13F-HR filed by COMMONWEALTH EQUITY SERVICES, LLC
COMMONWEALTH EQUITY SERVICES, LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-07, with 3,701 holding rows worth $41,580,797,000.
- Accession
- 0000312272-23-000005
- Filer
- CIK 312272
- Filed
- 2023-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 3,701 entries on the cover page, a total value of $41,580,797,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $41,580,797,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-18352. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AYTU BIOPHARMA INC | 054754874 | COM | 309,558 | $58,000 | thousands, detected and multiplied | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 48,989 | $57,000 | thousands, detected and multiplied | |
| SHARECARE INC | 81948W104 | COM | 35,785 | $57,000 | thousands, detected and multiplied | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 60,112 | $57,000 | thousands, detected and multiplied | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 137,705 | $57,000 | thousands, detected and multiplied | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 22,432 | $56,000 | thousands, detected and multiplied | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 12,134 | $56,000 | thousands, detected and multiplied | |
| AXT INC | 00246W103 | COM | 12,780 | $55,000 | thousands, detected and multiplied | |
| BRAINSWAY LTD | 10501L106 | CMN | 22,600 | $55,000 | thousands, detected and multiplied | |
| PLANET LABS PBC | 72703X106 | COM CL A | 12,085 | $52,000 | thousands, detected and multiplied | |
| GOPRO INC | 38268T103 | CL A | 10,455 | $52,000 | thousands, detected and multiplied | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 30,439 | $52,000 | thousands, detected and multiplied | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 22,347 | $52,000 | thousands, detected and multiplied | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 10,776 | $51,000 | thousands, detected and multiplied | |
| HERON THERAPEUTICS INC | 427746102 | COM | 20,612 | $51,000 | thousands, detected and multiplied | |
| VIMEO INC | 92719V100 | COMMON STOCK | 14,667 | $50,000 | thousands, detected and multiplied | |
| GLOBALSTAR INC | 378973408 | COM | 37,963 | $50,000 | thousands, detected and multiplied | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 95,931 | $50,000 | thousands, detected and multiplied | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 10,000 | $48,000 | thousands, detected and multiplied | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 15,196 | $48,000 | thousands, detected and multiplied | |
| 9 METERS BIOPHARMA INC | 654405208 | COM | 38,141 | $48,000 | thousands, detected and multiplied | |
| ADMA BIOLOGICS INC | 000899104 | COM | 11,902 | $46,000 | thousands, detected and multiplied | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 24,469 | $46,000 | thousands, detected and multiplied | |
| BARK Inc. | 68622E104 | COM | 31,233 | $46,000 | thousands, detected and multiplied | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,859 | $45,000 | thousands, detected and multiplied | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 54,423 | $45,000 | thousands, detected and multiplied | |
| CELULARITY INC | 151190105 | COM | 35,220 | $45,000 | thousands, detected and multiplied | |
| UNITY BIOTECHNOLOGY INC COM NEW | 91381U200 | Stock | 16,013 | $43,000 | thousands, detected and multiplied | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 13,097 | $42,000 | thousands, detected and multiplied | |
| VUZIX CORP | 92921W300 | COM NEW | 11,650 | $42,000 | thousands, detected and multiplied | |
| Zedge Inc | 98923T104 | COM | 23,873 | $42,000 | thousands, detected and multiplied | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 27,196 | $42,000 | thousands, detected and multiplied | |
| SIGMATRON INTL INC | 82661L101 | COM | 10,711 | $41,000 | thousands, detected and multiplied | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 149,876 | $41,000 | thousands, detected and multiplied | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 34,775 | $40,000 | thousands, detected and multiplied | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 17,455 | $39,000 | thousands, detected and multiplied | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 37,951 | $39,000 | thousands, detected and multiplied | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 16,460 | $38,000 | thousands, detected and multiplied | |
| ISUN INC | 465246106 | COMMON | 28,688 | $38,000 | thousands, detected and multiplied | |
| AMYRIS INC | 03236M200 | COM NEW | 24,316 | $37,000 | thousands, detected and multiplied | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 50,250 | $37,000 | thousands, detected and multiplied | |
