13F-HR filed by COMMONWEALTH EQUITY SERVICES, LLC
COMMONWEALTH EQUITY SERVICES, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-06, with 3,900 holding rows worth $54,586,971,000.
- Accession
- 0000312272-24-000003
- Filer
- CIK 312272
- Filed
- 2024-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 3,900 entries on the cover page, a total value of $54,586,971,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $54,586,971,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-18352. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPIRIT AIRLS INC | 848577102 | COM | 12,375 | $203,000 | thousands, detected and multiplied | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 6,844 | $202,000 | thousands, detected and multiplied | |
| PATRICK INDS INC | 703343103 | COM | 2,012 | $202,000 | thousands, detected and multiplied | |
| BARNES GROUP INC | 067806109 | COM | 6,203 | $202,000 | thousands, detected and multiplied | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 3,583 | $202,000 | thousands, detected and multiplied | |
| VALKYRIE ETF TRUST II | 91917A108 | COINSHARES BITCN | 15,112 | $202,000 | thousands, detected and multiplied | |
| FNCB BANCORP INC | 302578109 | COM | 29,762 | $202,000 | thousands, detected and multiplied | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 14,827 | $201,000 | thousands, detected and multiplied | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 3,869 | $201,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 5,374 | $201,000 | thousands, detected and multiplied | |
| 3D PRINTING ETF | 00214Q500 | ETF | 8,654 | $201,000 | thousands, detected and multiplied | |
| TFS FINL CORP | 87240R107 | COM | 13,506 | $198,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 18,318 | $197,000 | thousands, detected and multiplied | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 10,525 | $197,000 | thousands, detected and multiplied | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 31,410 | $197,000 | thousands, detected and multiplied | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 10,279 | $197,000 | thousands, detected and multiplied | |
| IMMIX BIOPHARMA INC | 45258H106 | COMMON STOCK | 28,300 | $196,000 | thousands, detected and multiplied | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 22,235 | $196,000 | thousands, detected and multiplied | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 38,371 | $196,000 | thousands, detected and multiplied | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 17,329 | $195,000 | thousands, detected and multiplied | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 19,100 | $195,000 | thousands, detected and multiplied | |
| PORTILLOS INC | 73642K106 | COM CL A | 12,186 | $194,000 | thousands, detected and multiplied | |
| VERA BRADLEY INC | 92335C106 | COM | 25,000 | $193,000 | thousands, detected and multiplied | |
| MISSION PRODUCE INC | 60510V108 | COM | 18,969 | $191,000 | thousands, detected and multiplied | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 28,026 | $191,000 | thousands, detected and multiplied | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 23,479 | $190,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 17,289 | $189,000 | thousands, detected and multiplied | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 20,315 | $189,000 | thousands, detected and multiplied | |
| ATLAS ENERGY SOLUTIONS INC | 642045108 | COM NEW | 10,964 | $189,000 | thousands, detected and multiplied | |
| LEMONADEINC | 52567D107 | STOK | 11,667 | $188,000 | thousands, detected and multiplied | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 18,930 | $188,000 | thousands, detected and multiplied | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 11,488 | $187,000 | thousands, detected and multiplied | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 15,094 | $187,000 | thousands, detected and multiplied | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 13,148 | $187,000 | thousands, detected and multiplied | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 35,452 | $187,000 | thousands, detected and multiplied | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 21,841 | $186,000 | thousands, detected and multiplied | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 12,222 | $186,000 | thousands, detected and multiplied | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 87,274 | $185,000 | thousands, detected and multiplied | |
| STARBOARD INVT TR | 85521B783 | ADAPTIVE HDGD MU | 24,226 | $185,000 | thousands, detected and multiplied | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 12,660 | $185,000 | thousands, detected and multiplied | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 18,845 | $183,000 | thousands, detected and multiplied | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 13,753 | $183,000 | thousands, detected and multiplied | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 191,857 | $183,000 | thousands, detected and multiplied | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 14,475 | $182,000 | thousands, detected and multiplied | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 19,762 | $182,000 | thousands, detected and multiplied | |
