13F-HR/A filed by GLENMEDE TRUST CO NA
GLENMEDE TRUST CO NA filed this 13F-HR/A for the quarter ended 2013-06-30, filed 2013-08-20, with 2,208 holding rows worth $6,810,013,000.
- Accession
- 0000314949-13-000007
- Filer
- CIK 314949
- Filed
- 2013-08-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, amendment of type restatement, 3,589 entries on the cover page, a total value of $6,810,013,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,810,013,000 with VALUE read as thousands by filing date, 13F file number 028-00126. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGlenmede Investment Management
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PLANTRONICS INC NEW | 727493108 | COM | 815 | $35,000 | thousands by filing date | |
| GOLDMAN SACHS BRIC FUND -C | 38143H548 | COMMON | 3,224 | $35,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 465 | $34,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 706 | $34,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,400 | $34,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 400 | $34,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 500 | $34,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 2,100 | $34,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 2,000 | $34,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 16,476 | $34,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 1,463 | $34,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,110 | $33,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 500 | $33,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 3,500 | $33,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 2,507 | $33,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 7,000 | $33,000 | thousands by filing date | |
| AMERICAN CENTURY GLOBAL GROWTH FUND | 025086844 | COMMON | 3,162 | $33,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 655 | $32,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 4,970 | $32,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 1,200 | $32,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 700 | $32,000 | thousands by filing date | |
| TF FINANCIAL CORP | 872391107 | COMMON STOCK | 1,264 | $32,000 | thousands by filing date | |
| PERMANENT PORTFOLIO PERMANENT I | 714199106 | NTF EQUITY FUNDS | 734 | $32,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 379 | $32,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 675 | $32,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 2,000 | $32,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 290 | $32,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 550 | $31,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 3,000 | $31,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 2,500 | $31,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,500 | $31,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 613 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 207 | $30,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 800 | $30,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 785 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 741 | $30,000 | thousands by filing date | |
| MORGAN STANLEY CP TR III $0.0625 PFD | 617460209 | PREFERRED | 1,223 | $30,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 2,070 | $29,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 737 | $29,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 655 | $29,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 444 | $29,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 400 | $28,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 900 | $28,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 902 | $28,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,285 | $28,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 2,500 | $28,000 | thousands by filing date | |
| Henkel AG & Co KGaA | 42550U109 | Equity | 362 | $28,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 4,642 | $28,000 | thousands by filing date | |
| ROYAL BK PFD | 78008D851 | PREFERRED | 4,500 | $28,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,935 | $27,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,000 | $27,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 48 | $27,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 300 | $27,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 635 | $27,000 | thousands by filing date | |
| American Funds New Perspective | 648018109 | COM | 814 | $27,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 1,500 | $27,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,593 | $27,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 429 | $27,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,515 | $27,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 800 | $27,000 | thousands by filing date | |
| JOHN HANCOCK S/C EQUITY FD -A | 409905700 | COMMON | 970 | $27,000 | thousands by filing date | |
| BANK OF AMERICA CORP $0.08 PFD | 060505DR2 | PREFERRED | 25,000 | $27,000 | thousands by filing date | |
| PUBLIC STORAGE 6.875% $1.7188 PFD | 74460D182 | PREFERRED | 1,033 | $27,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 300 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,200 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 445 | $26,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,500 | $26,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 780 | $26,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 350 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 240 | $26,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 890 | $26,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 862 | $26,000 | thousands by filing date | |
| HANG LUNG GROUP LTD -SP ADR | 41043E102 | ADR | 1,000 | $26,000 | thousands by filing date | |
| ENDURANCE SPECIATY HLDG 7.75% $1.9375 PFD | 29267H208 | PREFERRED | 1,000 | $26,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 250 | $25,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 600 | $25,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,000 | $25,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 700 | $25,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 300 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 898 | $25,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 565 | $25,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 438 | $25,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 550 | $25,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,000 | $25,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 2,325 | $25,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 470 | $25,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 3,632 | $25,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 1,814 | $25,000 | thousands by filing date | |
| ZURICH INSURANCE GROUP AG | 5983816 | COMMON | 99 | $25,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GOLDMAN SACHS GROUP INC 6.125% $1.53125 PFD | 38145X111 | PREFERRED | 1,000 | $25,000 | thousands by filing date | |
| BANK OF AMERICA CORP 7.25% $1.813 PFD | 060505724 | PREFERRED | 1,000 | $25,000 | thousands by filing date | |
