13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-13, with 4,096 holding rows worth $856,190,928,000.
- Accession
- 0000315066-19-001680
- Filer
- CIK 315066
- Filed
- 2019-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 9,790 entries on the cover page, a total value of $856,190,928,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $856,190,928,000 with VALUE read as thousands by filing date, 13F file number 028-00451. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFIDELITY MANAGEMENT & RESEARCH CO/MA/028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFMR CO INC028-06639
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity SelectCo, LLC028-15643
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
- included managerFidelity Management & Research (Japan) Ltd028-18351
- included managerFidelity Management & Research (Canada) ULC028-19165
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HASBRO INC COM | 418056107 | Stock | 64,373 | $6,802,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 6,060,000 | $6,797,000 | thousands by filing date | principal |
| NORDSON CORP | 655663102 | COM | 48,081 | $6,794,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 403,781 | $6,735,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 125,509 | $6,731,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 4,525,000 | $6,710,000 | thousands by filing date | principal |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 272,302 | $6,631,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 385,107 | $6,628,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 7,690,000 | $6,625,000 | thousands by filing date | principal |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 286,888 | $6,621,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 7,180,000 | $6,607,000 | thousands by filing date | principal |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 952,867 | $6,603,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 131,527 | $6,600,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 414,409 | $6,573,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,667,017 | $6,568,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 6,550,000 | $6,542,000 | thousands by filing date | principal |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 239,600 | $6,505,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 6,534,000 | $6,465,000 | thousands by filing date | principal |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 167,322 | $6,445,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 9,337 | $6,442,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 141,247 | $6,397,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,578,783 | $6,347,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 274,168 | $6,333,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,048,100 | $6,278,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 428,012 | $6,275,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 3,605,439 | $6,274,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 210,523 | $6,249,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 249,300 | $6,240,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 111,925 | $6,232,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 4,350,000 | $6,203,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 5,775,000 | $6,157,000 | thousands by filing date | principal |
| PROS HOLDINGS INC | 74346YAD5 | NOTE 2.000% 6/0 | 4,475,000 | $6,148,000 | thousands by filing date | principal |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 126,607 | $6,135,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 140,920 | $6,121,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 114,700 | $6,093,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 230,335 | $6,079,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 128,370 | $6,072,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 373,800 | $6,018,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,475,883 | $6,007,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 5,775,000 | $5,991,000 | thousands by filing date | principal |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 136,515 | $5,982,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 6,570,000 | $5,957,000 | thousands by filing date | principal |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,562,579 | $5,953,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 792,700 | $5,945,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 2,888,656 | $5,922,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 7,357,000 | $5,872,000 | thousands by filing date | principal |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 23,743 | $5,868,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 301,700 | $5,868,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 469,555 | $5,846,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 371,671 | $5,843,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 265,612 | $5,817,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 721,800 | $5,810,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 109,805 | $5,792,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 31,014 | $5,775,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 5,500,000 | $5,728,000 | thousands by filing date | principal |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 40,201 | $5,698,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 529,000 | $5,692,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 5,200,000 | $5,633,000 | thousands by filing date | principal |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 263,307 | $5,619,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 196,661 | $5,613,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 5,235,000 | $5,609,000 | thousands by filing date | principal |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 283,930 | $5,596,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 11,498 | $5,563,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 47,016 | $5,517,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 139,338 | $5,514,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 26,127 | $5,509,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 599,200 | $5,477,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 334,681 | $5,465,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 92,588 | $5,411,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,444,900 | $5,403,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 662,100 | $5,389,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 107,013 | $5,347,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 106,800 | $5,271,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 634,064 | $5,256,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 16,539 | $5,205,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 5,160,000 | $5,194,000 | thousands by filing date | principal |
