13F-HR filed by COMMONWEALTH EQUITY SERVICES, LLC
COMMONWEALTH EQUITY SERVICES, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-23, with 3,823 holding rows worth $48,263,228,000.
- Accession
- 0000312272-23-000018
- Filer
- CIK 312272
- Filed
- 2023-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 3,823 entries on the cover page, a total value of $48,263,228,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $48,263,228,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-18352. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 10,745 | $137,000 | thousands, detected and multiplied | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 116,802 | $137,000 | thousands, detected and multiplied | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 19,240 | $136,000 | thousands, detected and multiplied | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 10,507 | $136,000 | thousands, detected and multiplied | |
| EXCHANGE TRADED CONCEPTS TRU | 301505558 | INQQ IND INT ETF | 10,730 | $135,000 | thousands, detected and multiplied | |
| POLYMET MNG CORP | 731916409 | COM | 64,833 | $135,000 | thousands, detected and multiplied | |
| ARCHROCK INC | 03957W106 | COM | 10,651 | $134,000 | thousands, detected and multiplied | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 92,730 | $134,000 | thousands, detected and multiplied | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 15,913 | $133,000 | thousands, detected and multiplied | |
| FUELCELL ENERGY INC | 35952H601 | COM | 103,714 | $133,000 | thousands, detected and multiplied | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 21,466 | $131,000 | thousands, detected and multiplied | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 20,981 | $131,000 | thousands, detected and multiplied | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 14,051 | $131,000 | thousands, detected and multiplied | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 12,609 | $131,000 | thousands, detected and multiplied | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 70,588 | $131,000 | thousands, detected and multiplied | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 10,757 | $130,000 | thousands, detected and multiplied | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 16,173 | $130,000 | thousands, detected and multiplied | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 23,269 | $130,000 | thousands, detected and multiplied | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 16,500 | $128,000 | thousands, detected and multiplied | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 16,287 | $127,000 | thousands, detected and multiplied | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 22,315 | $127,000 | thousands, detected and multiplied | |
| CFSB BANCORP INC | 12530C107 | COM | 18,000 | $126,000 | thousands, detected and multiplied | |
| NOVAVAX INC | 670002401 | COM NEW | 17,307 | $125,000 | thousands, detected and multiplied | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 15,197 | $125,000 | thousands, detected and multiplied | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 12,701 | $125,000 | thousands, detected and multiplied | |
| ISUN INC | 465246106 | COMMON | 551,600 | $124,000 | thousands, detected and multiplied | |
| FUBOTV INC | 35953D104 | COM | 45,934 | $123,000 | thousands, detected and multiplied | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 27,130 | $123,000 | thousands, detected and multiplied | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 31,991 | $123,000 | thousands, detected and multiplied | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 13,458 | $122,000 | thousands, detected and multiplied | |
| TELA BIO INC | 872381108 | COM | 15,271 | $122,000 | thousands, detected and multiplied | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 10,346 | $121,000 | thousands, detected and multiplied | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 12,740 | $121,000 | thousands, detected and multiplied | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 16,205 | $120,000 | thousands, detected and multiplied | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 16,179 | $120,000 | thousands, detected and multiplied | |
| BGSF INC | 05601C105 | COM | 12,462 | $120,000 | thousands, detected and multiplied | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 22,849 | $119,000 | thousands, detected and multiplied | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 10,040 | $119,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 17,258 | $119,000 | thousands, detected and multiplied | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 18,232 | $117,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 41,687 | $116,000 | thousands, detected and multiplied | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 11,318 | $116,000 | thousands, detected and multiplied | |