| SPECTRASCIENCE INC | 84760E301 | COMMON | 504,056 | $25,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 8,528 | $24,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 1,000 | $24,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 500 | $24,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 365 | $24,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 322 | $24,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 1,000 | $24,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,857 | $24,000 | thousands by filing date | |
| IMPERIAL TOBACCO GROUP-ADR | 453142101 | ADR | 350 | $24,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 570 | $23,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 600 | $23,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 900 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 800 | $23,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 2,000 | $23,000 | thousands by filing date | |
| GOLDMAN SACHS PFD VARIABLE RAT | 38143Y665 | PREFERR | 1,100 | $23,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 610 | $23,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 4,111 | $23,000 | thousands by filing date | |
| FIRST REP BK SAN FRANCISCO $1.675 PFD | 33616C209 | PREFERRED | 900 | $23,000 | thousands by filing date | |
| KEYSOURCE FINANCIAL INC. | 49338A107 | COMMON | 2,000 | $23,000 | thousands by filing date | |
| JPM CHASE CAPITAL XXIX 6.7% $1.675 PFD | 48125E207 | PREFERRED | 915 | $23,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 600 | $22,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 600 | $22,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 344 | $22,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,000 | $22,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,416 | $21,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 600 | $21,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 829 | $21,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 450 | $21,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 218 | $21,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 549 | $21,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 458 | $21,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 2,495 | $21,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 5,394 | $21,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,425 | $21,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,000 | $20,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 500 | $20,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,025 | $20,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,180 | $20,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 400 | $20,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 1,500 | $20,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,450 | $20,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,500 | $20,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 2,505 | $20,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 746 | $20,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 1,215 | $20,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 5,000 | $20,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 2,125 | $20,000 | thousands by filing date | |
| TIME WARNER INC SR NT CONV DTD 4/1/2011 4.75% 3/29/2021 | 887317AK1 | CONVERTIBLE | 19,000 | $20,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 850 | $20,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 648 | $19,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 420 | $19,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,698 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 595 | $19,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 151 | $19,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,000 | $19,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 225 | $19,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,020 | $19,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 765 | $19,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 110 | $19,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 2,000 | $19,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 5,000 | $19,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 1,713 | $19,000 | thousands by filing date | |
| GDF SUEZ-SPON ADR | 36160B105 | ADR | 1,000 | $19,000 | thousands by filing date | |
| PEPSICO INC SR NT CONV DTD 8/13/2012 1.25% 8/13/2017 | 713448CB2 | CONVERTIBLE | 20,000 | $19,000 | thousands by filing date | |
| ALLIANZ RCM TECHNOLOGY -A | 018919472 | COMMON | 376 | $19,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 277 | $18,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 400 | $18,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 400 | $18,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 500 | $18,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,000 | $18,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 458 | $18,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 510 | $18,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 240 | $18,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 1,000 | $18,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 400 | $18,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,000 | $18,000 | thousands by filing date | |
| NOVARTIS AG-REG SHS (SWITZERLAND) | 7103065 | COMMON | 270 | $18,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CREDIT SUISSE GROUP AG | 7171589 | COMMON | 676 | $18,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BMO EQUAL WEIGHT REITS INDEX ETF | B55C0M7 | COMMON | 1,000 | $18,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MARKELGROUPINC | 570535104 | STOK | 33 | $17,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 300 | $17,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 470 | $17,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,000 | $17,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,000 | $17,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 750 | $17,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 836 | $17,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,200 | $17,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 234 | $17,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 800 | $17,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 878 | $17,000 | thousands by filing date | |
| Countrywide Capital V | 222388209 | COM | 699 | $17,000 | thousands by filing date | |
| OGX PETROLEO E GAS PARTICIPACOES S.A. | 670849108 | COMMON | 48,780 | $17,000 | thousands by filing date | |
| METLIFE INC $0.065 PFD | 59156R603 | PREFERRED | 700 | $17,000 | thousands by filing date | |
| LUKOIL-SPON ADR | 677862104 | ADR | 300 | $17,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 240 | $16,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 648 | $16,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,200 | $16,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 450 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 200 | $16,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 731 | $16,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 13,000 | $16,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 229 | $16,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 734 | $16,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 2,100 | $16,000 | thousands by filing date | |
