13F-HR filed by FMR LLC
FMR LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 2,607 holding rows worth $804,538,167,000.
- Accession
- 0000315066-17-002681
- Filer
- CIK 315066
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 6,226 entries on the cover page, a total value of $804,538,167,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $804,538,167,000 with VALUE read as thousands by filing date, 13F file number 028-00451. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerFIDELITY MANAGEMENT & RESEARCH CO/MA/028-00450
- included managerFIDELITY MANAGEMENT TRUST CO028-01054
- included managerSTRATEGIC ADVISERS INC028-05421
- included managerImpresa Management LLC028-16240
- included managerFMR CO INC028-06639
- included managerFidelity Institutional Asset Management Trust Co028-12283
- included managerFIAM LLC028-12282
- included managerFidelity SelectCo, LLC028-15643
- included managerFidelity Management & Research (Hong Kong) Ltd028-16685
- included managerFMR Investment Management (UK) Ltd028-16686
- included managerFidelity (Canada) Asset Management ULC028-16687
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 29,478,000 | $30,878,000 | thousands by filing date | principal |
| ENERGEN CORP | 29265N108 | COM | 625,264 | $30,869,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 3,507,220 | $30,863,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 25,935,000 | $30,846,000 | thousands by filing date | principal |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,187,532 | $30,828,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 2,389,830 | $30,566,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 950,114 | $30,394,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 822,500 | $30,342,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 1,629,049 | $30,300,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 2,026,675 | $30,096,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 1,144,191 | $30,035,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 7,483,484 | $29,710,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 906,982 | $29,695,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 345,736 | $29,647,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 31,277,000 | $29,635,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 621,119 | $29,627,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 599,698 | $29,344,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 1,176,400 | $29,292,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 540,255 | $29,255,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 1,382,624 | $29,146,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 315,997 | $29,131,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 492,218 | $29,065,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 287,024 | $28,852,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 1,556,068 | $28,756,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 477,225 | $28,634,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 507,078 | $28,624,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,712,523 | $28,616,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 2,528,462 | $28,597,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 3,613,846 | $28,587,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 837,597 | $28,554,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 2,488,937 | $28,499,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 1,634,032 | $28,465,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 15,023,311 | $28,394,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 843,862 | $28,286,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 553,961 | $28,183,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 642,540 | $28,085,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 872,842 | $28,018,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 675,470 | $28,012,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 674,400 | $28,001,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 1,766,800 | $27,845,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1,448,061 | $27,730,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 248,044 | $27,694,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,591,319 | $27,625,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439AG4 | SDCV 7.500%12/3 | 25,000,000 | $27,578,000 | thousands by filing date | principal |
| ADVAXIS INC | 007624208 | COM NEW | 4,225,380 | $27,423,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,466,130 | $27,314,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,972,186 | $27,275,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,809,992 | $27,150,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 1,648,594 | $27,119,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 1,478,300 | $27,053,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 722,777 | $27,047,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 1,318,588 | $26,992,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,761,610 | $26,988,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 364,123 | $26,872,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 1,228,708 | $26,749,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 1,906,368 | $26,689,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 6,823,339 | $26,679,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 420,935 | $26,545,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 17,331,661 | $26,518,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,325,349 | $26,507,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 2,433,716 | $26,381,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 707,448 | $26,317,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 1,509,947 | $26,273,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 624,940 | $26,235,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 2,815,919 | $26,188,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 27,100,000 | $26,118,000 | thousands by filing date | principal |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,601,171 | $26,099,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 282,401 | $26,068,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 329,495 | $25,994,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 707,455 | $25,921,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 659,677 | $25,899,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 848,847 | $25,890,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 1,035,523 | $25,888,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 589,257 | $25,875,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 875,150 | $25,817,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 489,126 | $25,694,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 26,350,000 | $25,675,000 | thousands by filing date | principal |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,901,537 | $25,633,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 207,189 | $25,602,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 1,529,878 | $25,135,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 17,156,000 | $25,134,000 | thousands by filing date | principal |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,251,660 | $25,121,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 2,201,759 | $25,100,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,122,100 | $25,062,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 21,830,000 | $24,886,000 | thousands by filing date | principal |
| FERRARI N V | N3167Y103 | COM | 288,178 | $24,789,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 599,169 | $24,758,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,522,518 | $24,680,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 509,342 | $24,658,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 697,792 | $24,527,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 1,259,578 | $24,499,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,883,506 | $24,392,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 26,860,000 | $24,359,000 | thousands by filing date | principal |
| BANK HAWAII CORP | 062540109 | COM | 293,500 | $24,352,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 1,596,853 | $24,321,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 1,736,388 | $24,275,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 1,008,971 | $24,255,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 3,521,779 | $24,124,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 9,754,460 | $24,094,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,160,512 | $24,081,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 61,289 | $24,025,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 432,786 | $23,985,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 568,093 | $23,950,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 1,735,061 | $23,926,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 450,700 | $23,775,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 202,520 | $23,750,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 935,824 | $23,714,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 257,500 | $23,713,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 177,200 | $23,711,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 620,589 | $23,644,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 229,821 | $23,642,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 5,261,750 | $23,626,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 340,306 | $23,580,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 699,684 | $23,440,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 