| VELO3D INC | 92259N104 | COM | 74,452 | $116,000 | thousands, detected and multiplied | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 13,161 | $115,000 | thousands, detected and multiplied | |
| ARDELYX INC | 039697107 | COM | 28,090 | $115,000 | thousands, detected and multiplied | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 18,500 | $115,000 | thousands, detected and multiplied | |
| CVD EQUIP CORP | 126601103 | COM | 17,340 | $115,000 | thousands, detected and multiplied | |
| BEYOND MEAT INC | 08862E109 | COM | 11,850 | $114,000 | thousands, detected and multiplied | |
| GARRETT MOTION INC | 366505105 | COM | 14,271 | $112,000 | thousands, detected and multiplied | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 23,800 | $112,000 | thousands, detected and multiplied | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 12,480 | $112,000 | thousands, detected and multiplied | |
| B2GOLD CORP COM | 11777Q209 | Stock | 37,947 | $110,000 | thousands, detected and multiplied | |
| SACHEM CAP CORP | 78590A109 | COM | 30,788 | $109,000 | thousands, detected and multiplied | |
| Leslie's Inc | 527064109 | Common Stock | 19,237 | $109,000 | thousands, detected and multiplied | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 10,417 | $108,000 | thousands, detected and multiplied | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 41,010 | $107,000 | thousands, detected and multiplied | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 18,333 | $107,000 | thousands, detected and multiplied | |
| ADT INC DEL COM | 00090Q103 | Stock | 17,733 | $106,000 | thousands, detected and multiplied | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 10,208 | $106,000 | thousands, detected and multiplied | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 30,990 | $106,000 | thousands, detected and multiplied | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 12,944 | $106,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 10,069 | $105,000 | thousands, detected and multiplied | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 16,642 | $105,000 | thousands, detected and multiplied | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 13,935 | $104,000 | thousands, detected and multiplied | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 30,480 | $104,000 | thousands, detected and multiplied | |
| INVENTIVA SA | 46124U107 | ADS | 24,435 | $103,000 | thousands, detected and multiplied | |
| ZEVIA PBC | 98955K104 | CL A | 45,912 | $102,000 | thousands, detected and multiplied | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 11,673 | $102,000 | thousands, detected and multiplied | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 52,033 | $101,000 | thousands, detected and multiplied | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 56,147 | $101,000 | thousands, detected and multiplied | |
| GROWGENERATION CORP | 39986L109 | COM | 34,587 | $101,000 | thousands, detected and multiplied | |
| EVOLUS INC | 30052C107 | COM | 10,800 | $99,000 | thousands, detected and multiplied | |
| IMMIX BIOPHARMA INC | 45258H106 | COMMON STOCK | 28,855 | $99,000 | thousands, detected and multiplied | |
| REDFIN CORP | 75737F108 | COM | 14,013 | $99,000 | thousands, detected and multiplied | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 10,010 | $98,000 | thousands, detected and multiplied | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 11,395 | $98,000 | thousands, detected and multiplied | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 20,129 | $97,000 | thousands, detected and multiplied | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 25,138 | $95,000 | thousands, detected and multiplied | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 10,023 | $95,000 | thousands, detected and multiplied | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 161,568 | $95,000 | thousands, detected and multiplied | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 44,846 | $91,000 | thousands, detected and multiplied | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 149,338 | $90,000 | thousands, detected and multiplied | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 18,239 | $89,000 | thousands, detected and multiplied | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 10,500 | $89,000 | thousands, detected and multiplied | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 23,005 | $87,000 | thousands, detected and multiplied | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 30,082 | $87,000 | thousands, detected and multiplied | |
| PRECIGEN INC | 74017N105 | COM | 60,699 | $86,000 | thousands, detected and multiplied | |