| NEXTDECADE CORP | 65342K105 | COM | 37,913 | $181,000 | thousands, detected and multiplied | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 21,671 | $181,000 | thousands, detected and multiplied | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 28,584 | $181,000 | thousands, detected and multiplied | |
| REDFIN CORP | 75737F108 | COM | 17,553 | $181,000 | thousands, detected and multiplied | |
| HORIZON BANCORP IND | 440407104 | COM | 12,527 | $179,000 | thousands, detected and multiplied | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 15,253 | $179,000 | thousands, detected and multiplied | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 34,341 | $178,000 | thousands, detected and multiplied | |
| PETMED EXPRESS INC | 716382106 | COM | 23,498 | $178,000 | thousands, detected and multiplied | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 14,542 | $178,000 | thousands, detected and multiplied | |
| Akoustis Technologies Inc | 00973N102 | COM | 213,225 | $178,000 | thousands, detected and multiplied | |
| MFA FINL INC COM | 55272X607 | REIT | 15,688 | $177,000 | thousands, detected and multiplied | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 21,966 | $176,000 | thousands, detected and multiplied | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 202,509 | $176,000 | thousands, detected and multiplied | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 105,386 | $175,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 16,174 | $174,000 | thousands, detected and multiplied | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 12,485 | $174,000 | thousands, detected and multiplied | |
| ISUN INC | 465246106 | COMMON | 551,600 | $173,000 | thousands, detected and multiplied | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 61,403 | $172,000 | thousands, detected and multiplied | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 92,730 | $172,000 | thousands, detected and multiplied | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 13,945 | $172,000 | thousands, detected and multiplied | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 81,721 | $172,000 | thousands, detected and multiplied | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 12,103 | $172,000 | thousands, detected and multiplied | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 17,647 | $172,000 | thousands, detected and multiplied | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 17,274 | $171,000 | thousands, detected and multiplied | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 14,501 | $170,000 | thousands, detected and multiplied | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 166,879 | $170,000 | thousands, detected and multiplied | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 31,097 | $169,000 | thousands, detected and multiplied | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 63,087 | $169,000 | thousands, detected and multiplied | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 11,671 | $168,000 | thousands, detected and multiplied | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 36,312 | $168,000 | thousands, detected and multiplied | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 35,133 | $166,000 | thousands, detected and multiplied | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 13,606 | $166,000 | thousands, detected and multiplied | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 15,951 | $165,000 | thousands, detected and multiplied | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 62,534 | $165,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 14,195 | $165,000 | thousands, detected and multiplied | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 13,077 | $164,000 | thousands, detected and multiplied | |
| TWO HBRS INVT CORP | 90187B804 | COM | 11,805 | $164,000 | thousands, detected and multiplied | |
| INVENTIVA SA | 46124U107 | ADS | 36,265 | $164,000 | thousands, detected and multiplied | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 27,496 | $163,000 | thousands, detected and multiplied | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 39,951 | $163,000 | thousands, detected and multiplied | |
| ARDELYX INC | 039697107 | COM | 26,151 | $162,000 | thousands, detected and multiplied | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 13,309 | $161,000 | thousands, detected and multiplied | |
| FORTRESS BIOTECH INC | 34960Q307 | COM NEW | 53,055 | $160,000 | thousands, detected and multiplied | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 12,029 | $158,000 | thousands, detected and multiplied | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 12,756 | $158,000 | thousands, detected and multiplied | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 25,727 | $156,000 | thousands, detected and multiplied | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 31,235 | $156,000 | thousands, detected and multiplied | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 37,000 | $155,000 | thousands, detected and multiplied | |