5,085,702 | $23,394,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 2,538,892 | $23,358,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,895,350 | $23,308,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,064,237 | $23,217,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,014,691 | $23,135,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 370,058 | $23,084,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 288,506 | $23,047,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 477,396 | $23,025,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 181,005 | $22,929,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 659,299 | $22,911,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,455,100 | $22,845,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 394,242 | $22,815,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 211,501 | $22,609,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 2,257,115 | $22,571,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 238,040 | $22,430,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 169,514 | $22,388,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 158,714 | $22,366,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 1,051,880 | $22,342,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 517,868 | $22,320,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 4,275,716 | $22,319,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 583,623 | $22,265,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,986,940 | $22,233,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 551,000 | $22,161,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 529,892 | $22,118,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,348,194 | $21,989,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 1,364,738 | $21,973,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,014,340 | $21,920,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 864,967 | $21,875,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 916,044 | $21,838,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 2,672,959 | $21,784,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 164,200 | $21,739,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 475,142 | $21,738,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 682,370 | $21,692,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 855,250 | $21,689,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 584,463 | $21,654,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 1,179,112 | $21,590,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 709,625 | $21,573,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 757,370 | $21,509,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 879,232 | $21,427,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 1,639,216 | $21,425,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 17,250,368 | $21,390,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 528,452 | $21,233,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 260,507 | $21,054,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,046,084 | $21,026,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,068,872 | $20,896,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,452,766 | $20,890,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 2,834,373 | $20,833,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 20,500,000 | $20,808,000 | thousands by filing date | principal |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 2,243,433 | $20,797,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,055,747 | $20,763,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 3,678,579 | $20,747,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 514,349 | $20,687,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 562,546 | $20,617,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 346,683 | $20,594,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 956,737 | $20,589,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 1,581,148 | $20,555,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 596,380 | $20,539,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 289,830 | $20,534,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 687,230 | $20,459,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 359,574 | $20,356,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 933,662 | $20,317,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 334,827 | $20,291,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,175,682 | $20,233,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 3,489,100 | $20,179,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 2,263,470 | $20,168,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 1,062,500 | $20,134,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 3,061,612 | $20,023,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 258,400 | $20,000,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 1,133,040 | $19,760,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 2,130,799 | $19,647,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 479,265 | $19,602,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 614,469 | $19,602,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 19,000,000 | $19,602,000 | thousands by filing date | principal |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 928,957 | $19,601,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,423,265 | $19,499,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 15,250,000 | $19,358,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520102 | COM | 1,446,800 | $19,271,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 803,108 | $18,994,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 25,178,000 | $18,993,000 | thousands by filing date | principal |
| SYNTEL INC | 87162H103 | COM | 1,118,682 | $18,972,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 1,494,500 | $18,950,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 658,334 | $18,927,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 293,804 | $18,883,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 2,823,083 | $18,745,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 1,341,644 | $18,743,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 261,676 | $18,708,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 984,434 | $18,704,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,944,983 | $18,688,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 13,100,000 | $18,651,000 | thousands by filing date | principal |
| GEO GROUP INC NEW | 36162J106 | COM | 629,400 | $18,611,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 712,131 | $18,530,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,995,663 | $18,453,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 1,198,812 | $18,450,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 14,700,000 | $18,421,000 | thousands by filing date | principal |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 3,324,162 | $18,416,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 1,049,100 | $18,391,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 18,000,000 | $18,326,000 | thousands by filing date | principal |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 491,999 | $18,317,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,814,847 | $18,254,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 132,530 | $18,241,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 18,000,000 | $18,236,000 | thousands by filing date | principal |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 205,561 | $18,196,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 2,670,196 | $18,131,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 100,130 | $18,077,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 72,853,000 | $17,987,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 16,430,000 | $17,970,000 | thousands by filing date | principal |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 262,191 | $17,944,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 15,040,000 | $17,935,000 | thousands by filing date | principal |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 542,319 | $17,929,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 205,209 | $17,917,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 182,377 | $17,873,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,136,969 | $17,822,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 312,540 | $17,768,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,464,210 | $17,668,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 980,993 | $17,658,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 973,956 | $17,609,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,306,143 | $17,568,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 250,037 | $17,565,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 17,250,000 | $17,466,000 | thousands by filing date | principal |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 953,150 | $17,376,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,124,676 | $17,373,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 15,975,000 | $17,344,000 | thousands by filing date | principal |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,113,550 | $17,327,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 3,061,202 | $17,265,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 656,400 | $17,244,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 1,085,798 | $17,124,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 734,320 | $17,110,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 221,024 | $17,085,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 