| FREYR BATTERY | L4135L100 | SHS | 17,519 | $86,000 | thousands, detected and multiplied | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 36,089 | $85,000 | thousands, detected and multiplied | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 34,783 | $85,000 | thousands, detected and multiplied | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 20,060 | $85,000 | thousands, detected and multiplied | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 26,971 | $85,000 | thousands, detected and multiplied | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 17,976 | $84,000 | thousands, detected and multiplied | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 13,487 | $83,000 | thousands, detected and multiplied | |
| UNITI GROUP INC | 91325V108 | COM | 17,644 | $83,000 | thousands, detected and multiplied | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 50,100 | $83,000 | thousands, detected and multiplied | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 17,845 | $82,000 | thousands, detected and multiplied | |
| SUNPOWER CORP | 867652406 | COM | 13,258 | $82,000 | thousands, detected and multiplied | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 64,039 | $82,000 | thousands, detected and multiplied | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 28,715 | $81,000 | thousands, detected and multiplied | |
| GLOBALSTAR INC | 378973408 | COM | 61,498 | $81,000 | thousands, detected and multiplied | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 80,000 | $81,000 | thousands, detected and multiplied | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 10,573 | $80,000 | thousands, detected and multiplied | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 39,570 | $80,000 | thousands, detected and multiplied | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 100,690 | $80,000 | thousands, detected and multiplied | |
| PROPHASE LABS INC | 74345W108 | COM | 18,327 | $80,000 | thousands, detected and multiplied | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 10,237 | $79,000 | thousands, detected and multiplied | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 19,568 | $79,000 | thousands, detected and multiplied | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 15,943 | $79,000 | thousands, detected and multiplied | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 27,095 | $79,000 | thousands, detected and multiplied | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 12,421 | $78,000 | thousands, detected and multiplied | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 59,313 | $78,000 | thousands, detected and multiplied | |
| SNDL INC | 83307B101 | COM | 40,872 | $78,000 | thousands, detected and multiplied | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 13,411 | $75,000 | thousands, detected and multiplied | |
| ENVIVA INC | 29415B103 | COM | 10,084 | $75,000 | thousands, detected and multiplied | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,599 | $75,000 | thousands, detected and multiplied | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 11,400 | $75,000 | thousands, detected and multiplied | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 14,015 | $74,000 | thousands, detected and multiplied | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 12,371 | $73,000 | thousands, detected and multiplied | |
| IAMGOLD CORP COM | 450913108 | Stock | 33,542 | $72,000 | thousands, detected and multiplied | |
| BLINK CHARGING CO | 09354A100 | COM | 23,461 | $72,000 | thousands, detected and multiplied | |
| CINGULATE INC | 17248W105 | COMMON STOCK | 100,771 | $71,000 | thousands, detected and multiplied | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 11,661 | $70,000 | thousands, detected and multiplied | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 53,243 | $69,000 | thousands, detected and multiplied | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 19,067 | $68,000 | thousands, detected and multiplied | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 13,974 | $68,000 | thousands, detected and multiplied | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 26,829 | $65,000 | thousands, detected and multiplied | |
| PITNEY BOWES INC COM | 724479100 | Stock | 21,146 | $64,000 | thousands, detected and multiplied | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 24,346 | $64,000 | thousands, detected and multiplied | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 54,482 | $64,000 | thousands, detected and multiplied | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 15,832 | $63,000 | thousands, detected and multiplied | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 23,888 | $62,000 | thousands, detected and multiplied | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 20,000 | $62,000 | thousands, detected and multiplied | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 125,705 | $62,000 | thousands, detected and multiplied | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 50,537 | $60,000 | thousands, detected and multiplied | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 16,228 | $60,000 | thousands, detected and multiplied | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 22,544 | $60,000 | thousands, detected and multiplied | |