| GEVO INC | 374396406 | COM PAR | 19,371 | $36,000 | thousands, detected and multiplied | |
| OMEROS CORP | 682143102 | COM | 16,314 | $36,000 | thousands, detected and multiplied | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 43,579 | $36,000 | thousands, detected and multiplied | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 30,082 | $35,000 | thousands, detected and multiplied | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 15,245 | $35,000 | thousands, detected and multiplied | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 14,300 | $35,000 | thousands, detected and multiplied | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 215,175 | $35,000 | thousands, detected and multiplied | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 36,093 | $35,000 | thousands, detected and multiplied | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 15,997 | $35,000 | thousands, detected and multiplied | |
| BERKSHIRE GREY INC | 084656107 | COM | 58,010 | $35,000 | thousands, detected and multiplied | |
| COMSTOCK INC | 205750300 | COM NEW | 128,930 | $35,000 | thousands, detected and multiplied | |
| IONQ INC COM | 46222L108 | Stock | 10,053 | $34,000 | thousands, detected and multiplied | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 11,832 | $34,000 | thousands, detected and multiplied | |
| SNDL INC | 83307B101 | COM | 16,460 | $34,000 | thousands, detected and multiplied | |
| GLIMPSE GROUP INC | 37892C106 | COM | 11,510 | $34,000 | thousands, detected and multiplied | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 10,079 | $34,000 | thousands, detected and multiplied | |
| Allbirds Inc | 01675A109 | COM | 14,230 | $34,000 | thousands, detected and multiplied | |
| TITAN MED INC | 88830X819 | COM | 52,008 | $34,000 | thousands, detected and multiplied | |
| CANO HEALTH INC | 13781Y103 | COM | 24,550 | $33,000 | thousands, detected and multiplied | |
| DYADIC INTL INC DEL | 26745T101 | COM | 26,726 | $32,000 | thousands, detected and multiplied | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 10,409 | $31,000 | thousands, detected and multiplied | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 13,725 | $31,000 | thousands, detected and multiplied | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 67,594 | $31,000 | thousands, detected and multiplied | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 17,000 | $31,000 | thousands, detected and multiplied | |
| COMPASS INC | 20464U100 | CL A | 13,290 | $30,000 | thousands, detected and multiplied | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 62,500 | $30,000 | thousands, detected and multiplied | |
| EMX RTY CORP | 26873J107 | COM | 16,019 | $30,000 | thousands, detected and multiplied | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 10,000 | $30,000 | thousands, detected and multiplied | |
| SESEN BIO INC | 817763105 | COM | 49,385 | $30,000 | thousands, detected and multiplied | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 87,412 | $30,000 | thousands, detected and multiplied | |
| CANOO INC | 13803R102 | COM CL A | 23,917 | $29,000 | thousands, detected and multiplied | |
| CUE HEALTH INC | 229790100 | COM | 14,250 | $29,000 | thousands, detected and multiplied | |
| USA TODAY CO INC | 36472T109 | COM | 14,002 | $28,000 | thousands, detected and multiplied | |
| FGI INDUSTRIES LTD | G3302D103 | ORDINARY SHARES | 13,268 | $28,000 | thousands, detected and multiplied | |
| TASEKO MINES LTD COM | 876511106 | Stock | 18,495 | $27,000 | thousands, detected and multiplied | |
| AGENUS INC | 00847G705 | COM NEW | 11,325 | $27,000 | thousands, detected and multiplied | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 17,952 | $26,000 | thousands, detected and multiplied | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 24,912 | $26,000 | thousands, detected and multiplied | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 16,622 | $25,000 | thousands, detected and multiplied | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 17,060 | $25,000 | thousands, detected and multiplied | |
| DENISON MINES CORP | 248356107 | COM | 21,077 | $24,000 | thousands, detected and multiplied | |
| CANAAN INC | 134748102 | SPONSORED ADS | 11,977 | $24,000 | thousands, detected and multiplied | |
| URANIUM RTY CORP | 91702V101 | COM | 10,361 | $24,000 | thousands, detected and multiplied | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 14,339 | $24,000 | thousands, detected and multiplied | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 30,130 | $23,000 | thousands, detected and multiplied | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 17,576 | $23,000 | thousands, detected and multiplied | |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 17,500 | $23,000 | thousands, detected and multiplied | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 18,248 | $23,000 | thousands, detected and multiplied | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 22,500 | $22,000 | thousands, detected and multiplied | |