302,940 | $17,028,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,145,500 | $16,851,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 644,047 | $16,849,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 308,145 | $16,809,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 2,796,376 | $16,806,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,640,662 | $16,800,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 1,503,600 | $16,780,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 2,314,664 | $16,735,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 355,649 | $16,649,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 14,447,637 | $16,615,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 500,086 | $16,578,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 150,000 | $16,392,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,738,378 | $16,376,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 391,743 | $16,355,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 632,864 | $16,195,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 720,123 | $16,109,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 202,628 | $16,085,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 680,041 | $16,083,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 303,433 | $16,067,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 305,034 | $16,030,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 753,892 | $15,990,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 1,863,131 | $15,930,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 940,182 | $15,823,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,793,801 | $15,642,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 121,661 | $15,622,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 872,341 | $15,615,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 411,100 | $15,601,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 13,500,000 | $15,593,000 | thousands by filing date | principal |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 551,022 | $15,561,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 437,823 | $15,499,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 10,631,784 | $15,416,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 3,951,069 | $15,409,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 276,814 | $15,335,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,419,090 | $15,326,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 585,600 | $15,284,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 1,212,213 | $15,256,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,253,698 | $15,232,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 12,675,000 | $15,218,000 | thousands by filing date | principal |
| TYSON FOODS | 902494301 | COM | 224,100 | $15,216,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 349,503 | $15,182,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 1,638,200 | $15,153,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,282,290 | $15,092,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 1,234,593 | $15,090,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 143,863 | $15,054,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 436,699 | $15,053,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 118,800 | $15,052,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,427,617 | $15,033,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,265,196 | $15,018,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 6,129,093 | $15,016,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,036,955 | $14,901,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 588,709 | $14,865,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 353,568 | $14,833,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,022,824 | $14,831,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 191,702 | $14,796,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 678,610 | $14,760,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 285,400 | $14,758,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 535,447 | $14,709,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 446,644 | $14,703,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,254,690 | $14,617,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 956,400 | $14,547,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 357,264 | $14,545,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 5,323,231 | $14,453,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 3,551,722 | $14,434,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 451,274 | $14,346,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 587,615 | $14,296,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 4,069,270 | $14,283,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 106,828 | $14,234,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,611,083 | $14,178,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 4,064,426 | $14,144,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 298,804 | $14,139,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 416,457 | $14,126,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 4,346,785 | $14,084,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 135,298 | $14,026,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 291,991 | $14,021,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 410,588 | $13,968,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 757,464 | $13,937,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 593,896 | $13,927,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 769,230 | $13,892,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 505,760 | $13,853,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 2,944,915 | $13,782,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 730,214 | $13,765,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,142,857 | $13,715,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 205,867 | $13,639,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 157,217 | $13,636,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 183,303 | $13,603,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 838,133 | $13,569,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 11,185,000 | $13,569,000 | thousands by filing date | principal |
| PINNACLE WEST CAP CORP | 723484101 | COM | 158,363 | $13,486,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 11,965,000 | $13,461,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 5,350,000 | $13,452,000 | thousands by filing date | principal |
| AMYRIS INC | 03236MAG6 | NOTE 9.500 4/1 | 19,136,000 | $13,383,000 | thousands by filing date | principal |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 322,068 | $13,269,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 580,317 | $13,202,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 944,300 | $13,183,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 1,735,800 | $13,175,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 7,510,000 | $13,152,000 | thousands by filing date | principal |
| XL GROUP LTD | G98294104 | COM | 300,159 | $13,146,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 20,405 | $13,127,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 414,491 | $13,114,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 1,592,900 | $13,110,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 2,558,389 | $13,048,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 208,680 | $13,041,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 12,835,000 | $12,987,000 | thousands by filing date | principal |
| ANGIODYNAMICS INC | 03475V101 | COM | 800,000 | $12,968,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 113,133 | $12,938,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 703,973 | $12,904,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,328,700 | $12,900,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 6,035,660 | $12,856,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 324,200 | $12,819,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 153,520 | $12,808,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 76,351 | $12,756,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,050,611 | $12,712,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 354,896 | $12,702,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 12,650,000 | $12,674,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 12,070,000 | $12,674,000 | thousands by filing date | principal |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 413,837 | $12,643,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,107,577 | $12,626,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 625,306 | $12,594,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 75,515 | $12,582,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 684,900 | $12,575,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 48,907 | $12,452,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 799,897 | $12,406,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 1,080,679 | $12,395,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 55,793 | $12,389,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 802,956 | $12,380,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 957,978 | $12,339,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 1,005,596 | $12,318,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,324,299 | $12,276,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 3,557,779 | $12,274,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,203,173 | $12,236,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 683,532 | $12,228,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 11,510,000 | $12,208,000 | thousands by filing date | principal |
