,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 910,589 | $6,411,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 440,985 | $6,353,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 916,280 | $6,321,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 220,989 | $6,307,000 | thousands by filing date | |
| PINDUODUO INC | G7115TAA4 | DEBT 10/0 | 6,180,000 | $6,301,000 | thousands by filing date | principal |
| ACCELERATE DIAGNOSTICS INC | 00430HAB8 | NOTE 2.500% 3/1 | 7,860,000 | $6,285,000 | thousands by filing date | principal |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 2,301,000 | $6,264,000 | thousands by filing date | principal |
| KOHLS CORP | 500255104 | COM | 125,541 | $6,234,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 9,391 | $6,230,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 903,411 | $6,217,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 5,248 | $6,203,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 230,335 | $6,203,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 3,430,840 | $6,196,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 145,376 | $6,190,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 28,331 | $6,107,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 6,100,000 | $6,104,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 6,340,000 | $6,102,000 | thousands by filing date | principal |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 22,872 | $6,086,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 229,818 | $6,078,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 106,800 | $6,047,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,125,744 | $6,012,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 2,055,277 | $5,960,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 90,351 | $5,957,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 428,012 | $5,949,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 6,570,000 | $5,926,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,830,000 | $5,916,000 | thousands by filing date | principal |
| INTL FCSTONE INC | 46116V105 | COM | 144,013 | $5,913,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-19-001769 | this filing | 2019-11-13 | acceptance time not in the bulk data set |