13F-HR filed by GLENMEDE TRUST CO NA
GLENMEDE TRUST CO NA filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 2,897 holding rows worth $13,632,156,000.
- Accession
- 0000314949-15-000042
- Filer
- CIK 314949
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 5,107 entries on the cover page, a total value of $13,632,156,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,632,156,000 with VALUE read as thousands by filing date, 13F file number 028-00126. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGlenmede Investment Managment LP
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Citigroup 5.8% B1 Call 4/18 QD | 172967366 | PFD | 2,700 | $67,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 1,130 | $66,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 4,099 | $65,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,000 | $64,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,608 | $64,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 2,488 | $64,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 1,826 | $64,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 2,350 | $64,000 | thousands by filing date | |
| Kayne Anderson Pfd 3.5% | 486606601 | PRD | 2,561 | $64,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON PFD | 25155Q680 | PREFERRED | 6,500 | $64,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 1,725 | $63,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 5,075 | $63,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 4,128 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 2,141 | $63,000 | thousands by filing date | |
| KKR Financial7.375% Perp Call | 48248a603 | PFD | 2,417 | $63,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL W | 140543307 | LOAD EQUITY FUND | 1,501 | $63,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,251 | $62,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 17,005 | $62,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,618 | $62,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 4,000 | $62,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,549 | $62,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 12,900 | $62,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,058 | $62,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 1,000 | $62,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 411 | $61,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 3,425 | $61,000 | thousands by filing date | |
| NOVOZYMES A/S-UNSPONS ADR | 670108109 | COM | 1,416 | $61,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 3,600 | $61,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 2,210 | $61,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 8,249 | $60,000 | thousands by filing date | |
| PEPSICO INC SR NT CONV DTD 8/13/2012 1.25% 8/13/2017 | 713448CB2 | CONVERTIBLE | 60,000 | $60,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 257 | $59,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 8,841 | $59,000 | thousands by filing date | |
| JPMORGAN LARGE CAP GROWTH I | 4812C0530 | EQUITY FUNDS | 1,717 | $59,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 1,812 | $59,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 16,030 | $59,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 760 | $58,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 937 | $58,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 799 | $58,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 608 | $58,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 3,000 | $58,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 689 | $58,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 409 | $58,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 639 | $58,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,291 | $58,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 650 | $57,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 850 | $57,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 2,650 | $57,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 2,721 | $57,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 10,000 | $57,000 | thousands by filing date | |
| T. ROWE PRICE COMM & TECH INVESTOR | 741454102 | NTF EQUITY FUNDS | 870 | $57,000 | thousands by filing date | |
| FEDERAL HOME LN MTG CORP PFD 8.375 NCM | 313400624 | Preferred | 11,800 | $57,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 1,186 | $57,000 | thousands by filing date | |
| MORGAN STANLEY PFD | 61762E877 | COMMON | 5,000 | $57,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,345 | $56,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,300 | $56,000 | thousands by filing date | |
| Ck Hutchison Holdin-Unsp Adr | 12562Y100 | Equity | 4,373 | $56,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 858 | $56,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 1,157 | $56,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 2,370 | $56,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 1,956 | $56,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,869 | $55,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 1,358 | $55,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 625 | $55,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 3,320 | $55,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 5,300 | $55,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 198 | $54,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 2,000 | $54,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 531 | $54,000 | thousands by filing date | |
| WILLIAM BLAIR SMALL-MID CAP GROWTH N | 093001345 | MFA | 2,858 | $54,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 550 | $53,000 | thousands by filing date | |
| Virtus Insight Tr Emerging Mkts Opp ClA | 92828T707 | Mutual Fund | 6,161 | $53,000 | thousands by filing date | |
| AMERICAN BALANCED FD | 024071102 | MFD | 2,240 | $52,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,500 | $52,000 | thousands by filing date | |
