13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-13, with 4,096 holding rows worth $856,190,928,000.
- Accession
- 0000315066-19-001680
- Filer
- CIK 315066
- Filed
- 2019-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 9,790 entries on the cover page, a total value of $856,190,928,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $856,190,928,000 with VALUE read as thousands by filing date, 13F file number 028-00451. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFIDELITY MANAGEMENT & RESEARCH CO/MA/028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFMR CO INC028-06639
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity SelectCo, LLC028-15643
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
- included managerFidelity Management & Research (Japan) Ltd028-18351
- included managerFidelity Management & Research (Canada) ULC028-19165
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,000 | $3,000 | thousands by filing date | principal |
| iShares Global REIT ETF | 46434V647 | SHS | 84 | $2,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 51 | $2,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 491 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 282 | $2,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 133 | $2,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 13 | $2,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 235 | $2,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 79 | $2,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 400 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 37 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 67 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 38 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 20 | $2,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 145 | $2,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 83 | $2,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 50 | $2,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 60 | $2,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 74 | $2,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 73 | $2,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 186 | $2,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 546 | $2,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 140 | $2,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 44 | $2,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 148 | $2,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 87 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 190 | $2,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 60 | $2,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 128 | $2,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 133 | $2,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 49 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 97 | $2,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 49 | $2,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 107 | $2,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 99 | $2,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 29 | $2,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 71 | $2,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 291 | $2,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 69 | $2,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 61 | $2,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 89 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 42 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 146 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 86 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 75 | $2,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 85 | $2,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 59 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 54 | $2,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 167 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 18 | $2,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 120 | $2,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 228 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 100 | $2,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 46 | $2,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 97 | $2,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 204 | $2,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 200 | $2,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 2,000 | $2,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 138 | $2,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 160 | $2,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 475 | $2,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 150 | $2,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 926 | $2,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 200 | $2,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,200 | $2,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 120 | $2,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,588 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 173 | $2,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,000 | $2,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 500 | $2,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 555 | $2,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 450 | $2,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 588 | $2,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 829 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 12 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 11 | $1,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 258 | $1,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 100 | $1,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 38 | $1,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 22 | $1,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 27 | $1,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 10 | $1,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 14 | $1,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 100 | $1,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 50 | $1,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 125 | $1,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 44 | $1,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 900 | $1,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 132 | $1,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 41 | $1,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 53 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 403 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 80 | $1,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 54 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 25 | $1,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 10 | $1,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 100 | $1,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 36 | $1,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 41 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 27 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 30 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 14 | $1,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 27 | $1,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 31 | $1,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 111 | $1,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 13 | $1,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 18 | $1,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 122 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 24 | $1,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 126 | $1,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 150 | $1,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 19 | $1,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 137 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 207 | $1,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 51 | $1,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 350 | $1,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 210 | $1,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 18 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 12 | $1,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 261 | $1,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 26 | $1,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 37 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 38 | $1,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 139 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 62 | $1,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 49 | $1,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 121 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 38 | $1,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 20 | $1,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 55 | $1,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 53 | $1,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 1,000 | $1,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 29 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 26 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 42 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 21 | $1,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 36 | $1,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 22 | $1,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 59 | $1,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 187 | $1,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 1,350 | $1,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 39 | $1,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 124 | $1,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 56 | $1,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 188 | $1,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 106 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 361 | $1,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 103 | $1,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 72 | $1,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 380 | $1,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 96 | $1,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 91 | $1,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 463 | $1,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 493 | $1,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 58 | $1,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 502 | $1,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 52 | $1,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 202 | $1,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 67 | $1,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 750 | $1,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 17 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,000 | $1,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 156 | $1,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 36 | $1,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 148 | $1,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 35 | $1,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 41 | $1,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 13 | $1,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 64 | $1,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 171 | $1,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 114 | $1,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 61 | $1,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 477 | $1,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 135 | $1,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 44 | $1,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 220 | $1,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 94 | $1,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 146 | $1,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 300 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 49 | $1,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 29 | $1,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,000 | $1,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 150 | $1,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 300 | $1,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 160 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 58 | $1,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 26 | $1,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IAMGOLD CORP COM | 450913108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAMBUS INC DEL COM | 750917106 | Stock | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTDOOR INC COM | 35905A109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PITNEY BOWES INC COM | 724479100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCORP INC DEL | 05969A105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO SR INCOME TR | 46131H107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINNEBAGO INDS INC | 974637100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERCULES CAPITAL INC | 427096508 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRI CONTL CORP | 895436103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW MTN FIN CORP | 647551100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWTEKONE INC | 652526203 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SASOL LTD | 803866300 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHATHAM LODGING TR | 16208T102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANGER INC | 875465106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDLEY CAP CORP | 58503F106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITALA FIN CORP | 14054R106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHEBYS | 835898107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINEMAX INC | 567908108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOMO INC | 257554105 | COM CL B | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVO CORP | 88870P106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCENTRA CAP CORP | 01374T102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RBB BANCORP | 74930B105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALLUS INC | 887399103 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE LAND CORP | 376549101 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI UTIL TR | 36240A101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGC PHARMA INC | 45408X308 | COM NEW | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V514 | MSCI CHINA A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTOSORBENTS CORP | 23283X206 | CMN | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A511 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X867 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L696 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBRIA ETF TR | 132061839 | TRINITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCM FD INC | 69323T101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDFIN CORP | 75737F108 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICOS FAS INC | 168615102 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 361 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431101 | SHS USD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AH BELO CORP | 001282102 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFMG | 26924G508 | EXCHANGE TRADED | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-19-001680 | this filing | 2019-08-13 | acceptance time not in the bulk data set |