| MARTEN TRANSPORT LTD | 573075108 | COM | 443,408 | $12,149,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 277,350 | $12,134,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 358,276 | $12,120,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 3,724,557 | $12,105,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 98,312 | $12,078,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 5,342,226 | $12,073,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 576,999 | $12,059,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 100,305 | $11,924,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 83,587 | $11,867,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 11,495,000 | $11,840,000 | thousands by filing date | principal |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 6,315,800 | $11,747,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 216,699 | $11,706,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 192,614 | $11,694,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 171,003 | $11,680,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 243,560 | $11,676,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 274,923 | $11,646,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 212,312 | $11,608,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 207,740 | $11,600,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 278,800 | $11,543,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 419,814 | $11,524,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 375,356 | $11,523,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 212,825 | $11,518,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 254,651 | $11,510,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 420,072 | $11,489,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 4,991,469 | $11,480,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 212,270 | $11,350,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 300,751 | $11,317,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 7,700,000 | $11,309,000 | thousands by filing date | principal |
| FINISAR CORP | 31787A507 | COM NEW | 434,610 | $11,291,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 564,800 | $11,268,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 8,594,000 | $11,145,000 | thousands by filing date | principal |
| HENRY JACK & ASSOC INC | 426281101 | COM | 107,095 | $11,124,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 562,683 | $11,124,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 2,965,746 | $11,122,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 1,148,235 | $11,080,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,471,553 | $11,037,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 871,600 | $11,017,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 836,094 | $10,995,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 160,912 | $10,964,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 944,631 | $10,958,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 435,226 | $10,906,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 365,200 | $10,883,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 231,600 | $10,874,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 170,256 | $10,851,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 10,150,000 | $10,746,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,343,150 | $10,732,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 535,675 | $10,714,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 76,634 | $10,708,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 350,000 | $10,693,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 2,100,000 | $10,689,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 278,696 | $10,680,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 2,287,758 | $10,661,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 1,818,910 | $10,641,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,497,274 | $10,631,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,811,519 | $10,597,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 600,103 | $10,556,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 3,124,478 | $10,529,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 767,742 | $10,519,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 92,208 | $10,454,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 10,300,000 | $10,397,000 | thousands by filing date | principal |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 185,890 | $10,328,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 128,597 | $10,317,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 7,630,993 | $10,302,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 561,920 | $10,283,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 554,608 | $10,116,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 3,119,144 | $10,106,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 11,150,000 | $10,007,000 | thousands by filing date | principal |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 401,558 | $9,963,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 276,815 | $9,960,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 82,300 | $9,922,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 8,523,136 | $9,887,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 341,000 | $9,798,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 705,324 | $9,705,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 2,495,140 | $9,681,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 309,572 | $9,678,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 5,252,463 | $9,665,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,146,268 | $9,663,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,560,113 | $9,656,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 493,703 | $9,652,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 429,600 | $9,645,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 235,790 | $9,627,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 800,000 | $9,624,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 613,000 | $9,593,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,743,012 | $9,587,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 210,941 | $9,573,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 463,534 | $9,563,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 1,336,034 | $9,526,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 137,298 | $9,506,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,044,527 | $9,505,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D209 | PFD CNV 5.25% A1 | 83,700 | $9,494,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,267,347 | $9,442,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 965,051 | $9,438,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 156,163 | $9,432,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 527,318 | $9,423,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 136,171 | $9,420,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 303,735 | $9,389,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 297,176 | $9,331,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 271,400 | $9,268,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 128,707 | $9,264,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 306,300 | $9,198,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 88,523 | $9,139,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 416,094 | $9,120,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 314,737 | $8,986,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 166,592 | $8,960,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 981,292 | $8,940,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,450,454 | $8,920,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 412,700 | $8,918,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 6,700,000 | $8,901,000 | thousands by filing date | principal |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 81,300 | $8,895,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 510,832 | $8,855,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 531,412 | $8,843,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 44,797 | $8,808,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 778,100 | $8,808,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 150,026 | $8,804,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 418,309 | $8,734,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 552,192 | $8,725,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 311,600 | $8,691,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 329,888 | $8,643,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 7,450,000 | $8,642,000 | thousands by filing date | principal |
| NOVANTA INC | 67000B104 | COM | 240,041 | $8,641,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 325,900 | $8,604,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 496,065 | $8,597,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 2,957,878 | $8,578,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 8,751 | $8,540,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 355,266 | $8,537,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 352,215 | $8,464,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000315066-17-002681 | this filing | 2017-08-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001145247-17-000008 | base | 2017-08-29 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001145247-17-000009 | added | 2017-08-29 | acceptance time not in the bulk data set |