| FUELCELL ENERGY INC | 35952H601 | COM | 96,382 | $154,000 | thousands, detected and multiplied | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 12,825 | $154,000 | thousands, detected and multiplied | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 15,459 | $152,000 | thousands, detected and multiplied | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 30,990 | $152,000 | thousands, detected and multiplied | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 16,575 | $152,000 | thousands, detected and multiplied | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 61,522 | $151,000 | thousands, detected and multiplied | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 16,159 | $148,000 | thousands, detected and multiplied | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 12,140 | $147,000 | thousands, detected and multiplied | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 19,459 | $147,000 | thousands, detected and multiplied | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 10,849 | $146,000 | thousands, detected and multiplied | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 33,007 | $144,000 | thousands, detected and multiplied | |
| CORMEDIX INC COM | 21900C308 | Stock | 37,789 | $142,000 | thousands, detected and multiplied | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 24,843 | $142,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 19,800 | $141,000 | thousands, detected and multiplied | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 15,597 | $140,000 | thousands, detected and multiplied | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 22,315 | $140,000 | thousands, detected and multiplied | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 18,292 | $139,000 | thousands, detected and multiplied | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 22,830 | $138,000 | thousands, detected and multiplied | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 11,969 | $138,000 | thousands, detected and multiplied | |
| ALLOVIR INC | 019818103 | COM | 203,500 | $138,000 | thousands, detected and multiplied | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 47,150 | $137,000 | thousands, detected and multiplied | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 14,630 | $137,000 | thousands, detected and multiplied | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 21,173 | $137,000 | thousands, detected and multiplied | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 11,332 | $134,000 | thousands, detected and multiplied | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 12,727 | $132,000 | thousands, detected and multiplied | |
| GARRETT MOTION INC | 366505105 | COM | 13,587 | $131,000 | thousands, detected and multiplied | |
| CANAAN INC | 134748102 | SPONSORED ADS | 56,358 | $130,000 | thousands, detected and multiplied | |
| ADT INC DEL COM | 00090Q103 | Stock | 18,767 | $128,000 | thousands, detected and multiplied | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 14,653 | $128,000 | thousands, detected and multiplied | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 30,000 | $128,000 | thousands, detected and multiplied | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 10,942 | $128,000 | thousands, detected and multiplied | |
| AFFIMED N V | N01045108 | COM | 204,759 | $128,000 | thousands, detected and multiplied | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 238,650 | $126,000 | thousands, detected and multiplied | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 13,265 | $125,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 13,731 | $125,000 | thousands, detected and multiplied | |
| DIREXION SHS ETF TR | 25460G617 | HYDROGEN ETF | 10,252 | $125,000 | thousands, detected and multiplied | |
| BITDEER TECHNOLOGIES GROUP CL A ORD SHS | G11448100 | Stock | 12,500 | $123,000 | thousands, detected and multiplied | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 15,598 | $123,000 | thousands, detected and multiplied | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 13,393 | $122,000 | thousands, detected and multiplied | |
| Inflarx Nv | N44821101 | COM | 75,000 | $122,000 | thousands, detected and multiplied | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 36,673 | $121,000 | thousands, detected and multiplied | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 39,116 | $121,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 17,461 | $120,000 | thousands, detected and multiplied | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 13,171 | $120,000 | thousands, detected and multiplied | |
| INSPIRATO INCORPORATED | 45791E206 | CL A NEW | 32,577 | $120,000 | thousands, detected and multiplied | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 31,791 | $119,000 | thousands, detected and multiplied | |
| GLOBALSTAR INC | 378973408 | COM | 60,397 | $117,000 | thousands, detected and multiplied | |
| 89BIO INC | 282559103 | COM | 10,503 | $117,000 | thousands, detected and multiplied | |
| CFSB BANCORP INC | 12530C107 | COM | 18,000 | $116,000 | thousands, detected and multiplied | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 115,000 | $115,000 | thousands, detected and multiplied | |
| YEXT INC | 98585N106 | COM | 19,304 | $114,000 | thousands, detected and multiplied | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 10,417 | $114,000 | thousands, detected and multiplied | |