| Zedge Inc | 98923T104 | COM | 27,223 | $60,000 | thousands, detected and multiplied | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 14,253 | $60,000 | thousands, detected and multiplied | |
| ADMA BIOLOGICS INC | 000899104 | COM | 16,360 | $59,000 | thousands, detected and multiplied | |
| IGC PHARMA INC | 45408X308 | COM NEW | 165,490 | $59,000 | thousands, detected and multiplied | |
| BIOVIE INC | 09074F207 | COM | 17,370 | $59,000 | thousands, detected and multiplied | |
| UNITY BIOTECHNOLOGY INC COM NEW | 91381U200 | Stock | 24,362 | $58,000 | thousands, detected and multiplied | |
| INVITAE CORP | 46185L103 | COM | 94,696 | $57,000 | thousands, detected and multiplied | |
| CORMEDIX INC COM | 21900C308 | Stock | 14,989 | $55,000 | thousands, detected and multiplied | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 12,019 | $55,000 | thousands, detected and multiplied | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 57,036 | $55,000 | thousands, detected and multiplied | |
| VIMEO INC | 92719V100 | COMMON STOCK | 15,611 | $55,000 | thousands, detected and multiplied | |
| DYADIC INTL INC DEL | 26745T101 | COM | 28,723 | $55,000 | thousands, detected and multiplied | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 45,207 | $55,000 | thousands, detected and multiplied | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 10,259 | $54,000 | thousands, detected and multiplied | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 35,180 | $53,000 | thousands, detected and multiplied | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 16,951 | $53,000 | thousands, detected and multiplied | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 10,858 | $52,000 | thousands, detected and multiplied | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,615 | $52,000 | thousands, detected and multiplied | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 11,603 | $52,000 | thousands, detected and multiplied | |
| LANTERN PHARMA INC | 51654W101 | COM | 15,368 | $52,000 | thousands, detected and multiplied | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 34,500 | $50,000 | thousands, detected and multiplied | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,022 | $50,000 | thousands, detected and multiplied | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 10,004 | $49,000 | thousands, detected and multiplied | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 24,576 | $48,000 | thousands, detected and multiplied | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 11,592 | $47,000 | thousands, detected and multiplied | |
| THE REALREAL INC | 88339P101 | COM | 22,452 | $47,000 | thousands, detected and multiplied | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 32,954 | $47,000 | thousands, detected and multiplied | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 21,110 | $45,000 | thousands, detected and multiplied | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 11,571 | $45,000 | thousands, detected and multiplied | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 75,000 | $45,000 | thousands, detected and multiplied | |
| USA TODAY CO INC | 36472T109 | COM | 18,010 | $44,000 | thousands, detected and multiplied | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 14,465 | $44,000 | thousands, detected and multiplied | |
| BIODESIX INC | 09075X108 | COM | 26,898 | $44,000 | thousands, detected and multiplied | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 19,549 | $43,000 | thousands, detected and multiplied | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 39,569 | $43,000 | thousands, detected and multiplied | |
| ETF MANAGERS TR | 26924G755 | ETFMG US ALTER | 23,190 | $43,000 | thousands, detected and multiplied | |
| CODEXIS INC | 192005106 | COM | 22,000 | $42,000 | thousands, detected and multiplied | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 10,022 | $42,000 | thousands, detected and multiplied | |
| WALLBOX NV | N94209108 | SHS CL A | 17,690 | $40,000 | thousands, detected and multiplied | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 65,696 | $40,000 | thousands, detected and multiplied | |
| ATAIBECKLEY INC | N0731H103 | Equity | 30,758 | $40,000 | thousands, detected and multiplied | |
| COMPASS INC | 20464U100 | CL A | 13,553 | $39,000 | thousands, detected and multiplied | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 26,912 | $39,000 | thousands, detected and multiplied | |
| GEE GROUP INC | 36165A102 | COM | 66,551 | $39,000 | thousands, detected and multiplied | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 24,779 | $39,000 | thousands, detected and multiplied | |