| RECKITT BENCKISER-SPON AD | 756255204 | ADR | 2,909 | $52,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,100 | $52,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 2,125 | $51,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 3,000 | $51,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 375 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 1,373 | $51,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 10,000 | $51,000 | thousands by filing date | |
| T ROWE PRICE OVERSEAS STOCK FUND INVESTOR CLASS | 77956H757 | Mutual Fund | 5,713 | $51,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 1,354 | $51,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 22,675 | $51,000 | thousands by filing date | |
| NEUBERG BERM EMRG MRKT-I | 641224415 | COM | 3,824 | $51,000 | thousands by filing date | |
| JPMORGAN GL RESEARCH ENHANCED INDEX FD | 46637K513 | COMMON | 2,960 | $51,000 | thousands by filing date | |
| Dreyfus Instl S&P 500 Stock Index I | 261978811 | Equity ETFs | 1,304 | $51,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 1,690 | $50,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 12,000 | $50,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 8,280 | $50,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 1,414 | $50,000 | thousands by filing date | |
| PENN LIBERTY FINANCIAL CORP | 707990909 | COMMON | 4,167 | $50,000 | thousands by filing date | |
| WAJAX CORP | 930783105 | COMMON | 3,000 | $50,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 978 | $49,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 3,752 | $49,000 | thousands by filing date | |
| KINGFISHER PLC SPONSORED ADR C | 495724403 | USD | 4,555 | $49,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 913 | $49,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,283 | $48,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 2,650 | $48,000 | thousands by filing date | |
| MACE SEC INTL | 554335208 | COM | 120,000 | $48,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 1,750 | $48,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 785 | $47,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 3,632 | $47,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 3,165 | $47,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 677 | $47,000 | thousands by filing date | |
| DREYFUS SELECT MANAGERS SMALL | 86271F677 | MF | 2,311 | $47,000 | thousands by filing date | |
| HARTFORD GROWTH OPPORTUNITIES A | 416529881 | NTF EQUITY FUNDS | 1,242 | $47,000 | thousands by filing date | |
| DEUTSCHE BANK AG LONDON | 25190E718 | Equity Linked Debt Securities - $10 Par (Principal Protected) | 6,000 | $47,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 800 | $46,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 276 | $46,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,000 | $46,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 700 | $46,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 2,500 | $46,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 1,265 | $46,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 4,000 | $46,000 | thousands by filing date | |
| LAZARD GLOBAL LISTED INFRASTRUCTURE OPEN | 52106N442 | MFA | 3,360 | $46,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 577 | $45,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 10,000 | $45,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 314 | $45,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 2,038 | $45,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,041 | $45,000 | thousands by filing date | |
| SAFRAN S A SPON ADR | 786584102 | ADUS | 2,481 | $45,000 | thousands by filing date | |
| AMERICAN FUNDS INTL GR AND INC A | 45956T105 | LOAD EQUITY FUND | 1,595 | $45,000 | thousands by filing date | |
| JPMORGAN CHASE & COMPANY PFD | 48127R578 | PREFERRED | 5,000 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,160 | $44,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,100 | $44,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 1,650 | $44,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 1,361 | $44,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 700 | $44,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 1,024 | $44,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 10,310 | $44,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,080 | $44,000 | thousands by filing date | |
| FEDERATED CLOVER VALUE - A | 314172255 | COMMON | 2,217 | $44,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 2,387 | $44,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 624 | $43,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 500 | $43,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 250 | $43,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 900 | $43,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 862 | $43,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 2,420 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,200 | $43,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 1,750 | $43,000 | thousands by filing date | |
| T. ROWE PRICE EUROPEAN STOCK | 77956H401 | Mutual Fund | 2,199 | $43,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,977 | $42,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 2,121 | $42,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 1,000 | $42,000 | thousands by filing date | |
| SCHNEIDER ELEC SA ADR | 80687P106 | COM | 3,845 | $42,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 1,925 | $42,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,000 | $42,000 | thousands by filing date | |
| VOYA INTERNATIONAL REAL ESTATE | 92914A810 | COMMON | 5,007 | $42,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 669 | $41,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,474 | $41,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 660 | $41,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,025 | $41,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 1,530 | $41,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 1,483 | $41,000 | thousands by filing date | |
| ROYCE FD PENN MUT INV | 780905840 | MF | 3,693 | $41,000 | thousands by filing date | |