| EVOLUS INC | 30052C107 | COM | 10,700 | $113,000 | thousands, detected and multiplied | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 17,745 | $113,000 | thousands, detected and multiplied | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 11,558 | $113,000 | thousands, detected and multiplied | |
| Greenpower Motor Co | 39540E302 | COM | 36,173 | $113,000 | thousands, detected and multiplied | |
| PITNEY BOWES INC COM | 724479100 | Stock | 25,382 | $112,000 | thousands, detected and multiplied | |
| B2GOLD CORP COM | 11777Q209 | Stock | 35,317 | $112,000 | thousands, detected and multiplied | |
| EXPION360 INC | 30218B100 | COM | 20,832 | $112,000 | thousands, detected and multiplied | |
| INDONESIA ENERGY CORP LTD | G4760X102 | ORD SHS | 41,000 | $111,000 | thousands, detected and multiplied | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 25,456 | $110,000 | thousands, detected and multiplied | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 15,634 | $110,000 | thousands, detected and multiplied | |
| UNITI GROUP INC | 91325V108 | COM | 18,965 | $110,000 | thousands, detected and multiplied | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 21,672 | $109,000 | thousands, detected and multiplied | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 12,422 | $108,000 | thousands, detected and multiplied | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 10,288 | $107,000 | thousands, detected and multiplied | |
| NIKOLA CORP | 654110105 | COM | 122,441 | $107,000 | thousands, detected and multiplied | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 13,275 | $106,000 | thousands, detected and multiplied | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 72,235 | $106,000 | thousands, detected and multiplied | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 10,500 | $105,000 | thousands, detected and multiplied | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 17,500 | $105,000 | thousands, detected and multiplied | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 12,340 | $104,000 | thousands, detected and multiplied | |
| BEYOND MEAT INC | 08862E109 | COM | 11,534 | $103,000 | thousands, detected and multiplied | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 29,044 | $103,000 | thousands, detected and multiplied | |
| SACHEM CAP CORP | 78590A109 | COM | 27,223 | $102,000 | thousands, detected and multiplied | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 27,431 | $102,000 | thousands, detected and multiplied | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 16,290 | $101,000 | thousands, detected and multiplied | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 14,710 | $101,000 | thousands, detected and multiplied | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 12,601 | $100,000 | thousands, detected and multiplied | |
| FISKER INC | 33813J106 | CL A COM STK | 56,594 | $99,000 | thousands, detected and multiplied | |
| TELA BIO INC | 872381108 | COM | 14,886 | $99,000 | thousands, detected and multiplied | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 16,155 | $96,000 | thousands, detected and multiplied | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 42,914 | $95,000 | thousands, detected and multiplied | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,425 | $95,000 | thousands, detected and multiplied | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 12,120 | $95,000 | thousands, detected and multiplied | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 198,574 | $95,000 | thousands, detected and multiplied | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 25,015 | $95,000 | thousands, detected and multiplied | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 17,383 | $94,000 | thousands, detected and multiplied | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 11,500 | $94,000 | thousands, detected and multiplied | |
| HUMACYTE INC | 44486Q103 | COM | 32,580 | $93,000 | thousands, detected and multiplied | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 10,131 | $93,000 | thousands, detected and multiplied | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 16,310 | $92,000 | thousands, detected and multiplied | |
| GROWGENERATION CORP | 39986L109 | COM | 35,447 | $89,000 | thousands, detected and multiplied | |
| BRC INC A | 05601U105 | COMMON STOCK | 24,390 | $89,000 | thousands, detected and multiplied | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 50,100 | $89,000 | thousands, detected and multiplied | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 13,938 | $89,000 | thousands, detected and multiplied | |
| NOVAVAX INC | 670002401 | COM NEW | 18,308 | $88,000 | thousands, detected and multiplied | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 15,256 | $88,000 | thousands, detected and multiplied | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 43,565 | $88,000 | thousands, detected and multiplied | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 16,852 | $87,000 | thousands, detected and multiplied | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 10,102 | $86,000 | thousands, detected and multiplied | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 27,362 | $86,000 | thousands, detected and multiplied | |
