13F-HR filed by COMMONWEALTH EQUITY SERVICES, LLC
COMMONWEALTH EQUITY SERVICES, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-11, with 3,774 holding rows worth $47,636,816,000.
- Accession
- 0000312272-23-000014
- Filer
- CIK 312272
- Filed
- 2023-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 3,774 entries on the cover page, a total value of $47,636,816,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,636,816,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-18352. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LANTERN PHARMA INC | 51654W101 | COM | 20,186 | $97,000 | thousands, detected and multiplied | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,341 | $96,000 | thousands, detected and multiplied | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 18,042 | $95,000 | thousands, detected and multiplied | |
| INDONESIA ENERGY CORP LTD | G4760X102 | ORD SHS | 20,000 | $95,000 | thousands, detected and multiplied | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 10,428 | $94,000 | thousands, detected and multiplied | |
| NOVAVAX INC | 670002401 | COM NEW | 13,297 | $92,000 | thousands, detected and multiplied | |
| EVOLUS INC | 30052C107 | COM | 10,803 | $91,000 | thousands, detected and multiplied | |
| ROCKET LAB USA INC | 773122106 | COM | 22,449 | $90,000 | thousands, detected and multiplied | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 27,439 | $90,000 | thousands, detected and multiplied | |
| EGAIN CORP | 28225C806 | COM NEW | 11,605 | $88,000 | thousands, detected and multiplied | |
| IAMGOLD CORP COM | 450913108 | Stock | 32,152 | $87,000 | thousands, detected and multiplied | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 11,231 | $87,000 | thousands, detected and multiplied | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 122,980 | $87,000 | thousands, detected and multiplied | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 10,613 | $86,000 | thousands, detected and multiplied | |
| WALLBOX NV | N94209108 | SHS CL A | 17,690 | $86,000 | thousands, detected and multiplied | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 11,128 | $86,000 | thousands, detected and multiplied | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 20,872 | $85,000 | thousands, detected and multiplied | |
| MACROGENICS INC | 556099109 | COM | 11,950 | $85,000 | thousands, detected and multiplied | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 43,496 | $85,000 | thousands, detected and multiplied | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 64,578 | $85,000 | thousands, detected and multiplied | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 11,267 | $84,000 | thousands, detected and multiplied | |
| BERKSHIRE GREY INC | 084656107 | COM | 61,210 | $84,000 | thousands, detected and multiplied | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,270 | $82,000 | thousands, detected and multiplied | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 15,370 | $80,000 | thousands, detected and multiplied | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 53,243 | $80,000 | thousands, detected and multiplied | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 34,671 | $80,000 | thousands, detected and multiplied | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 80,000 | $80,000 | thousands, detected and multiplied | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 10,310 | $79,000 | thousands, detected and multiplied | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 19,723 | $78,000 | thousands, detected and multiplied | |
| NEXTDECADE CORP | 65342K105 | COM | 15,785 | $78,000 | thousands, detected and multiplied | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 81,000 | $78,000 | thousands, detected and multiplied | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 43,944 | $77,000 | thousands, detected and multiplied | |
| PITNEY BOWES INC COM | 724479100 | Stock | 19,687 | $76,000 | thousands, detected and multiplied | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 10,689 | $75,000 | thousands, detected and multiplied | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 22,621 | $74,000 | thousands, detected and multiplied | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 11,631 | $74,000 | thousands, detected and multiplied | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 30,782 | $74,000 | thousands, detected and multiplied | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 467,997 | $74,000 | thousands, detected and multiplied | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 117,244 | $73,000 | thousands, detected and multiplied | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 48,489 | $72,000 | thousands, detected and multiplied | |
| Ouster Inc | 68989M103 | COM | 87,238 | $72,000 | thousands, detected and multiplied | |
