13F-HR filed by NORTHERN CAPITAL MANAGEMENT LLC
NORTHERN CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-01, with 165 holding rows worth $372,593,000.
- Accession
- 0000312955-19-000001
- Filer
- CIK 312955
- Filed
- 2019-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 165 entries on the cover page, a total value of $372,593,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $372,593,000 with VALUE read as thousands by filing date, 13F file number 028-01245. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 65,542 | $10,339,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 70,162 | $8,003,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,301 | $7,629,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 68,032 | $6,910,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 48,324 | $6,236,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 78,285 | $5,595,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 121,325 | $5,530,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 222,340 | $5,478,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 104,245 | $5,427,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 107,285 | $5,403,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 98,288 | $5,256,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 91,542 | $5,210,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 54,600 | $5,201,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 94,280 | $4,919,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 49,495 | $4,832,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 43,865 | $4,810,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 154,970 | $4,671,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 121,666 | $4,666,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 47,784 | $4,524,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 95,307 | $4,430,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 85,180 | $4,386,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,895 | $4,348,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 35,833 | $4,315,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 32,953 | $4,101,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 108,050 | $4,097,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 60,599 | $3,970,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 88,175 | $3,945,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 75,155 | $3,907,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 93,788 | $3,895,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 22,353 | $3,841,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 89,720 | $3,801,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 44,020 | $3,647,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 31,034 | $3,605,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 64,204 | $3,574,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 181,277 | $3,539,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 21,925 | $3,537,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 74,440 | $3,515,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 47,625 | $3,417,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 70,647 | $3,387,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 192,248 | $3,378,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 21,336 | $3,375,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 118,954 | $3,339,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 96,870 | $3,298,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 81,080 | $3,246,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 40,870 | $3,185,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 18,790 | $3,139,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 42,705 | $3,129,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 142,519 | $3,125,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 47,615 | $3,117,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 51,995 | $3,117,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 49,070 | $3,095,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 40,443 | $3,057,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 17,467 | $3,040,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 94,445 | $3,033,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 22,564 | $3,016,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 67,220 | $3,011,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 62,765 | $2,848,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,616 | $2,783,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 130,912 | $2,702,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 27,920 | $2,692,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 56,871 | $2,669,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 44,732 | $2,640,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 28,589 | $2,404,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 28,680 | $2,263,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 24,610 | $2,262,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 74,695 | $2,248,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 57,315 | $2,244,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 60,709 | $2,167,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 19,471 | $2,151,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 292,250 | $2,090,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 19,080 | $2,076,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 26,449 | $2,019,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 33,475 | $2,019,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 15,158 | $2,000,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 17,681 | $1,995,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 27,783 | $1,995,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,566 | $1,891,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 55,165 | $1,857,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 25,505 | $1,839,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 32,259 | $1,836,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 24,169 | $1,828,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 34,115 | $1,817,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 41,289 | $1,789,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 140,333 | $1,760,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 143,098 | $1,753,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 150,840 | $1,751,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 140,883 | $1,734,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 46,700 | $1,685,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 81,679 | $1,645,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 34,224 | $1,625,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 8,100 | $1,526,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 32,053 | $1,477,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 5,510 | $1,447,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 21,115 | $1,443,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 61,250 | $1,441,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 16,010 | $1,378,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,335 | $1,329,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 53,530 | $1,324,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 12,033 | $1,294,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 16,265 | $1,278,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 10,764 | $1,258,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 8,310 | $1,251,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 10,887 | $1,238,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 62,378 | $1,227,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 36,480 | $1,205,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 37,430 | $1,166,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,615 | $1,144,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 21,695 | $1,134,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 28,575 | $1,126,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 14,438 | $1,113,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 9,775 | $1,066,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 27,575 | $1,023,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,375 | $1,014,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 17,625 | $996,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 11,470 | $984,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 8,960 | $960,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,905 | $937,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 16,670 | $936,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 123,865 | $912,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,430 | $908,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 18,844 | $893,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 19,340 | $873,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,127 | $836,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,295 | $829,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 27,853 | $786,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 21,865 | $784,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 5,720 | $779,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 19,364 | $777,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 8,569 | $767,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 107,735 | $738,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 6,880 | $736,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,890 | $708,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,475 | $696,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 89,575 | $682,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 6,517 | $668,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,480 | $664,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 57,000 | $654,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 6,690 | $651,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 16,175 | $641,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 5,930 | $638,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,175 | $634,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 15,954 | $621,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 9,185 | $576,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 8,704 | $558,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 19,275 | $553,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,800 | $533,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 18,575 | $494,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 9,310 | $453,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,896 | $451,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 8,410 | $437,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 7,060 | $400,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,775 | $400,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 12,800 | $381,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,366 | $376,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,015 | $324,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 5,920 | $289,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 3,592 | $287,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 37,622 | $285,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 38,805 | $267,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 9,595 | $253,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,485 | $238,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,525 | $229,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,170 | $228,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,807 | $210,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 12,550 | $108,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312955-19-000001 | this filing | 2019-02-01 | acceptance time not in the bulk data set |