| IAMGOLD CORP COM | 450913108 | Stock | 33,752 | $85,000 | thousands, detected and multiplied | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 24,004 | $85,000 | thousands, detected and multiplied | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 53,243 | $83,000 | thousands, detected and multiplied | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 13,512 | $83,000 | thousands, detected and multiplied | |
| PROOF ACQUISITION CORP I | 74349W104 | COM | 22,066 | $83,000 | thousands, detected and multiplied | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 80,000 | $82,000 | thousands, detected and multiplied | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 11,488 | $80,000 | thousands, detected and multiplied | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 17,595 | $79,000 | thousands, detected and multiplied | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 23,104 | $79,000 | thousands, detected and multiplied | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 10,117 | $79,000 | thousands, detected and multiplied | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 20,213 | $78,000 | thousands, detected and multiplied | |
| PRECIGEN INC | 74017N105 | COM | 57,340 | $77,000 | thousands, detected and multiplied | |
| CVD EQUIP CORP | 126601103 | COM | 17,340 | $77,000 | thousands, detected and multiplied | |
| BLINK CHARGING CO | 09354A100 | COM | 22,419 | $76,000 | thousands, detected and multiplied | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 24,035 | $75,000 | thousands, detected and multiplied | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 55,580 | $75,000 | thousands, detected and multiplied | |
| ADMA BIOLOGICS INC | 000899104 | COM | 16,360 | $74,000 | thousands, detected and multiplied | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 19,765 | $74,000 | thousands, detected and multiplied | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 24,416 | $74,000 | thousands, detected and multiplied | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 32,488 | $73,000 | thousands, detected and multiplied | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 128,703 | $73,000 | thousands, detected and multiplied | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 10,708 | $72,000 | thousands, detected and multiplied | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,980 | $72,000 | thousands, detected and multiplied | |
| EQUILLIUM INC | 29446K106 | COM | 100,000 | $72,000 | thousands, detected and multiplied | |
| PROPHASE LABS INC | 74345W108 | COM | 16,027 | $72,000 | thousands, detected and multiplied | |
| SRIVARU HOLDING LIMITED | G8403L102 | ORD SHS | 200,000 | $72,000 | thousands, detected and multiplied | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 11,507 | $70,000 | thousands, detected and multiplied | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 11,271 | $69,000 | thousands, detected and multiplied | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 34,783 | $69,000 | thousands, detected and multiplied | |
| QUANTUM SI INC | 74765K105 | COM CL A | 33,710 | $68,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 21,257 | $68,000 | thousands, detected and multiplied | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 17,040 | $66,000 | thousands, detected and multiplied | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 11,650 | $65,000 | thousands, detected and multiplied | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N780 | TAIL RISK STRAT | 318,839 | $65,000 | thousands, detected and multiplied | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 71,918 | $63,000 | thousands, detected and multiplied | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 18,945 | $62,000 | thousands, detected and multiplied | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 13,000 | $62,000 | thousands, detected and multiplied | |
| INVITAE CORP | 46185L103 | COM | 97,616 | $61,000 | thousands, detected and multiplied | |
| SUNPOWER CORP | 867652406 | COM | 12,686 | $61,000 | thousands, detected and multiplied | |
| VIMEO INC | 92719V100 | COMMON STOCK | 15,444 | $61,000 | thousands, detected and multiplied | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 16,530 | $61,000 | thousands, detected and multiplied | |
| GAMIDA CELL LTD | M47364100 | SHS | 147,300 | $61,000 | thousands, detected and multiplied | |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 12,889 | $60,000 | thousands, detected and multiplied | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 125,705 | $60,000 | thousands, detected and multiplied | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 10,807 | $59,000 | thousands, detected and multiplied | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 76,890 | $59,000 | thousands, detected and multiplied | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 14,354 | $58,000 | thousands, detected and multiplied | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 13,292 | $58,000 | thousands, detected and multiplied | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 24,527 | $57,000 | thousands, detected and multiplied | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 17,504 | $56,000 | thousands, detected and multiplied | |
| SNDL INC | 83307B101 | COM | 34,191 | $56,000 | thousands, detected and multiplied | |