| SACHEM CAP CORP | 78590A109 | COM | 19,231 | $71,000 | thousands, detected and multiplied | |
| INVITAE CORP | 46185L103 | COM | 52,324 | $70,000 | thousands, detected and multiplied | |
| SELECTQUOTE INC | 816307300 | COM | 32,134 | $69,000 | thousands, detected and multiplied | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 15,606 | $68,000 | thousands, detected and multiplied | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 30,327 | $67,000 | thousands, detected and multiplied | |
| PRECIGEN INC | 74017N105 | COM | 62,899 | $66,000 | thousands, detected and multiplied | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 23,353 | $66,000 | thousands, detected and multiplied | |
| VIMEO INC | 92719V100 | COMMON STOCK | 17,172 | $65,000 | thousands, detected and multiplied | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 14,720 | $63,000 | thousands, detected and multiplied | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 63,980 | $63,000 | thousands, detected and multiplied | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,555 | $63,000 | thousands, detected and multiplied | |
| NUCANA PLC | 67022C106 | ADR | 66,600 | $63,000 | thousands, detected and multiplied | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 36,215 | $62,000 | thousands, detected and multiplied | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 11,761 | $61,000 | thousands, detected and multiplied | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 10,488 | $61,000 | thousands, detected and multiplied | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 11,886 | $60,000 | thousands, detected and multiplied | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 28,085 | $60,000 | thousands, detected and multiplied | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 36,279 | $60,000 | thousands, detected and multiplied | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 10,500 | $59,000 | thousands, detected and multiplied | |
| COMPASS INC | 20464U100 | CL A | 18,290 | $59,000 | thousands, detected and multiplied | |
| ATAIBECKLEY INC | N0731H103 | Equity | 33,084 | $59,000 | thousands, detected and multiplied | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 93,240 | $59,000 | thousands, detected and multiplied | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 22,576 | $58,000 | thousands, detected and multiplied | |
| BIOATLA INC | 09077B104 | COM | 21,800 | $58,000 | thousands, detected and multiplied | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 30,082 | $58,000 | thousands, detected and multiplied | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 275,175 | $58,000 | thousands, detected and multiplied | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 88,477 | $58,000 | thousands, detected and multiplied | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 16,785 | $57,000 | thousands, detected and multiplied | |
| PLANET LABS PBC | 72703X106 | COM CL A | 14,668 | $57,000 | thousands, detected and multiplied | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 10,000 | $55,000 | thousands, detected and multiplied | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 12,161 | $54,000 | thousands, detected and multiplied | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 52,579 | $54,000 | thousands, detected and multiplied | |
| GOPRO INC | 38268T103 | CL A | 10,569 | $53,000 | thousands, detected and multiplied | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 80,046 | $53,000 | thousands, detected and multiplied | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 92,520 | $53,000 | thousands, detected and multiplied | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 49,250 | $53,000 | thousands, detected and multiplied | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 17,552 | $52,000 | thousands, detected and multiplied | |
| 9 METERS BIOPHARMA INC | 654405208 | COM | 37,885 | $52,000 | thousands, detected and multiplied | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 45,207 | $52,000 | thousands, detected and multiplied | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 16,695 | $51,000 | thousands, detected and multiplied | |
| INVENTIVA SA | 46124U107 | ADS | 14,124 | $51,000 | thousands, detected and multiplied | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 15,410 | $48,000 | thousands, detected and multiplied | |
| AXT INC | 00246W103 | COM | 12,091 | $48,000 | thousands, detected and multiplied | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 34,014 | $47,000 | thousands, detected and multiplied | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 26,965 | $47,000 | thousands, detected and multiplied | |
| DYADIC INTL INC DEL | 26745T101 | COM | 26,726 | $47,000 | thousands, detected and multiplied | |