| ARTISAN SMALL CAP VALUE FUND | 04314H501 | COMMON | 940 | $16,000 | thousands by filing date | |
| MACQUARIE MEXICO REAL ESTATE | B80RZK1 | COMMON | 8,257 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OIL DRI CORP AMER COM | 677864100 | Stock | 590 | $15,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 205 | $15,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 400 | $15,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 1,002 | $15,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 5,000 | $15,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 7,000 | $15,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 1,900 | $15,000 | thousands by filing date | |
| DIGITAL REALTY TRUST $1.75 PFD | 253868707 | PREFERRED | 600 | $15,000 | thousands by filing date | |
| PS BUSINESS PARKS INC 6.875% $1.71875 PFD | 69360J883 | PREFERRED | 600 | $15,000 | thousands by filing date | |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 600 | $15,000 | thousands by filing date | |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 600 | $15,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 1,000 | $15,000 | thousands by filing date | |
| REGENCY CTRS CORP $1.65625 PFD | 758849707 | PREFERRED | 600 | $15,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 252 | $14,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 257 | $14,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 569 | $14,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 580 | $14,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,000 | $14,000 | thousands by filing date | |
| HSBC Finance Corp PFD Non Cumulative B | 40429C607 | Pfd Stk | 600 | $14,000 | thousands by filing date | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 600 | $14,000 | thousands by filing date | |
| KIMCO RLTY CORP $1.5 PFD | 49446R794 | PREFERRED | 600 | $14,000 | thousands by filing date | |
| DTE ENERGY CO $1.313 PFD | 233331701 | PREFERRED | 600 | $14,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 600 | $14,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 600 | $14,000 | thousands by filing date | |
| SCE TR I TR PREF SECS $1.40625 PFD | 78406T201 | PREFERRED | 600 | $14,000 | thousands by filing date | |
| VORNADO RLTY TR $1.425 PFD | 929042851 | PREFERRED | 600 | $14,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 3,000 | $13,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 611 | $13,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 400 | $13,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 688 | $13,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 390 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 373 | $13,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 894 | $13,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 11 | $13,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 725 | $13,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,083 | $13,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,121 | $13,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 400 | $13,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 556 | $13,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 761 | $13,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 300 | $13,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 400 | $13,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 1,950 | $13,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 13,000 | $13,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 286 | $13,000 | thousands by filing date | |
| LONE PINE RES INC | 54222A106 | COM | 41,905 | $13,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 1,361 | $13,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,000 | $13,000 | thousands by filing date | |
| ABSOLUTE INVEST AG | 7043569 | COMMON | 490 | $13,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ENTERGY LA LLC $1.3125 PFD | 29364W504 | PREFERRED | 600 | $13,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,470 | $12,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,276 | $12,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 477 | $12,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,000 | $12,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 613 | $12,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,022 | $12,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 300 | $12,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 2,000 | $12,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 755 | $12,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 100 | $12,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 84 | $12,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 500 | $12,000 | thousands by filing date | |
| GULF POWER CO 5.75% $1.4375 PFD | 402479745 | PREFERRED | 498 | $12,000 | thousands by filing date | |
| CITIGROUP INC 8.125% $2.03125 PFD | 172967572 | PREFERRED | 419 | $12,000 | thousands by filing date | |
| TELEFONICA SA | 5732524 | COMMON | 1,000 | $12,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 509 | $12,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 13 | $11,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 200 | $11,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 140 | $11,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 252 | $11,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,500 | $11,000 | thousands by filing date | |
| PARDEE RESOURCES | 699437109 | COMMON | 50 | $11,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 750 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 475 | $11,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 350 | $11,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 345 | $11,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 185 | $11,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 206 | $11,000 | thousands by filing date | |
| APACHE CORP | 037411808 | PFD CONV SER D | 250 | $11,000 | thousands by filing date | |
| CRESCENT FINANCIAL BANCSHARE | 225743103 | COM | 2,600 | $11,000 | thousands by filing date | |
| GOLD STANDARD VENTURES CORP | B05J9S2 | COMMON | 20,000 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CALCOL INC | 128699105 | COMMON | 265,000 | $11,000 | thousands by filing date | |
| SANTOS LIMITED | 6776703 | COMMON | 990 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 337 | $11,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 330 | $10,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 162 | $10,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 300 | $10,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 723 | $10,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 298 | $10,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 280 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 227 | $10,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 319 | $10,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 399 | $10,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,000 | $10,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 400 | $10,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 433 | $10,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 820 | $10,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 1,100 | $10,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 1,091 | $10,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 1,270 | $10,000 | thousands by filing date | |