| MORGAN STANLEY 1 656 PFD | 61762V507 | PREFERRED | 1,600 | $41,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC PFD | 38148L825 | PREFERRED | 5,000 | $41,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 688 | $40,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 500 | $40,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,700 | $40,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 734 | $40,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 989 | $40,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,453 | $40,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 2,311 | $40,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 2,192 | $40,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46637G124 | COM | 1,700 | $40,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 3,700 | $40,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,584 | $40,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 555 | $39,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 20,500 | $39,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 1,175 | $39,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 2,411 | $39,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,060 | $39,000 | thousands by filing date | |
| CIPHERLOC CORP COM | 17253H100 | Stock | 7,650 | $39,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 700 | $38,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 221 | $38,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 1,796 | $38,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2,661 | $38,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL WORLD GR&INC F1 | 140543406 | NTF EQUITY FUNDS | 904 | $38,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 1,136 | $38,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 1,450 | $38,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 290 | $38,000 | thousands by filing date | |
| Pernod Ricard SA ADR | 714264207 | COM | 1,927 | $38,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,030 | $38,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 700 | $37,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,829 | $37,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 987 | $37,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 604 | $37,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 740 | $37,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 895 | $37,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 3,602 | $37,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 615 | $37,000 | thousands by filing date | |
| TELSTRA CORP LTD | 87969N204 | SPON ADR FINAL | 1,977 | $37,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 1,463 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 207 | $36,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 670 | $36,000 | thousands by filing date | |
| AMADEUS IT GROUP S A UNSPONSOR | 02263t104 | COM | 868 | $36,000 | thousands by filing date | |
| Burberry Group PLC | 12082W204 | COM | 1,825 | $36,000 | thousands by filing date | |
| SSE PLC SPONSORED ADR | 78467K107 | ADR | 1,658 | $36,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 762 | $36,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 2,804 | $36,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 4,000 | $36,000 | thousands by filing date | |
| RBS CAPITAL FUNDING | 74928P207 | PRF | 1,500 | $36,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,047 | $35,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 700 | $35,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,000 | $35,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 650 | $35,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 3,000 | $35,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 500 | $35,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 1,094 | $35,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 2,004 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 2,770 | $35,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 11,352 | $35,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,100 | $34,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 670 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,205 | $34,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,092 | $34,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 850 | $34,000 | thousands by filing date | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 1,250 | $34,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,000 | $33,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 933 | $33,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,200 | $33,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 1,550 | $33,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 3,000 | $33,000 | thousands by filing date | |
| PRIMECAP ODYSSEY AGGRESSIVE GROWTH | 74160Q202 | EQUITY FUNDS | 1,092 | $33,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 1,079 | $33,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 822 | $33,000 | thousands by filing date | |
| BRANDYWINE REALTY PFD 6.9 | 105368609 | Com | 1,325 | $33,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 980 | $32,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 2,000 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 640 | $32,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 5,089 | $32,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,093 | $32,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 957 | $32,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,345 | $32,000 | thousands by filing date | |
| American Funds New Perspective | 648018109 | COM | 905 | $32,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 600 | $32,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 3,350 | $32,000 | thousands by filing date | |
| OPPENHEIMER DEVELOPING MARKETS FUND CLASS C | 683974307 | M | 1,164 | $32,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,537 | $31,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 5,962 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 641 | $31,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 3,000 | $31,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 830 | $31,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 957 | $31,000 | thousands by filing date | |