| Zedge Inc | 98923T104 | COM | 23,723 | $56,000 | thousands, detected and multiplied | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 19,392 | $56,000 | thousands, detected and multiplied | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 37,570 | $54,000 | thousands, detected and multiplied | |
| BIOATLA INC | 09077B104 | COM | 21,800 | $54,000 | thousands, detected and multiplied | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,022 | $53,000 | thousands, detected and multiplied | |
| VELO3D INC | 92259N104 | COM | 134,000 | $53,000 | thousands, detected and multiplied | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 34,184 | $52,000 | thousands, detected and multiplied | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 47,761 | $52,000 | thousands, detected and multiplied | |
| IMMUNITYBIO INC | 45256X103 | COM | 10,185 | $51,000 | thousands, detected and multiplied | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 70,813 | $51,000 | thousands, detected and multiplied | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 57,036 | $50,000 | thousands, detected and multiplied | |
| TERAWULF INC | 88080T104 | COM | 20,778 | $50,000 | thousands, detected and multiplied | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 45,375 | $49,000 | thousands, detected and multiplied | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 29,912 | $48,000 | thousands, detected and multiplied | |
| LIANBIO ADR | 53000N108 | COM | 10,830 | $48,000 | thousands, detected and multiplied | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,749 | $47,000 | thousands, detected and multiplied | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 26,769 | $47,000 | thousands, detected and multiplied | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 13,522 | $47,000 | thousands, detected and multiplied | |
| UNITY BIOTECHNOLOGY INC COM NEW | 91381U200 | Stock | 23,612 | $46,000 | thousands, detected and multiplied | |
| COMPASS INC | 20464U100 | CL A | 12,010 | $45,000 | thousands, detected and multiplied | |
| DYADIC INTL INC DEL | 26745T101 | COM | 28,177 | $45,000 | thousands, detected and multiplied | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 13,550 | $45,000 | thousands, detected and multiplied | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 47,908 | $44,000 | thousands, detected and multiplied | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 11,057 | $43,000 | thousands, detected and multiplied | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 214,790 | $43,000 | thousands, detected and multiplied | |
| MOBILE INFRASTRUCTURE CORP | 60739N101 | COM SHS | 10,738 | $43,000 | thousands, detected and multiplied | |
| ATAIBECKLEY INC | N0731H103 | Equity | 29,578 | $42,000 | thousands, detected and multiplied | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 32,500 | $41,000 | thousands, detected and multiplied | |
| USA TODAY CO INC | 36472T109 | COM | 18,010 | $41,000 | thousands, detected and multiplied | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 37,597 | $41,000 | thousands, detected and multiplied | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 25,983 | $40,000 | thousands, detected and multiplied | |
| CODEXIS INC | 192005106 | COM | 13,000 | $40,000 | thousands, detected and multiplied | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 75,000 | $40,000 | thousands, detected and multiplied | |
| Fluent Co | 34380C102 | COM | 60,268 | $40,000 | thousands, detected and multiplied | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 10,022 | $39,000 | thousands, detected and multiplied | |
| FREYR BATTERY | L4135L100 | SHS | 20,776 | $39,000 | thousands, detected and multiplied | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 100,000 | $39,000 | thousands, detected and multiplied | |
| GAN LTD | G3728V109 | SHS | 23,781 | $38,000 | thousands, detected and multiplied | |
| ACCURAY INC DEL | 004397105 | COM | 13,000 | $37,000 | thousands, detected and multiplied | |
| Allbirds Inc | 01675A109 | COM | 29,374 | $36,000 | thousands, detected and multiplied | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 11,603 | $35,000 | thousands, detected and multiplied | |
| W & T OFFSHORE INC | 92922P106 | COM | 10,400 | $34,000 | thousands, detected and multiplied | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 75,270 | $34,000 | thousands, detected and multiplied | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 19,852 | $33,000 | thousands, detected and multiplied | |
| ELECTROVAYA INC | 28617B606 | COM | 10,681 | $33,000 | thousands, detected and multiplied | |
| GEE GROUP INC | 36165A102 | COM | 64,700 | $32,000 | thousands, detected and multiplied | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 142,320 | $31,000 | thousands, detected and multiplied | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 19,347 | $31,000 | thousands, detected and multiplied | |
| REDWIRE CORPORATION | 75776W103 | COM | 10,542 | $30,000 | thousands, detected and multiplied | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 10,982 | $29,000 | thousands, detected and multiplied | |
| BIODESIX INC | 09075X108 | COM | 15,913 | $29,000 | thousands, detected and multiplied | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 33,345 | $29,000 | thousands, detected and multiplied | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 79,696 | $29,000 | thousands, detected and multiplied | |
