13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-09, with 3,905 holding rows worth $888,885,550,000.
- Accession
- 0000315066-18-002467
- Filer
- CIK 315066
- Filed
- 2018-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 9,483 entries on the cover page, a total value of $888,885,550,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $888,884,296,000 with VALUE read as thousands by filing date, 13F file number 028-00451. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFIDELITY MANAGEMENT & RESEARCH CO/MA/028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS LLC028-05421
- included managerImpresa Management LLC028-16240
- included managerFMR CO INC028-06639
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity SelectCo, LLC028-15643
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
- included managerFidelity Management & Research (Japan) Ltd028-18351
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 227,150 | $7,881,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 109,171 | $7,879,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 372,500 | $7,842,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 607,721 | $7,840,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 140,000 | $7,839,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 356,221 | $7,815,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 270,094 | $7,805,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 482,784 | $7,773,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 764,902 | $7,771,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,209,635 | $7,768,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 231,628 | $7,765,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 4,400,000 | $7,734,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 201,581 | $7,710,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 319,666 | $7,704,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 2,409,569 | $7,687,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 502,281 | $7,665,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 177,864 | $7,631,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 851,732 | $7,589,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 360,800 | $7,515,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 226,420 | $7,503,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,065,603 | $7,491,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 7,300,000 | $7,415,000 | thousands by filing date | principal |
| NORDSTROM INC | 655664100 | COM | 123,872 | $7,409,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 160,896 | $7,337,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 7,300,000 | $7,326,000 | thousands by filing date | principal |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 1,187,578 | $7,315,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 44,026 | $7,308,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 310,371 | $7,278,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 7,300,000 | $7,278,000 | thousands by filing date | principal |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 74,262 | $7,273,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 587,000 | $7,261,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 143,023 | $7,231,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 84,355 | $7,195,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 468,609 | $7,184,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 71,971 | $7,180,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 920,824 | $7,173,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 129,558 | $7,165,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 137,900 | $7,153,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 56,492 | $7,144,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 7,192,000 | $7,138,000 | thousands by filing date | principal |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 22,917 | $7,123,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 125,021 | $7,113,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 327,752 | $7,112,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 815,703 | $7,072,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 5,250,000 | $7,049,000 | thousands by filing date | principal |
| KELLY SVCS INC | 488152208 | CL A | 292,780 | $7,035,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 161,601 | $7,020,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,880,475 | $7,003,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 187,700 | $6,971,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 341,162 | $6,960,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 252,224 | $6,923,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 783,701 | $6,873,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 110,072 | $6,855,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 154,852 | $6,844,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 3,988,830 | $6,825,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 5,750,000 | $6,772,000 | thousands by filing date | principal |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 182,544 | $6,770,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 6,700,000 | $6,765,000 | thousands by filing date | principal |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 245,302 | $6,729,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 6,200,000 | $6,625,000 | thousands by filing date | principal |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 25,024 | $6,616,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 694,965 | $6,575,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 65,760 | $6,561,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 781,042 | $6,545,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 5,170,000 | $6,543,000 | thousands by filing date | principal |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 618,206 | $6,497,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 323,869 | $6,484,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 126,700 | $6,479,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 437,775 | $6,479,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 118,978 | $6,457,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 401,104 | $6,434,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 17,430 | $6,405,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 3,890,000 | $6,393,000 | thousands by filing date | principal |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 455,395 | $6,385,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 906,806 | $6,383,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 4,460,000 | $6,363,000 | thousands by filing date | principal |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 7,240,935 | $6,335,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 713,164 | $6,305,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 6,531,000 | $6,299,000 | thousands by filing date | principal |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 71,475 | $6,287,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 3,831,000 | $6,286,000 | thousands by filing date | principal |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 394,428 | $6,267,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 52,408 | $6,223,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 19,690 | $6,214,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 144,255 | $6,180,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 3,425,000 | $6,167,000 | thousands by filing date | principal |
| RYDER SYS INC COM | 783549108 | Stock | 84,156 | $6,149,000 | thousands by filing date | |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 7,350,000 | $6,099,000 | thousands by filing date | principal |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 88,271 | $6,039,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 199,122 | $6,034,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 176,694 | $6,008,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 230,335 | $6,000,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 400,000 | $6,000,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 921,912 | $5,983,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 529,000 | $5,972,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 582,493 | $5,971,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 674,878 | $5,959,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 170,403 | $5,952,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 36,154 | $5,951,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 109,189 | $5,939,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 125,322 | $5,939,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 31,637 | $5,926,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 135,000 | $5,916,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 58,071 | $5,832,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 66,793 | $5,817,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 60,872 | $5,793,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 508,905 | $5,771,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,015,805 | $5,760,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 711,561 | $5,752,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 249,300 | $5,746,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 177,101 | $5,720,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 310,165 | $5,716,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 386,906 | $5,715,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 170,727 | $5,710,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 892,301 | $5,679,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,256,461 | $5,667,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 57,339 | $5,655,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 3,324,162 | $5,618,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 594,992 | $5,587,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 1,276,276 | $5,552,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 118,030 | $5,536,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 24,172 | $5,523,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 165,143 | $5,512,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 5,150,000 | $5,510,000 | thousands by filing date | principal |