| EXPERIAN GP LTD ADR | 30215C101 | FOREIGN | 1,997 | $31,000 | thousands by filing date | |
| SECOM CO LTD UNSP ADR | 813113206 | COM | 2,160 | $31,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 2,500 | $31,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 888 | $31,000 | thousands by filing date | |
| JPMORGAN CHASE 5.5% PFD | 48126E750 | PRD | 1,300 | $31,000 | thousands by filing date | |
| JPMORGAN TAX AWARE EQUITY I | 4812A1654 | EQUITY FUNDS | 1,169 | $31,000 | thousands by filing date | |
| CREDIT SUISSE AG | 22547T696 | Equity Linked Debt Securities - $10 Par (Principal Protected) | 4,000 | $31,000 | thousands by filing date | |
| VAN ECK INTL INVEST GOLD C | 921075776 | COMMON | 5,842 | $31,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,098 | $30,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 1,125 | $30,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 487 | $30,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 3,000 | $30,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 5,000 | $30,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,130 | $30,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 6,800 | $30,000 | thousands by filing date | |
| Bunzl PLC ADR | 120738406 | USD | 1,157 | $30,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 4,000 | $30,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 6,200 | $30,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 2,708 | $30,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 700 | $30,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 2,942 | $30,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,500 | $30,000 | thousands by filing date | |
| IVA INTERNATIONAL | 45070A305 | CL A | 1,855 | $30,000 | thousands by filing date | |
| Henderson European Focus | 425067709 | ETF | 923 | $30,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 261 | $29,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 1,200 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,200 | $29,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,500 | $29,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 955 | $29,000 | thousands by filing date | |
| INVESCO INTERNATIONAL VALUE A | 008882854 | ETF | 835 | $29,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 2,500 | $29,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 2,245 | $29,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 4,360 | $29,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,500 | $29,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 1,200 | $29,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 1,200 | $29,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,928 | $28,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 365 | $28,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 775 | $28,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 383 | $28,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,000 | $28,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,116 | $28,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,095 | $28,000 | thousands by filing date | |
| DANONE SPONSORED ADR | 23636T100 | COM | 2,310 | $28,000 | thousands by filing date | |
| PING AN INSURANCE GROUP ADR RE | 72341E304 | ADR | 3,002 | $28,000 | thousands by filing date | |
| MITSUBISHI | 606783207 | USD | 1,415 | $28,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 329 | $28,000 | thousands by filing date | |
| J P Morgan International Value Cl I | 4812A0573 | Com | 2,293 | $28,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 287 | $27,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 398 | $27,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 797 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 240 | $27,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 937 | $27,000 | thousands by filing date | |
| NASPERS LTD ADR N SHS | 631512100 | ADR | 223 | $27,000 | thousands by filing date | |
| LOOMIS SYLS GLOBAL CL | 543487870 | MUTUAL | 1,468 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 480 | $26,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 856 | $26,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 349 | $26,000 | thousands by filing date | |
| BOSWELL J G | 101205102 | COMMON | 40 | $26,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 2,507 | $26,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 846 | $26,000 | thousands by filing date | |
| First Eagle Global I | 32008F606 | Mutual Fund | 529 | $26,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 1,181 | $26,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 360 | $26,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 1,226 | $26,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 2,125 | $26,000 | thousands by filing date | |
| JOHN HANCOCK S/C EQUITY FD -A | 409905700 | COMMON | 853 | $26,000 | thousands by filing date | |
| BANK OF AMERICA CORP $0.08 PFD | 060505DR2 | PREFERRED | 25,000 | $26,000 | thousands by filing date | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 1,050 | $26,000 | thousands by filing date | |
| Fidelity Spart Intl Index Fd A | 315911875 | COM | 752 | $26,000 | thousands by filing date | |
| FIRST TRUST UNIT 4202 SENIOR | 30281K219 | COMMON | 3,647 | $26,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 227 | $25,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,114 | $25,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,172 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 445 | $25,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 2,000 | $25,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 924 | $25,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,707 | $25,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 763 | $25,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 3,500 | $25,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 200 | $25,000 | thousands by filing date | |
| ALLY FINL INC PERP PFD-A FLT | 02005N308 | PREFERR | 1,000 | $25,000 | thousands by filing date | |
| COCA-COLA AMATIL LTD | 191085208 | COM | 4,145 | $25,000 | thousands by filing date | |
| ING GROEP N V | 456837509 | PRF | 1,000 | $25,000 | thousands by filing date | |