| AXT INC | 00246W103 | COM | 11,801 | $28,000 | thousands, detected and multiplied | |
| URANIUM RTY CORP | 91702V101 | COM | 10,461 | $28,000 | thousands, detected and multiplied | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 24,026 | $28,000 | thousands, detected and multiplied | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 10,336 | $28,000 | thousands, detected and multiplied | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 18,950 | $27,000 | thousands, detected and multiplied | |
| ZEVIA PBC | 98955K104 | CL A | 13,539 | $27,000 | thousands, detected and multiplied | |
| TASEKO MINES LTD COM | 876511106 | Stock | 18,695 | $26,000 | thousands, detected and multiplied | |
| EMX RTY CORP | 26873J107 | COM | 16,019 | $26,000 | thousands, detected and multiplied | |
| GENPREX INC | 372446104 | COM | 107,300 | $25,000 | thousands, detected and multiplied | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 12,950 | $23,000 | thousands, detected and multiplied | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 18,736 | $23,000 | thousands, detected and multiplied | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 25,000 | $23,000 | thousands, detected and multiplied | |
| I3 VERTICALS LLC | 44933TAB2 | NOTE 1.000% 2/1 | 25,000 | $23,000 | thousands, detected and multiplied | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 37,987 | $22,000 | thousands, detected and multiplied | |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 17,500 | $22,000 | thousands, detected and multiplied | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 25,100 | $21,000 | thousands, detected and multiplied | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 13,488 | $20,000 | thousands, detected and multiplied | |
| PIXELWORKS INC | 72581M305 | COM NEW | 15,605 | $20,000 | thousands, detected and multiplied | |
| ETF MANAGERS TR | 26924G755 | ETFMG US ALTER | 12,322 | $20,000 | thousands, detected and multiplied | |
| GEVO INC | 374396406 | COM PAR | 16,296 | $19,000 | thousands, detected and multiplied | |
| BLUEBIRD BIO INC | 09609G100 | COM | 14,097 | $19,000 | thousands, detected and multiplied | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 22,634 | $19,000 | thousands, detected and multiplied | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 10,854 | $19,000 | thousands, detected and multiplied | |
| CLENE INC | 185634102 | COM | 63,168 | $19,000 | thousands, detected and multiplied | |
| APOLLOMICS INC | G0411D107 | COM | 20,000 | $19,000 | thousands, detected and multiplied | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 15,799 | $18,000 | thousands, detected and multiplied | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 31,648 | $17,000 | thousands, detected and multiplied | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 42,284 | $17,000 | thousands, detected and multiplied | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 17,878 | $17,000 | thousands, detected and multiplied | |
| FORZA X1 INC | 34988N104 | COM | 31,500 | $17,000 | thousands, detected and multiplied | |
| BIOCARDIA INC | 09060U507 | COM | 26,000 | $17,000 | thousands, detected and multiplied | |
| AQUA METALS INC | 03837J101 | COM | 21,397 | $16,000 | thousands, detected and multiplied | |
| SHARECARE INC | 81948W104 | COM | 15,000 | $16,000 | thousands, detected and multiplied | |
| RED CAT HLDGS INC | 75644T100 | COM | 16,877 | $15,000 | thousands, detected and multiplied | |
| SELECTQUOTE INC | 816307300 | COM | 11,248 | $15,000 | thousands, detected and multiplied | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 11,000 | $15,000 | thousands, detected and multiplied | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 12,012 | $15,000 | thousands, detected and multiplied | |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 11,311 | $15,000 | thousands, detected and multiplied | |
| CYBIN INC | 23256X100 | COM | 35,839 | $15,000 | thousands, detected and multiplied | |
| KAMAN CORP | 483548AF0 | BOND | 15,000 | $15,000 | thousands, detected and multiplied | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 42,364 | $14,000 | thousands, detected and multiplied | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 12,100 | $14,000 | thousands, detected and multiplied | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 16,621 | $14,000 | thousands, detected and multiplied | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 13,728 | $14,000 | thousands, detected and multiplied | |
| ICORECONNECT INC | 450958103 | COM | 11,670 | $14,000 | thousands, detected and multiplied | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 12,060 | $13,000 | thousands, detected and multiplied | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 12,414 | $13,000 | thousands, detected and multiplied | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 12,037 | $13,000 | thousands, detected and multiplied | |
| BARK Inc. | 68622E104 | COM | 16,751 | $13,000 | thousands, detected and multiplied | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 16,758 | $13,000 | thousands, detected and multiplied | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 12,600 | $12,000 | thousands, detected and multiplied | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 22,909 | $12,000 | thousands, detected and multiplied | |