| A2Z CUST2MATE SOLUTIONS CORP | 00249W100 | COM | 23,806 | $39,000 | thousands, detected and multiplied | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 55,250 | $38,000 | thousands, detected and multiplied | |
| BIOATLA INC | 09077B104 | COM | 21,800 | $37,000 | thousands, detected and multiplied | |
| HUMACYTE INC | 44486Q103 | COM | 12,580 | $37,000 | thousands, detected and multiplied | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 215,090 | $36,000 | thousands, detected and multiplied | |
| BARK Inc. | 68622E104 | COM | 30,233 | $36,000 | thousands, detected and multiplied | |
| ACCURAY INC DEL | 004397105 | COM | 13,041 | $35,000 | thousands, detected and multiplied | |
| MIROMATRIX MED INC | 60471P108 | COM | 26,669 | $35,000 | thousands, detected and multiplied | |
| URANIUM RTY CORP | 91702V101 | COM | 11,693 | $34,000 | thousands, detected and multiplied | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 13,550 | $34,000 | thousands, detected and multiplied | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 81,092 | $34,000 | thousands, detected and multiplied | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 113,931 | $34,000 | thousands, detected and multiplied | |
| GOPRO INC | 38268T103 | CL A | 10,564 | $33,000 | thousands, detected and multiplied | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 79,286 | $33,000 | thousands, detected and multiplied | |
| PROFIRE ENERGY INC | 74316X101 | COM | 11,952 | $33,000 | thousands, detected and multiplied | |
| GAMIDA CELL LTD | M47364100 | SHS | 31,600 | $33,000 | thousands, detected and multiplied | |
| SONENDO INC | 835431107 | Common Stocks | 43,830 | $33,000 | thousands, detected and multiplied | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 75,270 | $32,000 | thousands, detected and multiplied | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 10,982 | $31,000 | thousands, detected and multiplied | |
| CANAAN INC | 134748102 | SPONSORED ADS | 16,680 | $30,000 | thousands, detected and multiplied | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 50,296 | $30,000 | thousands, detected and multiplied | |
| Allbirds Inc | 01675A109 | COM | 27,364 | $30,000 | thousands, detected and multiplied | |
| GAN LTD | G3728V109 | SHS | 26,282 | $30,000 | thousands, detected and multiplied | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 15,471 | $29,000 | thousands, detected and multiplied | |
| AXT INC | 00246W103 | COM | 12,156 | $29,000 | thousands, detected and multiplied | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 26,750 | $29,000 | thousands, detected and multiplied | |
| EMX RTY CORP | 26873J107 | COM | 16,019 | $29,000 | thousands, detected and multiplied | |
| QUANTUM SI INC | 74765K105 | COM CL A | 16,774 | $28,000 | thousands, detected and multiplied | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,749 | $28,000 | thousands, detected and multiplied | |
| Fluent Co | 34380C102 | COM | 60,268 | $27,000 | thousands, detected and multiplied | |
| AFFIMED N V | N01045108 | COM | 56,196 | $27,000 | thousands, detected and multiplied | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 12,950 | $26,000 | thousands, detected and multiplied | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 11,040 | $26,000 | thousands, detected and multiplied | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 33,345 | $25,000 | thousands, detected and multiplied | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 13,229 | $25,000 | thousands, detected and multiplied | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 31,875 | $25,000 | thousands, detected and multiplied | |
| TASEKO MINES LTD COM | 876511106 | Stock | 18,695 | $24,000 | thousands, detected and multiplied | |
| AQUA METALS INC | 03837J101 | COM | 21,397 | $24,000 | thousands, detected and multiplied | |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 17,500 | $24,000 | thousands, detected and multiplied | |
| VENUS CONCEPT INC | 92332W204 | COM NEW | 12,416 | $24,000 | thousands, detected and multiplied | |
| EDGIO INC | 53261M104 | COM | 26,427 | $23,000 | thousands, detected and multiplied | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 25,000 | $23,000 | thousands, detected and multiplied | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 16,700 | $23,000 | thousands, detected and multiplied | |
| I3 VERTICALS LLC | 44933TAB2 | NOTE 1.000% 2/1 | 25,000 | $23,000 | thousands, detected and multiplied | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 49,329 | $23,000 | thousands, detected and multiplied | |
| GEVO INC | 374396406 | COM PAR | 18,536 | $22,000 | thousands, detected and multiplied | |
| GLIMPSE GROUP INC | 37892C106 | COM | 12,139 | $22,000 | thousands, detected and multiplied | |