| TOCAGEN INC | 888846102 | COM | 352,700 | $5,499,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 32,654 | $5,497,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 822,054 | $5,483,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 5,870,000 | $5,481,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 5,500,000 | $5,467,000 | thousands by filing date | principal |
| GOGO INC | 38046C109 | COM | 1,050,976 | $5,454,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 72,941 | $5,438,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 139,509 | $5,409,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 82,988 | $5,378,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 115,776 | $5,366,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 225,934 | $5,343,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 118,273 | $5,334,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 316,201 | $5,334,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,653,211 | $5,333,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 156,633 | $5,312,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 5,160,000 | $5,305,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 45,241 | $5,303,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 50,000 | $5,280,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,313,766 | $5,255,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 11,981 | $5,249,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 4,050,000 | $5,246,000 | thousands by filing date | principal |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 443,622 | $5,239,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 420,960 | $5,196,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 415,102 | $5,185,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 77,414 | $5,170,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 157,984 | $5,164,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 4,803,000 | $5,161,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 168,711 | $5,142,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 305,022 | $5,142,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 95,725 | $5,137,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 259,478 | $5,124,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 648,616 | $5,124,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 119,079 | $5,120,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 200,000 | $5,086,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 133,900 | $5,072,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 4,220,000 | $5,051,000 | thousands by filing date | principal |
| 1ST SOURCE CORP COM | 336901103 | Stock | 95,978 | $5,050,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 214,953 | $5,028,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 30,200 | $4,995,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 294,572 | $4,993,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 95,636 | $4,977,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 29,496 | $4,952,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 4,275,000 | $4,926,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 158,400 | $4,902,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 296,065 | $4,885,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 138,265 | $4,878,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 34,256 | $4,853,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 6,140,419 | $4,849,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 2,200,000 | $4,822,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 3,800,000 | $4,818,000 | thousands by filing date | principal |
| VERICEL CORP | 92346J108 | COM | 339,875 | $4,809,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,925,622 | $4,800,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 1,332,610 | $4,744,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 112,144 | $4,713,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 177,545 | $4,693,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 111,148 | $4,684,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 88,735 | $4,683,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 265,350 | $4,683,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 38,394 | $4,628,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 125,444 | $4,610,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 94,188 | $4,609,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 515,340 | $4,607,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 58,548 | $4,590,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 38,530 | $4,585,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 22,411 | $4,539,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 2,573,574 | $4,529,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 168,521 | $4,525,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 53,650 | $4,502,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 172,774 | $4,491,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 740,815 | $4,482,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 75,000 | $4,458,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 3,800,000 | $4,453,000 | thousands by filing date | principal |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 554,871 | $4,439,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 4,900,000 | $4,435,000 | thousands by filing date | principal |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 60,916 | $4,426,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 4,710,000 | $4,413,000 | thousands by filing date | principal |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 34,699 | $4,410,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 4,300,000 | $4,405,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 214,642 | $4,368,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 190,000 | $4,359,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 132,409 | $4,356,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 279,423 | $4,345,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 4,550,000 | $4,341,000 | thousands by filing date | principal |
| BAR HBR BANKSHARES | 066849100 | COM | 150,000 | $4,308,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 27,273 | $4,257,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 52,946 | $4,227,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 246,936 | $4,225,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 3,553 | $4,222,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 150,338 | $4,209,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 24,153 | $4,159,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 524,581 | $4,123,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 33,071 | $4,112,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 138,964 | $4,110,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 334,877 | $4,085,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 273,700 | $4,084,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 129,925 | $4,059,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 72,978 | $4,049,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 136,901 | $4,045,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 810,501 | $3,971,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 899,386 | $3,957,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 95,152 | $3,932,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 40,967 | $3,927,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 97,761 | $3,903,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 46,132 | $3,868,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 103,900 | $3,865,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 170,991 | $3,847,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 332,708 | $3,810,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 183,766 | $3,791,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 83,162 | $3,785,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 177,429 | $3,758,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 213,268 | $3,758,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 77,327 | $3,754,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 66,499 | $3,745,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 53,775 | $3,741,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 91,528 | $3,736,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 752,829 | $3,719,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 180,420 | $3,708,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 157,547 | $3,702,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 50,030 | $3,688,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 21,939 | $3,672,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 122,095 | $3,672,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 129,074 | $3,667,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 91,427 | $3,666,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 5,203,641 | $3,587,000 | thousands by filing date | principal |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 63,512 | $3,581,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 2,650,000 | $3,525,000 | thousands by filing date | principal |