| DOMTAR CORP | 257559203 | COM NEW | 116,300 | $5,179,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 55,700 | $5,160,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 293,683 | $5,139,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 401,820 | $5,131,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 164,837 | $5,123,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 283,827 | $5,117,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 115,872 | $5,114,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 384,282 | $5,107,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 283,069 | $5,078,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 196,800 | $5,062,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 79,611 | $5,043,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 158,604 | $5,039,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,982,562 | $4,996,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 5,048,000 | $4,995,000 | thousands by filing date | principal |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 3,695,836 | $4,989,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 5,807,000 | $4,978,000 | thousands by filing date | principal |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 79,608 | $4,958,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 405,900 | $4,913,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 187,790 | $4,894,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 582,493 | $4,893,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 41,014 | $4,889,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 139,484 | $4,875,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 586,130 | $4,830,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 5,190,000 | $4,823,000 | thousands by filing date | principal |
| TRUEBLUE INC | 89785X101 | COM | 218,498 | $4,820,000 | thousands by filing date | |
| IQIYI INC | G4939KAA4 | DEBT 3.75012/0 | 4,315,000 | $4,749,000 | thousands by filing date | principal |
| MYRIAD GENETICS INC | 62855J104 | COM | 170,328 | $4,732,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 13,331 | $4,727,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 4,030,000 | $4,725,000 | thousands by filing date | principal |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 179,505 | $4,723,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 523,840 | $4,714,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 49,428 | $4,697,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 26,530 | $4,694,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 195,100 | $4,692,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 3,898,000 | $4,689,000 | thousands by filing date | principal |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 3,810,000 | $4,652,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 243,861 | $4,643,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 121,096 | $4,625,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,330,000 | $4,624,000 | thousands by filing date | principal |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 48,797 | $4,604,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 29,570 | $4,558,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 920,022 | $4,554,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 919,577 | $4,552,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 237,718 | $4,541,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 3,700,000 | $4,511,000 | thousands by filing date | principal |
| ENOVIS CORP | 194014106 | COMMON STOCK | 160,596 | $4,501,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 3,745,000 | $4,496,000 | thousands by filing date | principal |
| ANAPLAN INC | 03272L108 | COM | 88,650 | $4,474,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 2,692,976 | $4,470,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 4,800,000 | $4,451,000 | thousands by filing date | principal |
| WISDOMTREE INC | 97717P104 | COM | 721,013 | $4,449,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 3,900,000 | $4,413,000 | thousands by filing date | principal |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,243,883 | $4,403,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 3,270,000 | $4,383,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 5,150,000 | $4,381,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 4,780,000 | $4,373,000 | thousands by filing date | principal |
| APPFOLIO INC | 03783C100 | COM CL A | 42,371 | $4,333,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 149,446 | $4,304,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 150,046 | $4,294,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 172,903 | $4,286,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 3,865,000 | $4,285,000 | thousands by filing date | principal |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 453,685 | $4,265,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 109,699 | $4,248,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 60,248 | $4,242,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 118,760 | $4,223,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 101,163 | $4,221,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 288,200 | $4,219,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 564,080 | $4,214,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 377,191 | $4,187,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 68,670 | $4,164,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 4,305,000 | $4,157,000 | thousands by filing date | principal |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 420,835 | $4,132,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 4,200,000 | $4,123,000 | thousands by filing date | principal |
| NEW HOME CO INC COM | 645370107 | COM | 1,066,928 | $4,108,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 4,545,000 | $4,072,000 | thousands by filing date | principal |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 725,816 | $4,050,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 38,984 | $4,041,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 283,615 | $4,039,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 2,671,779 | $4,034,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 262,581 | $4,030,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 598,504 | $4,028,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 3,835,000 | $4,022,000 | thousands by filing date | principal |
| COHERENT INC | 192479103 | COM | 29,427 | $4,013,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 4,581,296 | $3,986,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 88,942 | $3,976,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 77,773 | $3,965,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 1,000,000 | $3,956,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 31,801 | $3,942,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 308,843 | $3,913,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 126,200 | $3,908,000 | thousands by filing date | |
| IQIYI INC | G4939KAB2 | DEBT 2.000% 4/0 | 3,975,000 | $3,908,000 | thousands by filing date | principal |
| ARCHROCK INC | 03957W106 | COM | 366,816 | $3,888,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 169,921 | $3,886,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 3,512 | $3,826,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 149,483 | $3,795,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 3,687,000 | $3,775,000 | thousands by filing date | principal |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 96,991 | $3,758,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 93,649 | $3,752,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 3,895,000 | $3,750,000 | thousands by filing date | principal |
| OCEANFIRST FINL CORP | 675234108 | COM | 150,693 | $3,745,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 80,643 | $3,741,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 62,579 | $3,736,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 88,444 | $3,722,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 3,925,000 | $3,684,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 3,119,000 | $3,679,000 | thousands by filing date | principal |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 288,781 | $3,670,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 1,276,276 | $3,663,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 3,012,000 | $3,649,000 | thousands by filing date | principal |