| VROOM INC | 92918V109 | COM | 19,536 | $22,000 | thousands, detected and multiplied | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 24,826 | $22,000 | thousands, detected and multiplied | |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 16,847 | $22,000 | thousands, detected and multiplied | |
| CYBIN INC | 23256X100 | COM | 41,317 | $22,000 | thousands, detected and multiplied | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 12,414 | $20,000 | thousands, detected and multiplied | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 81,626 | $20,000 | thousands, detected and multiplied | |
| TINGO GROUP INC | 55328R109 | COM | 19,825 | $20,000 | thousands, detected and multiplied | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 15,103 | $19,000 | thousands, detected and multiplied | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 12,576 | $19,000 | thousands, detected and multiplied | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 28,254 | $19,000 | thousands, detected and multiplied | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 14,134 | $18,000 | thousands, detected and multiplied | |
| PIXELWORKS INC | 72581M305 | COM NEW | 15,605 | $18,000 | thousands, detected and multiplied | |
| 22ND CENTY GROUP INC | 90137F202 | COMMON | 18,765 | $18,000 | thousands, detected and multiplied | |
| CANOO INC | 13803R102 | COM CL A | 35,573 | $17,000 | thousands, detected and multiplied | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 11,000 | $17,000 | thousands, detected and multiplied | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 15,024 | $17,000 | thousands, detected and multiplied | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 11,320 | $17,000 | thousands, detected and multiplied | |
| Draganfly Inc | 26142Q205 | COM | 21,686 | $17,000 | thousands, detected and multiplied | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 25,983 | $16,000 | thousands, detected and multiplied | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 49,506 | $16,000 | thousands, detected and multiplied | |
| LIANBIO ADR | 53000N108 | COM | 10,830 | $16,000 | thousands, detected and multiplied | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 17,885 | $16,000 | thousands, detected and multiplied | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 16,000 | $16,000 | thousands, detected and multiplied | |
| RED CAT HLDGS INC | 75644T100 | COM | 15,577 | $15,000 | thousands, detected and multiplied | |
| HEARTCORE ENTERPRISES INC | 42240Q104 | COM | 15,000 | $15,000 | thousands, detected and multiplied | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 10,000 | $15,000 | thousands, detected and multiplied | |
| FORZA X1 INC | 34988N104 | COM | 19,000 | $15,000 | thousands, detected and multiplied | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 12,600 | $14,000 | thousands, detected and multiplied | |
| SHARECARE INC | 81948W104 | COM | 15,000 | $14,000 | thousands, detected and multiplied | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 63,000 | $14,000 | thousands, detected and multiplied | |
| The Alkaline Wtr Co | 01643A306 | COM | 37,866 | $14,000 | thousands, detected and multiplied | |
| LM FDG AMER INC COM NEW | 502074404 | Stock | 29,225 | $14,000 | thousands, detected and multiplied | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 11,861 | $13,000 | thousands, detected and multiplied | |
| AGENUS INC | 00847G705 | COM NEW | 11,625 | $13,000 | thousands, detected and multiplied | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 10,007 | $13,000 | thousands, detected and multiplied | |
| GALECTO INC | 36322Q107 | COM | 18,134 | $13,000 | thousands, detected and multiplied | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 12,037 | $12,000 | thousands, detected and multiplied | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 42,284 | $12,000 | thousands, detected and multiplied | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 12,012 | $12,000 | thousands, detected and multiplied | |
| REGIS CORP | 758932107 | COM | 17,000 | $12,000 | thousands, detected and multiplied | |
| CBDMD INC | 12482W200 | 8% SER A CUM PFD | 10,000 | $12,000 | thousands, detected and multiplied | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 14,549 | $12,000 | thousands, detected and multiplied | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 15,160 | $12,000 | thousands, detected and multiplied | |
| VAXART INC NEW | 92243A200 | COM | 14,490 | $11,000 | thousands, detected and multiplied | |
| PLAYBOY INC | 72814P109 | COM | 13,927 | $11,000 | thousands, detected and multiplied | |
| TONIX PHARMACEUTICALS HL | 890260854 | COM | 20,122 | $11,000 | thousands, detected and multiplied | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 10,000 | $10,000 | thousands, detected and multiplied | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 10,000 | $10,000 | thousands, detected and multiplied | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 24,614 | $10,000 | thousands, detected and multiplied | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 10,880 | $10,000 | thousands, detected and multiplied | |