| Pru Jennison 20/20 Focus | 74440G404 | COM | 1,521 | $25,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 450 | $24,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 733 | $24,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 4,996 | $24,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 836 | $24,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,440 | $24,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 419 | $24,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 582 | $24,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 21,000 | $24,000 | thousands by filing date | |
| RED ELECTRICA ADR | 756568101 | COM | 1,520 | $24,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 546 | $24,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 2,000 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,366 | $24,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 568 | $24,000 | thousands by filing date | |
| BERWYN FDS INCOME FD | 086233202 | MUTUAL | 1,864 | $24,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 300 | $23,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 390 | $23,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 406 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 500 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 400 | $23,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1,000 | $23,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 800 | $23,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 613 | $23,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,750 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,000 | $23,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 3,002 | $23,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,361 | $23,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,169 | $23,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,160 | $23,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,046 | $23,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 768 | $23,000 | thousands by filing date | |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 1,342 | $23,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,000 | $23,000 | thousands by filing date | |
| KONE OYJ FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 50048H101 | AMERICAN DEPOSITORY | 1,246 | $23,000 | thousands by filing date | |
| NORSK HYDRO AS SPONS ADR | 656531605 | COM | 7,161 | $23,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,537 | $23,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 3,605 | $23,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 2,376 | $23,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 1,225 | $23,000 | thousands by filing date | |
| INDRA SISTEMAS SA-UNSP ADR | 45579R106 | COM | 4,492 | $23,000 | thousands by filing date | |
| CITIGROUP INC NOTE PERP M/W CLBL | 172967GR6 | NOTE PERP M/W CLBL | 25,000 | $23,000 | thousands by filing date | |
| ALLIANZGI NFJ MIDCAP VALUE FUND C | 018918664 | Com | 1,154 | $23,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,301 | $22,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,844 | $22,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 345 | $22,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 512 | $22,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 455 | $22,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 560 | $22,000 | thousands by filing date | |
| INFINEON TECHNOLOGIES-ADR | 45662N103 | COMMON STOCKS | 2,054 | $22,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 1,455 | $22,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 3,000 | $22,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 20,500 | $22,000 | thousands by filing date | |
| CBL & Associates 7.375% Pfd Series D | 124830605 | com | 900 | $22,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 2,243 | $22,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 17,161 | $22,000 | thousands by filing date | |
| WOLSELEY PLC - ADR | 977868306 | ADR | 3,790 | $22,000 | thousands by filing date | |
| JP Morgan Tr I Intrepid Value Fd Slct | 4812A2306 | Mutual Fund | 690 | $22,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 263 | $21,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 445 | $21,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,132 | $21,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 700 | $21,000 | thousands by filing date | |
| KASIKORNBANK PCL UNSPON ADR | 485785109 | COM | 1,151 | $21,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 400 | $21,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 10,000 | $21,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 22,650 | $21,000 | thousands by filing date | |
| NORDEA BK AB SWED | 65557A206 | COM | 2,020 | $21,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 520 | $20,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 235 | $20,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 200 | $20,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 788 | $20,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 493 | $20,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,000 | $20,000 | thousands by filing date | |
| PARDEE RESOURCES | 699437109 | COMMON | 100 | $20,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 917 | $20,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,200 | $20,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 1,236 | $20,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 800 | $20,000 | thousands by filing date | |
| Centrica PLC Spon ADR | 15639k300 | COM | 1,539 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,000 | $20,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 36,070 | $20,000 | thousands by filing date | |
| HOLCIM LTD SPONSORED ADR | 50586V108 | ADR | 2,033 | $20,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 282 | $19,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 12,379 | $19,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 488 | $19,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 4,087 | $19,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 685 | $19,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 400 | $19,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,024 | $19,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 684 | $19,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 481 | $19,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 13,000 | $19,000 | thousands by filing date | |