| CERUS CORP | 157085101 | COM | 646,843 | $3,635,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 27,629 | $3,634,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 93,621 | $3,613,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 34,241 | $3,589,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 120,010 | $3,586,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 132,113 | $3,583,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 186,714 | $3,579,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 83,615 | $3,577,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 21,393 | $3,573,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 100,732 | $3,567,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 648,616 | $3,567,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 619,843 | $3,508,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 74,195 | $3,506,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 151,031 | $3,451,000 | thousands by filing date | |
| BAOZUN INC | G0891MAA4 | DEBT 1.625% 5/0 | 2,950,000 | $3,447,000 | thousands by filing date | principal |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 48,693 | $3,418,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 81,180 | $3,403,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 351,352 | $3,394,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 3,350,000 | $3,386,000 | thousands by filing date | principal |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 59,712 | $3,383,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 76,141 | $3,374,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 66,900 | $3,363,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 3,565,000 | $3,339,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 3,735,000 | $3,336,000 | thousands by filing date | principal |
| GANNETT CO INC | 36473HAB0 | NOTE 4.750% 4/1 | 3,300,000 | $3,328,000 | thousands by filing date | principal |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 127,101 | $3,326,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 56,770 | $3,314,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 2,145,000 | $3,285,000 | thousands by filing date | principal |
| HEICO CORP NEW COM | 422806109 | Stock | 24,499 | $3,278,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 3,137,000 | $3,270,000 | thousands by filing date | principal |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 108,155 | $3,240,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 127,190 | $3,230,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 147,182 | $3,223,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 277,572 | $3,159,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 27,784 | $3,155,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 307,512 | $3,137,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 100,500 | $3,123,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 3,000,000 | $3,109,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 202,806 | $3,103,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 187,239 | $3,093,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 72,547 | $3,084,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 340,700 | $3,073,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 68,650 | $3,067,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 89,047 | $3,057,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 99,375 | $3,056,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 245,725 | $3,052,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 42,810 | $3,051,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 2,011,596 | $3,038,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 688,648 | $3,030,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 179,183 | $3,028,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 38,925 | $3,013,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 181,484 | $3,013,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 116,461 | $3,009,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 1,371,910 | $3,005,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 2,989,000 | $2,990,000 | thousands by filing date | principal |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 224,475 | $2,916,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 248,138 | $2,893,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 277,290 | $2,834,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 50,281 | $2,804,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 99,982 | $2,802,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 1,563,124 | $2,798,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 116,655 | $2,794,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 79,630 | $2,782,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 66,865 | $2,768,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 61,933 | $2,767,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 220,047 | $2,753,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,687,522 | $2,751,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 367,799 | $2,744,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 61,307 | $2,738,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 3,075,000 | $2,735,000 | thousands by filing date | principal |
| PLANTRONICS INC NEW | 727493108 | COM | 73,699 | $2,730,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 7,135 | $2,701,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 2,660,000 | $2,676,000 | thousands by filing date | principal |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 24,758 | $2,669,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 96,915 | $2,658,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 83,258 | $2,647,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 228,952 | $2,635,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 13,278 | $2,629,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 127,778 | $2,613,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 193,500 | $2,583,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 3,320,000 | $2,581,000 | thousands by filing date | principal |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 134,928 | $2,568,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 150,000 | $2,543,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 57,815 | $2,527,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 6,880,252 | $2,521,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 2,500,000 | $2,504,000 | thousands by filing date | principal |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 47,757 | $2,501,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 121,000 | $2,472,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 118,491 | $2,471,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 472,298 | $2,470,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 9,417 | $2,453,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 14,097 | $2,452,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 614,198 | $2,451,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 2,550,000 | $2,450,000 | thousands by filing date | principal |
| SMART SAND INC | 83191H107 | COM | 1,000,200 | $2,440,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 23,021 | $2,424,000 | thousands by filing date | |
| NEM | 06739FJQ5 | 0.00% 10/30/2023 | 22,000 | $2,399,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 2,755,000 | $2,392,000 | thousands by filing date | principal |