| COMSCORE INC | 20564W105 | COM | 15,965 | $10,000 | thousands, detected and multiplied | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 12,100 | $10,000 | thousands, detected and multiplied | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 32,974 | $10,000 | thousands, detected and multiplied | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 10,284 | $10,000 | thousands, detected and multiplied | |
| CALAMP CORP | 128126109 | COMMON STOCK | 22,873 | $9,000 | thousands, detected and multiplied | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 23,839 | $9,000 | thousands, detected and multiplied | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 10,425 | $9,000 | thousands, detected and multiplied | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 10,000 | $9,000 | thousands, detected and multiplied | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 12,702 | $8,000 | thousands, detected and multiplied | |
| CELULARITY INC | 151190105 | COM | 35,820 | $8,000 | thousands, detected and multiplied | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 18,790 | $7,000 | thousands, detected and multiplied | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 10,000 | $7,000 | thousands, detected and multiplied | |
| CUE HEALTH INC | 229790100 | COM | 15,989 | $7,000 | thousands, detected and multiplied | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 11,480 | $7,000 | thousands, detected and multiplied | |
| EVOGENE LTD | M4119S104 | SHS | 11,355 | $7,000 | thousands, detected and multiplied | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 12,486 | $7,000 | thousands, detected and multiplied | |
| LQR HSE INC | 50215C109 | COM | 16,667 | $7,000 | thousands, detected and multiplied | |
| SmileDirectClub Inc | 83192H106 | COM | 13,607 | $6,000 | thousands, detected and multiplied | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 15,000 | $6,000 | thousands, detected and multiplied | |
| SOCIETAL CDMO INC | 75629F109 | COM | 11,800 | $6,000 | thousands, detected and multiplied | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 48,638 | $6,000 | thousands, detected and multiplied | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 49,300 | $6,000 | thousands, detected and multiplied | |
| SAVE FOODS INC | 80512Q303 | COM | 12,000 | $6,000 | thousands, detected and multiplied | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 12,802 | $5,000 | thousands, detected and multiplied | |
| VACASA INC | 91854V107 | COM | 11,240 | $5,000 | thousands, detected and multiplied | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 27,942 | $5,000 | thousands, detected and multiplied | |
| MINERVA SURGICAL INC | 60343F106 | COM | 29,539 | $5,000 | thousands, detected and multiplied | |
| TRX GOLD CORPORATION | 87283P109 | COM | 10,600 | $4,000 | thousands, detected and multiplied | |
| MSP RECOVERY INC | 553745100 | COM CL A | 20,000 | $4,000 | thousands, detected and multiplied | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 16,666 | $4,000 | thousands, detected and multiplied | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 10,000 | $4,000 | thousands, detected and multiplied | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 46,500 | $4,000 | thousands, detected and multiplied | |
| BIOCARDIA INC | 09060U507 | COM | 10,092 | $4,000 | thousands, detected and multiplied | |
| CAMBER ENERGY INC | 13200M607 | COM | 11,146 | $3,000 | thousands, detected and multiplied | |
| CANO HEALTH INC | 13781Y103 | COM | 10,450 | $3,000 | thousands, detected and multiplied | |
| META MATERIALS INC | 59134N104 | COM | 13,776 | $3,000 | thousands, detected and multiplied | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 11,098 | $3,000 | thousands, detected and multiplied | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 13,018 | $2,000 | thousands, detected and multiplied | |
| SIDUS SPACE INC CL A COM NEW | 826165102 | Stock | 12,000 | $2,000 | thousands, detected and multiplied | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 10,110 | $2,000 | thousands, detected and multiplied | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 13,500 | $2,000 | thousands, detected and multiplied | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 10,912 | $2,000 | thousands, detected and multiplied | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 30,000 | $1,000 | thousands, detected and multiplied | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 13,512 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312272-23-000018 | this filing | 2023-10-23 | acceptance time not in the bulk data set |