| AMERICAN GREETINGS CORP CL A | 026375105 | COM | 580 | $10,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 350 | $10,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 7,000 | $10,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES $0.07375 PFD | 345550404 | PREFERRED | 400 | $10,000 | thousands by filing date | |
| FPA PARAMOUNT FUND INC | 302546106 | COMMON | 418 | $10,000 | thousands by filing date | |
| GENSPERA INC COM | 37251Q100 | COMMON | 6,019 | $10,000 | thousands by filing date | |
| HOTCHKIS & WILEY COR VALUE - I | 44134R768 | COMMON | 827 | $10,000 | thousands by filing date | |
| FIRST AMER HOLDINGS COPORATION | 318476108 | COMMON | 2,000 | $10,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 500 | $9,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 603 | $9,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 228 | $9,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $9,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 135 | $9,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 400 | $9,000 | thousands by filing date | |
| DANONE SPONSORED ADR | 23636T100 | COM | 650 | $9,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 175 | $9,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 100 | $9,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 1,300 | $9,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 450 | $9,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AQ6 | NOTE 1.500% 8/0 | 6,000 | $9,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 1,500 | $9,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 1,500 | $9,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 2,000 | $9,000 | thousands by filing date | |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 435 | $9,000 | thousands by filing date | |
| BAYERISCHE MOTOREN WERKE AG | 5756029 | COMMON | 110 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 175 | $8,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 800 | $8,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 3,000 | $8,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| INFINEON TECHNOLOGIES-ADR | 45662N103 | COMMON STOCKS | 1,002 | $8,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 9,000 | $8,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 10,000 | $8,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 100 | $8,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 214 | $8,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 507 | $8,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 783 | $8,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 234 | $8,000 | thousands by filing date | |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 6,000 | $8,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 230 | $8,000 | thousands by filing date | |
| NORSTRA ENERGY INC | 65654V103 | COMMON | 10,000 | $8,000 | thousands by filing date | |
| POST PROPERTIES 8.5% $2.125 PFD Ser A | 737464206 | PREFERRED | 129 | $8,000 | thousands by filing date | |
| CORTS GS CAPITAL I $0.06 PFD | 22082P208 | PREFERRED | 334 | $8,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 336 | $8,000 | thousands by filing date | |
| AB VOLVO B ADR | 928856400 | ADR | 670 | $8,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 169 | $7,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 218 | $7,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 220 | $7,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 198 | $7,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 76 | $7,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 91 | $7,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 153 | $7,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 290 | $7,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 600 | $7,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 200 | $7,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 400 | $7,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| Myrexis Inc | 62856H107 | COM | 101,185 | $7,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,117 | $7,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 933 | $7,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 4,000 | $7,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 224 | $7,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 718 | $7,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 448 | $7,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 204 | $7,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 5,000 | $7,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 7,000 | $7,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F507 | COMMON | 116 | $7,000 | thousands by filing date | |
| KENMARE RESOURCES PLC | 0487948 | COMMON | 19,035 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KNIGHTSBRIDGE TANKERS LTD | G5299G106 | COMMON | 1,000 | $7,000 | thousands by filing date | |
| COLUMBUS COMMUNITY BANK | 199030107 | COMMON | 1,500 | $7,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 300 | $7,000 | thousands by filing date | |
| LINCARE HOLDINGS INC CONV Ser A DTD 10/11/2007 2.75% 11/1/20 | 532791AE0 | CONVERTIBLE | 5,000 | $7,000 | thousands by filing date | |
| CC MEDIA HOLDINGS INC | 12502P102 | COMMON | 1,500 | $7,000 | thousands by filing date | |
| HENNES & MAURITZ ORD B SHARES | 5687431 | COMMON | 215 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JANUS VENTURE FUND | 471023507 | COMMON | 125 | $7,000 | thousands by filing date | |
| PRIVATEBANCORP IV 10% $2.5 PFD | 74272L208 | PREFERRED | 300 | $7,000 | thousands by filing date | |
| ALLIANCE DATA SYSTEMS CORP CONV DTD 5/15/2010 4.75% 5/15/2014 | 018581AC2 | CONVERTIBLE | 2,000 | $7,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 136 | $6,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 120 | $6,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 139 | $6,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 500 | $6,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 400 | $6,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 150 | $6,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 200 | $6,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 458 | $6,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 416 | $6,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 198 | $6,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 101 | $6,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 220 | $6,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 284 | $6,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 954 | $6,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 140 | $6,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 508 | $6,000 | thousands by filing date | |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 1,300 | $6,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 551 | $6,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 600 | $6,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 454 | $6,000 | thousands by filing date | |