| FIRST LONG IS CORP | 320734106 | COM | 117,738 | $2,364,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 55,132 | $2,363,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 54,818 | $2,361,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 19,872 | $2,356,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 85,998 | $2,349,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 1,484,562 | $2,346,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 28,540 | $2,330,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 1,970,000 | $2,324,000 | thousands by filing date | principal |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 66,912 | $2,320,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 428,486 | $2,305,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 2,080,000 | $2,292,000 | thousands by filing date | principal |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 138,458 | $2,285,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 168,421 | $2,272,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 63,893 | $2,246,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 2,519,000 | $2,246,000 | thousands by filing date | principal |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 119,674 | $2,230,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 116,543 | $2,229,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 127,816 | $2,229,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 127,500 | $2,225,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 554,871 | $2,219,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 117,700 | $2,217,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 39,500 | $2,214,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 22,000 | $2,200,000 | thousands by filing date | principal |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 77,869 | $2,189,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 59,465 | $2,187,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 577,856 | $2,161,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 77,110 | $2,151,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 396,100 | $2,145,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 10,242 | $2,136,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 450,343 | $2,126,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 39,033 | $2,115,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 30,229 | $2,096,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 299,683 | $2,095,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 343,150 | $2,090,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 21,000 | $2,059,000 | thousands by filing date | principal |
| HEXCEL CORP NEW | 428291108 | COM | 25,280 | $2,045,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 620,992 | $2,043,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 2,696,234 | $2,036,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 411,991 | $2,031,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 370,595 | $2,023,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 9,307 | $2,011,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 2,030,000 | $2,008,000 | thousands by filing date | principal |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 118,993 | $1,997,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 62,328 | $1,994,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 169,151 | $1,993,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 2,000,000 | $1,992,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 2,000,000 | $1,988,000 | thousands by filing date | principal |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 506,700 | $1,986,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 452,012 | $1,971,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 55,541 | $1,965,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 82,989 | $1,949,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 567,153 | $1,934,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 107,014 | $1,933,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 91,501 | $1,932,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 2,460,000 | $1,926,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 47,640 | $1,910,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 46,750 | $1,895,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 157,359 | $1,870,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 76,425 | $1,869,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 1,900,000 | $1,864,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343103 | COM | 37,723 | $1,856,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 19,000 | $1,852,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 33,570 | $1,847,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 57,137 | $1,843,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 144,991 | $1,834,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 317,997 | $1,828,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 31,354 | $1,822,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 29,216 | $1,811,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 122,298 | $1,804,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 159,347 | $1,804,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 92,500 | $1,776,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 66,910 | $1,774,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 1,700,000 | $1,765,000 | thousands by filing date | principal |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 16,000 | $1,758,000 | thousands by filing date | principal |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 72,290 | $1,757,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 29,499 | $1,747,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 44,455 | $1,727,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 21,626 | $1,726,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 876,942 | $1,719,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 1,450,000 | $1,676,000 | thousands by filing date | principal |
| FORTY SEVEN INC | 34983P104 | COM | 154,800 | $1,641,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 21,832 | $1,640,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 37,515 | $1,635,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 74,300 | $1,619,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,403,861 | $1,614,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 32,400 | $1,612,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 1,642,000 | $1,609,000 | thousands by filing date | principal |
| SANMINA CORP COM | 801056102 | Stock | 53,096 | $1,608,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,430,000 | $1,603,000 | thousands by filing date | principal |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 26,696 | $1,592,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 44,360 | $1,589,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 42,400 | $1,589,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 45,369 | $1,587,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 40,881 | $1,556,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 13,900 | $1,551,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 50,951 | $1,549,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 406,950 | $1,542,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 133,647 | $1,535,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 1,470,000 | $1,532,000 | thousands by filing date | principal |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 28,800 | $1,529,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 16,000 | $1,516,000 | thousands by filing date | principal |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 120,746 | $1,510,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,080,709 | $1,510,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 79,436 | $1,509,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 1,460,000 | $1,507,000 | thousands by filing date | principal |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 47,600 | $1,489,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 82,724 | $1,480,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 20,834 | $1,469,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 38,285 | $1,469,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 1,550,000 | $1,463,000 | thousands by filing date | principal |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 19,817 | $1,461,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 1,230,000 | $1,444,000 | thousands by filing date | principal |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 90,108 | $1,442,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 41,023 | $1,434,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 13,762 | $1,434,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 14,803 | $1,432,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 25,556 | $1,404,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 1,260,000 | $1,389,000 | thousands by filing date | principal |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 111,723 | $1,385,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 50,806 | $1,384,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 78,210 | $1,368,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 71,289 | $1,365,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 24,842 | $1,364,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 24,300 | $1,358,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 205,800 | $1,356,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 84,410 | $1,347,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 52,066 | $1,340,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 138,130 | $1,326,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,409,894 | $1,302,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 61,585 | $1,286,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 1,210,000 | $1,274,000 | thousands by filing date | principal |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 63,332 | $1,265,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 23,819 | $1,264,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 21,533 | $1,262,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 227,233 | $1,261,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 27,739 | $1,259,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 50,014 | $1,251,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 6,254 | $1,237,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 152,824 | $1,233,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 54,367 | $1,226,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 260,162 | $1,225,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 480,000 | $1,221,000 | thousands by filing date | principal |
| AXOGEN INC | 05463X106 | COM | 61,500 | $1,218,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 1,175,000 | $1,209,000 | thousands by filing date | principal |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 60,308 | $1,208,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 20,754 | $1,205,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 1,295,000 | $1,183,000 | thousands by filing date | principal |
| XPO INC COM | 983793100 | Stock | 20,392 | $1,179,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 119,897 | $1,146,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 30,156 | $1,145,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 32,038 | $1,142,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 783,700 | $1,136,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 7,739 | $1,131,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 21,500 | $1,124,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 59,099 | $1,123,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 53,510 | $1,117,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 9,987 | $1,089,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 48,400 | $1,086,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 29,400 | $1,068,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 400,385 | $1,049,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 23,284 | $1,048,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 269,025 | $1,047,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 55,007 | $1,045,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 10,704 | $1,044,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 256,778 | $1,040,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 311,600 | $1,030,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 857,046 | $1,020,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 23,429 | $1,011,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 50,315 | $1,006,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 18,149 | $988,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 7,597 | $984,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 8,373 | $976,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 13,154 | $974,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 11,511 | $958,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,462 | $956,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 133,853 | $955,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 4,369 | $942,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 102,497 | $939,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 5,184 | $929,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 96,484 | $929,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 512,660 | $918,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 6,848 | $917,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 197,799 | $906,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 28,844 | $903,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 317,435 | $895,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 75,955 | $889,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 373,796 | $886,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 20,974 | $880,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 19,111 | $873,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 5,755 | $838,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 26,097 | $837,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,429 | $825,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 24,801 | $825,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 6,046 | $803,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 5,377 | $800,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 10,065 | $796,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 270,996 | $780,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 3,566 | $779,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 14,377 | $778,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,881 | $777,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 48,771 | $754,000 | thousands by filing date | |
| MGC | 921910873 | COM | 7,412 | $750,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 3,813 | $745,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 43,557 | $743,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 19,701 | $734,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,814 | $732,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 39,321 | $716,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 145,242 | $703,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 108,669 | $699,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 12,423 | $697,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 246,962 | $691,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 15,002 | $688,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 138,673 | $678,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 22,000 | $675,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 446,000 | $675,000 | thousands by filing date | principal |
| GRAFTECH INTL LTD | 384313508 | COM | 58,474 | $672,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 16,999 | $667,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 39,602 | $662,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-19-001680 | this filing | 2019-08-13 | acceptance time not in the bulk data set |