| BIONANO GENOMICS INC | 09075F107 | COM | 42,795 | $47,000 | thousands, detected and multiplied | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 17,952 | $46,000 | thousands, detected and multiplied | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 77,500 | $46,000 | thousands, detected and multiplied | |
| PLAYBOY INC | 72814P109 | COM | 23,439 | $46,000 | thousands, detected and multiplied | |
| Zedge Inc | 98923T104 | COM | 23,873 | $46,000 | thousands, detected and multiplied | |
| GLIMPSE GROUP INC | 37892C106 | COM | 12,306 | $46,000 | thousands, detected and multiplied | |
| BARK Inc. | 68622E104 | COM | 32,233 | $46,000 | thousands, detected and multiplied | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 95,931 | $46,000 | thousands, detected and multiplied | |
| VUZIX CORP | 92921W300 | COM NEW | 11,000 | $45,000 | thousands, detected and multiplied | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 14,311 | $44,000 | thousands, detected and multiplied | |
| MIROMATRIX MED INC | 60471P108 | COM | 26,669 | $44,000 | thousands, detected and multiplied | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 11,478 | $43,000 | thousands, detected and multiplied | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 17,000 | $43,000 | thousands, detected and multiplied | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 10,051 | $42,000 | thousands, detected and multiplied | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 47,889 | $42,000 | thousands, detected and multiplied | |
| SHARECARE INC | 81948W104 | COM | 30,000 | $42,000 | thousands, detected and multiplied | |
| UNITI GROUP INC | 91325V108 | COM | 11,815 | $41,000 | thousands, detected and multiplied | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 11,328 | $41,000 | thousands, detected and multiplied | |
| AFFIMED N V | N01045108 | COM | 53,696 | $40,000 | thousands, detected and multiplied | |
| VENUS CONCEPT INC | 92332W105 | COM | 186,208 | $40,000 | thousands, detected and multiplied | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 33,428 | $39,000 | thousands, detected and multiplied | |
| UNITY BIOTECHNOLOGY INC COM NEW | 91381U200 | Stock | 24,512 | $39,000 | thousands, detected and multiplied | |
| META MATERIALS INC | 59134N104 | COM | 95,332 | $38,000 | thousands, detected and multiplied | |
| CANAAN INC | 134748102 | SPONSORED ADS | 13,790 | $37,000 | thousands, detected and multiplied | |
| SNDL INC | 83307B101 | COM | 23,229 | $37,000 | thousands, detected and multiplied | |
| GLOBALSTAR INC | 378973408 | COM | 32,708 | $37,000 | thousands, detected and multiplied | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 24,973 | $37,000 | thousands, detected and multiplied | |
| CANOO INC | 13803R102 | COM CL A | 54,322 | $35,000 | thousands, detected and multiplied | |
| AYTU BIOPHARMA INC | 054754858 | COM | 15,637 | $35,000 | thousands, detected and multiplied | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 28,912 | $34,000 | thousands, detected and multiplied | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 14,069 | $34,000 | thousands, detected and multiplied | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 10,202 | $34,000 | thousands, detected and multiplied | |
| ADMA BIOLOGICS INC | 000899104 | COM | 10,110 | $33,000 | thousands, detected and multiplied | |
| THE REALREAL INC | 88339P101 | COM | 26,763 | $33,000 | thousands, detected and multiplied | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,749 | $33,000 | thousands, detected and multiplied | |
| AMYRIS INC | 03236M200 | COM NEW | 24,306 | $33,000 | thousands, detected and multiplied | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 28,254 | $33,000 | thousands, detected and multiplied | |
| EMX RTY CORP | 26873J107 | COM | 16,374 | $32,000 | thousands, detected and multiplied | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 13,757 | $31,000 | thousands, detected and multiplied | |
| Allbirds Inc | 01675A109 | COM | 26,019 | $31,000 | thousands, detected and multiplied | |
| TASEKO MINES LTD COM | 876511106 | Stock | 18,495 | $30,000 | thousands, detected and multiplied | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 33,718 | $30,000 | thousands, detected and multiplied | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 10,680 | $30,000 | thousands, detected and multiplied | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 16,729 | $30,000 | thousands, detected and multiplied | |