| GALECTO INC | 36322Q107 | COM | 17,065 | $12,000 | thousands, detected and multiplied | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 15,160 | $12,000 | thousands, detected and multiplied | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 12,510 | $11,000 | thousands, detected and multiplied | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 10,425 | $11,000 | thousands, detected and multiplied | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 50,300 | $11,000 | thousands, detected and multiplied | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 10,600 | $10,000 | thousands, detected and multiplied | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 10,000 | $10,000 | thousands, detected and multiplied | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 10,000 | $10,000 | thousands, detected and multiplied | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 11,848 | $10,000 | thousands, detected and multiplied | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 10,000 | $10,000 | thousands, detected and multiplied | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 10,000 | $10,000 | thousands, detected and multiplied | |
| Draganfly Inc | 26142Q205 | COM | 21,086 | $10,000 | thousands, detected and multiplied | |
| PENNYMAC CORP | 70932AAD5 | BOND | 10,000 | $10,000 | thousands, detected and multiplied | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 10,000 | $10,000 | thousands, detected and multiplied | |
| CELULARITY INC | 151190105 | COM | 40,820 | $10,000 | thousands, detected and multiplied | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 32,625 | $10,000 | thousands, detected and multiplied | |
| CANOO INC | 13803R102 | COM CL A | 35,073 | $9,000 | thousands, detected and multiplied | |
| AGENUS INC | 00847G705 | COM NEW | 10,750 | $9,000 | thousands, detected and multiplied | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 12,823 | $9,000 | thousands, detected and multiplied | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 24,350 | $8,000 | thousands, detected and multiplied | |
| TONIX PHARMACEUTICALS HL | 890260854 | COM | 20,122 | $8,000 | thousands, detected and multiplied | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 16,293 | $8,000 | thousands, detected and multiplied | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 10,000 | $7,000 | thousands, detected and multiplied | |
| VROOM INC | 92918V109 | COM | 11,218 | $7,000 | thousands, detected and multiplied | |
| CBDMD INC | 12482W200 | 8% SER A CUM PFD | 10,000 | $7,000 | thousands, detected and multiplied | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 13,050 | $7,000 | thousands, detected and multiplied | |
| The Alkaline Wtr Co | 01643A306 | COM | 26,863 | $7,000 | thousands, detected and multiplied | |
| VAXART INC NEW | 92243A200 | COM | 10,064 | $6,000 | thousands, detected and multiplied | |
| CALAMP CORP | 128126109 | COMMON STOCK | 22,773 | $6,000 | thousands, detected and multiplied | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 18,790 | $5,000 | thousands, detected and multiplied | |
| CAMBER ENERGY INC | 13200M607 | COM | 21,113 | $5,000 | thousands, detected and multiplied | |
| TRX GOLD CORPORATION | 87283P109 | COM | 10,600 | $4,000 | thousands, detected and multiplied | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 15,000 | $4,000 | thousands, detected and multiplied | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 10,080 | $4,000 | thousands, detected and multiplied | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 12,251 | $4,000 | thousands, detected and multiplied | |
| SOCIETAL CDMO INC | 75629F109 | COM | 11,800 | $4,000 | thousands, detected and multiplied | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 51,638 | $4,000 | thousands, detected and multiplied | |
| JAGUAR HEALTH INC | 47010C706 | COMMON | 25,877 | $4,000 | thousands, detected and multiplied | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 10,110 | $3,000 | thousands, detected and multiplied | |
| 22ND CENTY GROUP INC | 90137F202 | COMMON | 16,919 | $3,000 | thousands, detected and multiplied | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 13,486 | $3,000 | thousands, detected and multiplied | |
| CUE HEALTH INC | 229790100 | COM | 11,885 | $2,000 | thousands, detected and multiplied | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 29,000 | $2,000 | thousands, detected and multiplied | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 12,277 | $1,000 | thousands, detected and multiplied | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 12,802 | $1,000 | thousands, detected and multiplied | |
| META MATERIALS INC | 59134N104 | COM | 13,776 | $1,000 | thousands, detected and multiplied | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 13,500 | $1,000 | thousands, detected and multiplied | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 10,012 | $1,000 | thousands, detected and multiplied | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 30,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312272-24-000003 | this filing | 2024-02-06 | acceptance time not in the bulk data set |