| ATYR PHARMA INC | 002120103 | COM | 4,328,450 | $3,517,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2,700,000 | $3,505,000 | thousands by filing date | principal |
| ARK RESTAURANTS CORP | 040712101 | COM | 151,948 | $3,496,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 91,932 | $3,482,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,706,371 | $3,464,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 33,527 | $3,459,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 1,994,573 | $3,431,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 109,899 | $3,428,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 128,898 | $3,415,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 127,682 | $3,407,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 27,504 | $3,393,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 61,644 | $3,388,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 6,597,260 | $3,351,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 109,600 | $3,324,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 39,992 | $3,289,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 181,292 | $3,273,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 43,796 | $3,271,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 389,909 | $3,217,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 170,092 | $3,172,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 243,606 | $3,162,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 163,900 | $3,162,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 224,475 | $3,152,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 3,200,000 | $3,152,000 | thousands by filing date | principal |
| PLANTRONICS INC NEW | 727493108 | COM | 52,199 | $3,148,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 317,400 | $3,133,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 50,296 | $3,124,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 457,190 | $3,123,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 129,037 | $3,085,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 179,183 | $3,082,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 131,060 | $3,069,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 81,871 | $3,051,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 3,025,000 | $3,048,000 | thousands by filing date | principal |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 113,068 | $3,042,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 337,369 | $3,006,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 67,295 | $3,005,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 203,545 | $3,002,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 929,339 | $2,965,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,920,000 | $2,958,000 | thousands by filing date | principal |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 23,483 | $2,954,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,181,661 | $2,942,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 13,308 | $2,925,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 142,217 | $2,865,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 3,000,000 | $2,863,000 | thousands by filing date | principal |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 67,667 | $2,858,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 533,000 | $2,852,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 248,601 | $2,842,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 348,653 | $2,817,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 75,445 | $2,814,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 30,030 | $2,813,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 835,035 | $2,786,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 186,498 | $2,784,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 96,398 | $2,775,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 40,150 | $2,774,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 67,600 | $2,772,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 51,700 | $2,770,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 71,846 | $2,766,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 35,870 | $2,755,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 100,251 | $2,750,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 343,150 | $2,731,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 115,300 | $2,719,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 506,700 | $2,691,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 2,660,000 | $2,683,000 | thousands by filing date | principal |
| INTERSECT ENT INC | 46071F103 | COM | 91,873 | $2,641,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 68,081 | $2,614,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 60,590 | $2,602,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 43,084 | $2,595,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 67,225 | $2,578,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 125,248 | $2,568,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,402,861 | $2,567,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 256,328 | $2,563,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 14,827 | $2,555,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,520,401 | $2,524,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 7,020 | $2,504,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 57,137 | $2,502,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 105,623 | $2,496,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 131,531 | $2,461,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 1,500,000 | $2,451,000 | thousands by filing date | principal |
| HNI CORP COM | 404251100 | Stock | 55,200 | $2,442,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 248,138 | $2,432,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 209,200 | $2,427,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 66,400 | $2,396,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 61,231 | $2,388,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 73,219 | $2,386,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 114,472 | $2,381,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 96,338 | $2,375,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 171,000 | $2,370,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 682,702 | $2,362,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 890,526 | $2,342,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 92,707 | $2,341,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 90,108 | $2,299,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 115,065 | $2,277,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 64,922 | $2,274,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 80,250 | $2,268,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 34,279 | $2,252,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 24,173 | $2,238,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 399,500 | $2,221,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 118,035 | $2,207,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 17,994 | $2,206,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 47,473 | $2,201,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 36,154 | $2,195,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 115,684 | $2,192,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 162,500 | $2,191,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,069,000 | $2,188,000 | thousands by filing date | principal |
| STRATEGIC ED INC COM | 86272C103 | Stock | 15,831 | $2,169,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 120,806 | $2,162,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 144,991 | $2,140,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 90,049 | $2,130,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 182,481 | $2,130,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 567,153 | $2,127,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 3,500,000 | $2,126,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 21,035 | $2,125,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 55,564 | $2,092,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 3,800,000 | $2,078,000 | thousands by filing date | principal |