| HERON THERAPEUTICS INC | 427746102 | COM | 19,862 | $29,000 | thousands, detected and multiplied | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 30,461 | $29,000 | thousands, detected and multiplied | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 15,997 | $29,000 | thousands, detected and multiplied | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 17,044 | $29,000 | thousands, detected and multiplied | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 14,395 | $28,000 | thousands, detected and multiplied | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 15,572 | $28,000 | thousands, detected and multiplied | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 26,522 | $28,000 | thousands, detected and multiplied | |
| SIGMATRON INTL INC | 82661L101 | COM | 10,711 | $28,000 | thousands, detected and multiplied | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 139,876 | $28,000 | thousands, detected and multiplied | |
| GEVO INC | 374396406 | COM PAR | 17,861 | $27,000 | thousands, detected and multiplied | |
| FUBOTV INC | 35953D104 | COM | 22,831 | $27,000 | thousands, detected and multiplied | |
| GEE GROUP INC | 36165A102 | COM | 66,551 | $27,000 | thousands, detected and multiplied | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 17,060 | $27,000 | thousands, detected and multiplied | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 43,284 | $27,000 | thousands, detected and multiplied | |
| LIANBIO ADR | 53000N108 | COM | 13,830 | $27,000 | thousands, detected and multiplied | |
| Draganfly Inc | 26142Q205 | COM | 21,746 | $27,000 | thousands, detected and multiplied | |
| ISUN INC | 465246106 | COMMON | 26,500 | $27,000 | thousands, detected and multiplied | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 16,572 | $26,000 | thousands, detected and multiplied | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 15,700 | $26,000 | thousands, detected and multiplied | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 34,555 | $25,000 | thousands, detected and multiplied | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 40,051 | $25,000 | thousands, detected and multiplied | |
| FGI INDUSTRIES LTD | G3302D103 | ORDINARY SHARES | 13,268 | $25,000 | thousands, detected and multiplied | |
| A2Z CUST2MATE SOLUTIONS CORP | 00249W100 | COM | 20,000 | $25,000 | thousands, detected and multiplied | |
| ABSCI CORPORATION | 00091E109 | COM | 14,000 | $24,000 | thousands, detected and multiplied | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 41,633 | $24,000 | thousands, detected and multiplied | |
| CUE HEALTH INC | 229790100 | COM | 13,354 | $24,000 | thousands, detected and multiplied | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 13,000 | $24,000 | thousands, detected and multiplied | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 11,469 | $23,000 | thousands, detected and multiplied | |
| CELULARITY INC | 151190105 | COM | 35,720 | $22,000 | thousands, detected and multiplied | |
| TONIX PHARMACEUTICALS HOLDIN | 890260862 | Common Stock | 38,359 | $22,000 | thousands, detected and multiplied | |
| INVESTMENT MANAGERS SER TR I | 46144X537 | AXS CANNABIS ETF | 10,471 | $22,000 | thousands, detected and multiplied | |
| URANIUM RTY CORP | 91702V101 | COM | 10,361 | $21,000 | thousands, detected and multiplied | |
| SMART SH GLOBAL LTD | 83193E102 | ADS | 19,365 | $21,000 | thousands, detected and multiplied | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 25,964 | $21,000 | thousands, detected and multiplied | |
| AQUA METALS INC | 03837J101 | COM | 21,397 | $21,000 | thousands, detected and multiplied | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 11,600 | $21,000 | thousands, detected and multiplied | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 14,339 | $20,000 | thousands, detected and multiplied | |
| PIXELWORKS INC | 72581M305 | COM NEW | 13,698 | $20,000 | thousands, detected and multiplied | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 29,207 | $20,000 | thousands, detected and multiplied | |
| GALECTO INC | 36322Q107 | COM | 10,179 | $20,000 | thousands, detected and multiplied | |
| FORZA X1 INC | 34988N104 | COM | 17,000 | $20,000 | thousands, detected and multiplied | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 10,093 | $19,000 | thousands, detected and multiplied | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 22,500 | $19,000 | thousands, detected and multiplied | |
| BIODESIX INC | 09075X108 | COM | 10,589 | $19,000 | thousands, detected and multiplied | |
| COMSCORE INC | 20564W105 | COM | 15,965 | $19,000 | thousands, detected and multiplied | |
| REGIS CORP | 758932107 | COM | 18,000 | $19,000 | thousands, detected and multiplied | |
| MUSTANG BIO INC | 62818Q104 | COM | 53,516 | $19,000 | thousands, detected and multiplied | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 13,025 | $18,000 | thousands, detected and multiplied | |
| IGC PHARMA INC | 45408X308 | COM NEW | 53,156 | $18,000 | thousands, detected and multiplied | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 11,857 | $18,000 | thousands, detected and multiplied | |
