13F-HR filed by NORTHERN CAPITAL MANAGEMENT LLC
NORTHERN CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-06, with 142 holding rows worth $224,366,000.
- Accession
- 0000312955-16-000012
- Filer
- CIK 312955
- Filed
- 2016-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 142 entries on the cover page, a total value of $224,366,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $224,366,000 with VALUE read as thousands by filing date, 13F file number 028-01245. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 479,522 | $5,462,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 484,950 | $5,364,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 48,372 | $5,272,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 56,070 | $4,487,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 158,448 | $4,223,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 296,835 | $4,013,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 36,878 | $3,990,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 260,150 | $3,946,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 70,743 | $3,907,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 65,475 | $3,808,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 35,960 | $3,730,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 59,247 | $3,509,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 45,420 | $3,389,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 28,107 | $3,340,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 32,435 | $3,304,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 37,510 | $3,291,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 20,855 | $3,274,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 77,645 | $3,242,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 102,940 | $3,235,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 62,420 | $3,192,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 46,630 | $2,991,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 181,345 | $2,956,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 26,280 | $2,922,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 49,990 | $2,749,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 70,980 | $2,740,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 49,690 | $2,686,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 30,820 | $2,679,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 76,626 | $2,666,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 37,164 | $2,576,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 21,615 | $2,572,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 101,190 | $2,555,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 155,645 | $2,543,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 35,617 | $2,526,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 31,542 | $2,509,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 54,670 | $2,478,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 44,230 | $2,400,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 133,265 | $2,379,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 13,795 | $2,371,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 180,240 | $2,302,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 63,015 | $2,179,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 55,000 | $2,122,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 34,155 | $2,115,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 40,500 | $2,092,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 21,540 | $2,075,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 63,904 | $2,032,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 17,805 | $2,025,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 25,240 | $1,929,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 62,559 | $1,888,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 81,465 | $1,878,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 59,865 | $1,876,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 25,317 | $1,834,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 29,107 | $1,778,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 20,325 | $1,719,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 46,690 | $1,708,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 64,468 | $1,665,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 68,490 | $1,634,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 32,370 | $1,565,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 105,715 | $1,550,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 16,057 | $1,480,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 21,220 | $1,458,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 19,850 | $1,445,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 102,815 | $1,437,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 31,915 | $1,407,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 98,490 | $1,401,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 93,765 | $1,385,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 15,498 | $1,330,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 14,251 | $1,328,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 37,000 | $1,321,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 42,210 | $1,293,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 26,373 | $1,280,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 25,386 | $1,249,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,635 | $1,238,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 41,375 | $1,192,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 34,068 | $1,167,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 79,115 | $1,165,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 13,575 | $1,162,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 25,645 | $1,159,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 45,560 | $1,103,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 35,370 | $1,088,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,418 | $1,068,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 18,000 | $1,028,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 44,213 | $971,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 13,615 | $964,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 7,450 | $960,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 33,570 | $956,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 11,695 | $913,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 700 | $902,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 30,925 | $897,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 8,495 | $894,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 9,400 | $888,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 18,735 | $871,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 10,620 | $869,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 8,630 | $853,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 28,869 | $827,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 13,190 | $739,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,550 | $731,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 13,600 | $706,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 11,790 | $694,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 11,535 | $675,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 17,625 | $666,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,605 | $658,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 100,038 | $639,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 16,721 | $622,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,717 | $566,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 35,550 | $563,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 11,390 | $562,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,255 | $526,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,215 | $502,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 4,940 | $493,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 7,676 | $486,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 16,098 | $473,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 16,625 | $462,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 7,855 | $453,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,226 | $453,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 6,050 | $447,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 5,130 | $447,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 5,695 | $438,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 77,475 | $433,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,010 | $424,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,400 | $400,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 14,550 | $400,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,515 | $380,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,510 | $377,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 5,890 | $351,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 8,435 | $338,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 14,875 | $328,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,705 | $326,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 13,665 | $321,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 11,070 | $311,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 8,710 | $289,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,610 | $282,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 12,800 | $269,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,715 | $260,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 18,875 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 890 | $232,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 4,267 | $217,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,185 | $201,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 10,615 | $184,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 18,840 | $179,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 17,100 | $154,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 14,225 | $146,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 28,712 | $134,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312955-16-000012 | this filing | 2016-05-06 | acceptance time not in the bulk data set |