| CTI BIOPHARMA CORP | 12648L601 | COM | 949,700 | $2,051,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,051,410 | $2,040,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 37,597 | $2,028,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 103,842 | $2,011,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 12,373 | $2,002,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 63,361 | $1,999,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 1,750,000 | $1,998,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 17,800 | $1,973,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 574,734 | $1,954,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 111,301 | $1,940,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 32,022 | $1,924,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 22,048 | $1,922,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 111,180 | $1,903,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 410,962 | $1,903,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 53,735 | $1,896,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 133,838 | $1,861,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 44,500 | $1,849,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 46,834 | $1,845,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 800,400 | $1,841,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 153,767 | $1,821,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 66,909 | $1,820,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 235,117 | $1,818,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 111,168 | $1,815,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 51,976 | $1,794,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 72,045 | $1,790,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 119,185 | $1,789,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 423,196 | $1,782,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 57,343 | $1,781,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 88,008 | $1,762,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 565,500 | $1,747,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 27,075 | $1,731,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 32,452 | $1,709,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 49,484 | $1,702,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 500,308 | $1,696,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 28,644 | $1,695,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 1,700,000 | $1,691,000 | thousands by filing date | principal |
| MAGNA INTL INC COM | 559222401 | Stock | 31,852 | $1,673,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 38,047 | $1,654,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 514,600 | $1,647,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 157,324 | $1,638,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 73,501 | $1,632,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 26,525 | $1,610,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 30,798 | $1,607,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 465,257 | $1,605,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 427,712 | $1,604,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 363,300 | $1,599,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 106,000 | $1,574,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 26,082 | $1,571,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 18,584 | $1,570,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 37,597 | $1,569,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 37,760 | $1,562,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 12,934 | $1,559,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 38,311 | $1,545,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 68,767 | $1,513,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 69,605 | $1,498,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 138,130 | $1,497,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 20,324 | $1,489,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 21,810 | $1,474,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 48,900 | $1,464,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 46,667 | $1,459,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 60,353 | $1,444,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 416,252 | $1,436,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 13,400 | $1,431,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 11,715 | $1,428,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 800,000 | $1,421,000 | thousands by filing date | principal |
| Vanguard Real Estate | 922908553 | SHS | 17,537 | $1,415,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 276,020 | $1,398,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 267,242 | $1,392,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 121,480 | $1,385,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 19,717 | $1,381,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 61,260 | $1,375,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 1,200,000 | $1,375,000 | thousands by filing date | principal |
| Vanguard Total World Stock ETF | 922042742 | SHS | 18,047 | $1,373,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 363,596 | $1,349,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 74,588 | $1,349,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 73,800 | $1,343,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 283,815 | $1,334,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 78,443 | $1,333,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 73,613 | $1,316,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 105,990 | $1,316,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 52,987 | $1,313,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 18,602 | $1,309,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 43,808 | $1,303,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 7,183 | $1,296,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 174,163 | $1,280,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 22,742 | $1,278,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 36,704 | $1,274,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 26,928 | $1,260,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 58,046 | $1,240,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 270,996 | $1,238,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 575,318 | $1,231,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 30,032 | $1,206,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 72,900 | $1,203,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 8,266 | $1,203,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 54,397 | $1,195,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 206,559 | $1,188,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 43,689 | $1,151,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 23,473 | $1,140,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 30,565 | $1,128,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 19,308 | $1,118,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 14,654 | $1,091,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 30,080 | $1,091,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 176,629 | $1,086,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 29,490 | $1,085,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 9,631 | $1,080,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 32,239 | $1,062,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 50,790 | $1,054,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,728 | $1,023,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 59,700 | $1,015,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 16,818 | $991,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 45,823 | $990,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 48,800 | $988,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 132,184 | $977,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 378,378 | $972,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,961 | $963,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 49,100 | $945,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 438,062 | $932,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 6,951 | $930,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 7,253 | $929,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 15,584 | $914,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,933 | $890,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 21,452 | $880,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 77,543 | $878,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 97,698 | $877,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 226,844 | $873,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 15,599 | $852,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 29,885 | $825,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 14,597 | $819,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 31,237 | $819,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 56,151 | $815,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 111,293 | $812,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 50,000 | $812,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 300,000 | $810,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,518 | $800,000 | thousands by filing date | |
| MGC | 921910873 | COM | 7,869 | $795,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 10,254 | $794,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 57,975 | $788,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-18-002467 | this filing | 2018-11-09 | acceptance time not in the bulk data set |