| GAN LTD | G3728V109 | SHS | 14,399 | $18,000 | thousands, detected and multiplied | |
| VACASA INC | 91854V107 | COM | 19,595 | $18,000 | thousands, detected and multiplied | |
| STRYVE FOODS INC | 863685103 | CLASS A COM | 37,746 | $18,000 | thousands, detected and multiplied | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 15,038 | $16,000 | thousands, detected and multiplied | |
| RED CAT HLDGS INC | 75644T100 | COM | 15,577 | $16,000 | thousands, detected and multiplied | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 12,600 | $16,000 | thousands, detected and multiplied | |
| AGENUS INC | 00847G705 | COM NEW | 11,125 | $16,000 | thousands, detected and multiplied | |
| Fluent Co | 34380C102 | COM | 20,000 | $16,000 | thousands, detected and multiplied | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 15,000 | $16,000 | thousands, detected and multiplied | |
| BRF SA | 10552T107 | SPONSORED ADR | 12,072 | $15,000 | thousands, detected and multiplied | |
| CANO HEALTH INC | 13781Y103 | COM | 16,500 | $15,000 | thousands, detected and multiplied | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 18,148 | $15,000 | thousands, detected and multiplied | |
| PHUNWARE INC | 71948P100 | COMMON | 21,195 | $15,000 | thousands, detected and multiplied | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 16,000 | $15,000 | thousands, detected and multiplied | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 11,575 | $14,000 | thousands, detected and multiplied | |
| GOLDMINING INC | 38149E101 | COM | 12,307 | $14,000 | thousands, detected and multiplied | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 18,725 | $14,000 | thousands, detected and multiplied | |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 17,500 | $14,000 | thousands, detected and multiplied | |
| CYBIN INC | 23256X100 | COM | 36,297 | $14,000 | thousands, detected and multiplied | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 14,195 | $14,000 | thousands, detected and multiplied | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 11,030 | $13,000 | thousands, detected and multiplied | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 24,614 | $13,000 | thousands, detected and multiplied | |
| HEXO CORP | 428304406 | COM | 10,078 | $13,000 | thousands, detected and multiplied | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 101,627 | $13,000 | thousands, detected and multiplied | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 57,111 | $13,000 | thousands, detected and multiplied | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 29,250 | $13,000 | thousands, detected and multiplied | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 50,306 | $12,000 | thousands, detected and multiplied | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 17,405 | $12,000 | thousands, detected and multiplied | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 25,000 | $12,000 | thousands, detected and multiplied | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 10,425 | $12,000 | thousands, detected and multiplied | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 10,000 | $12,000 | thousands, detected and multiplied | |
| APPHARVEST INC | 03783T103 | COM | 20,535 | $12,000 | thousands, detected and multiplied | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 12,893 | $12,000 | thousands, detected and multiplied | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 36,461 | $12,000 | thousands, detected and multiplied | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 46,500 | $12,000 | thousands, detected and multiplied | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 10,000 | $11,000 | thousands, detected and multiplied | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 14,313 | $11,000 | thousands, detected and multiplied | |
| VAXART INC NEW | 92243A200 | COM | 14,490 | $10,000 | thousands, detected and multiplied | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 12,699 | $10,000 | thousands, detected and multiplied | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 15,160 | $10,000 | thousands, detected and multiplied | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 11,735 | $9,000 | thousands, detected and multiplied | |
| TRX GOLD CORPORATION | 87283P109 | COM | 20,000 | $9,000 | thousands, detected and multiplied | |
| VROOM INC | 92918V109 | COM | 10,774 | $9,000 | thousands, detected and multiplied | |
| XWELL INC COM NEW | 98420U703 | Stock | 26,100 | $9,000 | thousands, detected and multiplied | |
| SKILLZ INC | 83067L109 | COM | 15,232 | $9,000 | thousands, detected and multiplied | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 18,804 | $9,000 | thousands, detected and multiplied | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 13,200 | $9,000 | thousands, detected and multiplied | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 10,000 | $9,000 | thousands, detected and multiplied | |