| METLIFE INC | 59156R504 | Common Stock | 800 | $19,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 600 | $19,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 295 | $19,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,500 | $19,000 | thousands by filing date | |
| AQR STYLE PREMIA ALTERNATIVE N | 00203H412 | NTF EQUITY FUNDS | 1,904 | $19,000 | thousands by filing date | |
| AMIDEX35 ISRAEL MUTUAL FUND | 03152E109 | COMMON | 1,409 | $19,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 399 | $18,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 469 | $18,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,000 | $18,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 3,591 | $18,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 8,063 | $18,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 836 | $18,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 1,400 | $18,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 200 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 411 | $18,000 | thousands by filing date | |
| ASTON RIVER ROAD INDEPENDENT VALUE FUND | 00080Y579 | COMMON | 1,964 | $18,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 562 | $18,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 3,000 | $18,000 | thousands by filing date | |
| LORD ABBETT VALUE OPPORTUNITIES FD A | 54400A100 | COMMON | 1,016 | $18,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 470 | $17,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 400 | $17,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 651 | $17,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,291 | $17,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,023 | $17,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 573 | $17,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 559 | $17,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 665 | $17,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 613 | $17,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 300 | $17,000 | thousands by filing date | |
| Julius Baer Group Ltd ADR | 48137C108 | USD | 1,922 | $17,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,102 | $17,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 888 | $17,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 812 | $17,000 | thousands by filing date | |
| OLYMPUS CORP-SPON ADR | 68163W109 | COM | 584 | $17,000 | thousands by filing date | |
| HARDING LOEVNER GLOBAL EQUITY PORT | 412295206 | COMMON | 592 | $17,000 | thousands by filing date | |
| WELLS FARGO ADVANTAGE GLOBAL | 94985D855 | COMMON | 503 | $17,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 118 | $16,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,315 | $16,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 3,125 | $16,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 700 | $16,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 500 | $16,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,276 | $16,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 712 | $16,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 761 | $16,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 592 | $16,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 400 | $16,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 2,625 | $16,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,020 | $16,000 | thousands by filing date | |
| DAI NIPPON PRINTING LTD | 233806306 | COMMON STOCK | 1,676 | $16,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 267 | $16,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 600 | $16,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 1,650 | $16,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,000 | $16,000 | thousands by filing date | |
| HANG LUNG GROUP LTD -SP ADR | 41043E102 | ADR | 1,000 | $16,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 2,000 | $16,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 325 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 748 | $16,000 | thousands by filing date | |
| RYDEX SERIES PRECIOUS METALS | 783554181 | COMMON | 1,052 | $16,000 | thousands by filing date | |
| DREYFUS GLOBAL INFRASTRUCTURE FUND | 261986244 | COMMON | 1,501 | $16,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 300 | $15,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1,188 | $15,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 333 | $15,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 306 | $15,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 823 | $15,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 157 | $15,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 212 | $15,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,300 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 782 | $15,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 800 | $15,000 | thousands by filing date | |
| KIRIN BREWERY CO ADR | 497350306 | COM | 1,170 | $15,000 | thousands by filing date | |
| AGEAS SPON ADR | 00844W208 | COM | 369 | $15,000 | thousands by filing date | |
| WELLS FARGO CO NEW DEP PFD V 1/1000 | 94988U730 | Preferred | 631 | $15,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 8,700 | $15,000 | thousands by filing date | |
| HSBC Finance Corp PFD Non Cumulative B | 40429C607 | Pfd Stk | 600 | $15,000 | thousands by filing date | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 600 | $15,000 | thousands by filing date | |
| DIGITAL REALTY TRUST $1.75 PFD | 253868707 | PREFERRED | 600 | $15,000 | thousands by filing date | |
| KIMCO RLTY CORP $1.5 PFD | 49446R794 | PREFERRED | 600 | $15,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 600 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000314949-15-000042 | this filing | 2015-11-12 | acceptance time not in the bulk data set |