| ROYCE SMALLER-COMPANIES GROWTH SVC | 780905741 | NTF EQUITY FUNDS | 411 | $6,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 3,500 | $6,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC CONV PFD TAXBL | 15189T206 | EQUITY | 135 | $6,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 88 | $6,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 6,000 | $6,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 316 | $6,000 | thousands by filing date | |
| HARBOR INTERNATIONAL FD - INV | 411511645 | COMMON | 111 | $6,000 | thousands by filing date | |
| LEAR CORP WARRANTS | 521865113 | COMMON | 59 | $6,000 | thousands by filing date | |
| MANNING & NAPIER INFL FOCUS EQUITY FUND | 56382P575 | COMMON | 533 | $6,000 | thousands by filing date | |
| CCSB FINANCIAL CORP | 14985B105 | COMMON | 670 | $6,000 | thousands by filing date | |
| HERITAGE BANKSHARES INC | 42721M101 | COMMON | 500 | $6,000 | thousands by filing date | |
| ROEBLING FINANCIAL CORP INC | 775004104 | COMMON | 800 | $6,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 65 | $5,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 140 | $5,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 399 | $5,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 40 | $5,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 249 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 73 | $5,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 40 | $5,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 220 | $5,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,000 | $5,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 610 | $5,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 149 | $5,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 158 | $5,000 | thousands by filing date | |
| EXPERIAN GP LTD ADR | 30215C101 | FOREIGN | 311 | $5,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 518 | $5,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 4,000 | $5,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 2,027 | $5,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 354 | $5,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 308 | $5,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 368 | $5,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 471 | $5,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 5,000 | $5,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 1,237 | $5,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 632 | $5,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 146 | $5,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 900 | $5,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 2,000 | $5,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 157 | $5,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 300 | $5,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 2,000 | $5,000 | thousands by filing date | |
| NEW CENTURY BANK | 643907108 | COMMON | 1,250 | $5,000 | thousands by filing date | |
| NORTHERN GLOBAL TACTICAL ASSET ALLOC FD | 665162392 | COMMON | 537 | $5,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 852 | $5,000 | thousands by filing date | |
| WACHOVIA FND 7.25% $1.8125 PFD | 92977V206 | PREFERRED | 200 | $5,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 150 | $4,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 225 | $4,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 788 | $4,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 600 | $4,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 162 | $4,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4 | $4,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 129 | $4,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 105 | $4,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 45 | $4,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 168 | $4,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 416 | $4,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 140 | $4,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 140 | $4,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 5,000 | $4,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 864 | $4,000 | thousands by filing date | |
| ORLEANS HOMEBUILDERS COM | 686588104 | COM | 44,987 | $4,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 75 | $4,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 250 | $4,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 1,000 | $4,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 94 | $4,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 54 | $4,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 500 | $4,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 35 | $4,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 800 | $4,000 | thousands by filing date | |
| TELECOM CORP NEW ZEALAND LTD SPON ADR | 879278208 | ADR | 568 | $4,000 | thousands by filing date | |
| ACE AVIATION HOLDINGS INC | 00440P409 | COMMON | 1,200 | $4,000 | thousands by filing date | |
| JEFFERSON BANCSHARES INC/TN | 472375104 | COMMON | 770 | $4,000 | thousands by filing date | |
| AKZO NOBEL N.V. SPON ADR | 010199305 | ADR | 225 | $4,000 | thousands by filing date | |
| SOUND BANKING COMPANY/MOREHE | 836068106 | COMMON | 850 | $4,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 110 | $3,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 100 | $3,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 300 | $3,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 91 | $3,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 597 | $3,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 75 | $3,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 200 | $3,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 145 | $3,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 109 | $3,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 200 | $3,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| PING AN INSURANCE GROUP ADR RE | 72341E304 | ADR | 250 | $3,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 87 | $3,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 4,000 | $3,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 125 | $3,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 434 | $3,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 65 | $3,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 67 | $3,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 500 | $3,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 2,000 | $3,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 2,000 | $3,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 123 | $3,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 2,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000314949-13-000005 | superseded | 2013-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000314949-13-000006 | superseded | 2013-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000314949-13-000007 | this filing | 2013-08-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000314949-15-000007 | added | 2015-02-06 | acceptance time not in the bulk data set |