| MEI PHARMA INC | 55279B202 | COM NEW | 40,100 | $9,000 | thousands, detected and multiplied | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 10,000 | $8,000 | thousands, detected and multiplied | |
| VINCO VENTURES INC | 927330100 | COM | 26,500 | $8,000 | thousands, detected and multiplied | |
| SAVE FOODS INC | 80512Q303 | COM | 12,000 | $8,000 | thousands, detected and multiplied | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 18,790 | $7,000 | thousands, detected and multiplied | |
| ARRIVAL GROUP | L0423Q108 | SHS | 57,213 | $7,000 | thousands, detected and multiplied | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 11,419 | $7,000 | thousands, detected and multiplied | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 16,666 | $7,000 | thousands, detected and multiplied | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 36,493 | $7,000 | thousands, detected and multiplied | |
| EVOGENE LTD | M4119S104 | SHS | 11,355 | $7,000 | thousands, detected and multiplied | |
| BIOLASE INC | 090911405 | cs | 25,697 | $7,000 | thousands, detected and multiplied | |
| SIDUS SPACE INC CL A COM NEW | 826165102 | Stock | 12,000 | $6,000 | thousands, detected and multiplied | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 12,502 | $6,000 | thousands, detected and multiplied | |
| MOMENTUS INC | 60879E101 | COM | 11,225 | $6,000 | thousands, detected and multiplied | |
| PAVMED INC | 70387R106 | COM | 16,065 | $6,000 | thousands, detected and multiplied | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 10,000 | $6,000 | thousands, detected and multiplied | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 12,813 | $6,000 | thousands, detected and multiplied | |
| MINERVA SURGICAL INC | 60343F106 | COM | 29,539 | $6,000 | thousands, detected and multiplied | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 10,000 | $5,000 | thousands, detected and multiplied | |
| SmileDirectClub Inc | 83192H106 | COM | 12,167 | $5,000 | thousands, detected and multiplied | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 10,110 | $5,000 | thousands, detected and multiplied | |
| VIEW INC | 92671V106 | COM | 10,802 | $5,000 | thousands, detected and multiplied | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 11,212 | $5,000 | thousands, detected and multiplied | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 13,518 | $4,000 | thousands, detected and multiplied | |
| BED BATH & BEYOND INC | 075896100 | COM | 11,592 | $4,000 | thousands, detected and multiplied | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 11,433 | $4,000 | thousands, detected and multiplied | |
| IMPERIAL PETE INC COM NEW | Y3894J104 | Stock | 24,250 | $4,000 | thousands, detected and multiplied | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 20,000 | $4,000 | thousands, detected and multiplied | |
| CBRE GLOBAL REAL ESTATE INCOME FD SUBSCRIPTION RT | 12504G118 | COM | 152,645 | $4,000 | thousands, detected and multiplied | |
| Panbela Therapeutics Inc | 69833W206 | Equity | 10,000 | $4,000 | thousands, detected and multiplied | |
| VBI VACCINES INC | 91822J103 | COM NEW | 12,800 | $3,000 | thousands, detected and multiplied | |
| IRONNET INC | 46323Q105 | COM | 10,636 | $3,000 | thousands, detected and multiplied | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 12,000 | $3,000 | thousands, detected and multiplied | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 30,000 | $3,000 | thousands, detected and multiplied | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 10,340 | $3,000 | thousands, detected and multiplied | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 13,500 | $3,000 | thousands, detected and multiplied | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 12,845 | $2,000 | thousands, detected and multiplied | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 20,111 | $2,000 | thousands, detected and multiplied | |
| HELIOGEN INC | 42329E105 | COM | 11,250 | $2,000 | thousands, detected and multiplied | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 18,150 | $2,000 | thousands, detected and multiplied | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 25,263 | $2,000 | thousands, detected and multiplied | |
| AUDACY INC | 05070N103 | COM | 10,000 | $1,000 | thousands, detected and multiplied | |
| BLUE STAR FOODS CORP | 09606H101 | COM | 12,500 | $1,000 | thousands, detected and multiplied | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 13,512 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| POLYMET MNG CORP | 731916144 | WARR | 63,527 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312272-23-000014 | this filing | 2023-05-11 | acceptance time not in the bulk data set |