| SMART SH GLOBAL LTD | 83193E102 | ADS | 19,365 | $22,000 | thousands, detected and multiplied | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 22,473 | $22,000 | thousands, detected and multiplied | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 28,254 | $22,000 | thousands, detected and multiplied | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 14,700 | $22,000 | thousands, detected and multiplied | |
| SELECTQUOTE INC | 816307300 | COM | 32,134 | $21,000 | thousands, detected and multiplied | |
| Fluent Co | 34380C102 | COM | 20,000 | $21,000 | thousands, detected and multiplied | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 38,305 | $20,000 | thousands, detected and multiplied | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 24,320 | $20,000 | thousands, detected and multiplied | |
| VIEW INC | 92671V106 | COM | 21,302 | $20,000 | thousands, detected and multiplied | |
| GAN LTD | G3728V109 | SHS | 12,799 | $19,000 | thousands, detected and multiplied | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 11,469 | $19,000 | thousands, detected and multiplied | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 29,207 | $19,000 | thousands, detected and multiplied | |
| EARGO INC | 270087109 | COM | 33,998 | $19,000 | thousands, detected and multiplied | |
| BRF SA | 10552T107 | SPONSORED ADR | 11,780 | $18,000 | thousands, detected and multiplied | |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,698 | $18,000 | thousands, detected and multiplied | |
| COMSCORE INC | 20564W105 | COM | 15,965 | $18,000 | thousands, detected and multiplied | |
| MUSTANG BIO INC | 62818Q104 | COM | 47,854 | $18,000 | thousands, detected and multiplied | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 46,500 | $18,000 | thousands, detected and multiplied | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 14,437 | $17,000 | thousands, detected and multiplied | |
| GOLDMINING INC | 38149E101 | COM | 15,832 | $17,000 | thousands, detected and multiplied | |
| IGC PHARMA INC | 45408X308 | COM NEW | 53,806 | $17,000 | thousands, detected and multiplied | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 15,572 | $17,000 | thousands, detected and multiplied | |
| LIANBIO ADR | 53000N108 | COM | 10,830 | $17,000 | thousands, detected and multiplied | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 16,522 | $17,000 | thousands, detected and multiplied | |
| FORZA X1 INC | 34988N104 | COM | 14,000 | $17,000 | thousands, detected and multiplied | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 12,635 | $16,000 | thousands, detected and multiplied | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 127,034 | $16,000 | thousands, detected and multiplied | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 70,306 | $15,000 | thousands, detected and multiplied | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 25,000 | $15,000 | thousands, detected and multiplied | |
| VBI VACCINES INC | 91822J103 | COM NEW | 38,792 | $15,000 | thousands, detected and multiplied | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 16,000 | $15,000 | thousands, detected and multiplied | |
| RED CAT HLDGS INC | 75644T100 | COM | 15,577 | $14,000 | thousands, detected and multiplied | |
| VAXART INC NEW | 92243A200 | COM | 14,690 | $14,000 | thousands, detected and multiplied | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 31,961 | $14,000 | thousands, detected and multiplied | |
| TONIX PHARMACEUTICALS HOLDIN | 890260862 | Common Stock | 38,159 | $14,000 | thousands, detected and multiplied | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 29,250 | $14,000 | thousands, detected and multiplied | |
| NUCANA PLC | 67022C106 | ADR | 21,600 | $14,000 | thousands, detected and multiplied | |
| SIDUS SPACE INC CL A COM NEW | 826165102 | Stock | 12,000 | $13,000 | thousands, detected and multiplied | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 11,817 | $13,000 | thousands, detected and multiplied | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 13,000 | $13,000 | thousands, detected and multiplied | |
| SOBR SAFE INC | 833592207 | COM NEW | 13,750 | $13,000 | thousands, detected and multiplied | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 10,000 | $12,000 | thousands, detected and multiplied | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 20,052 | $12,000 | thousands, detected and multiplied | |
| Draganfly Inc | 26142Q205 | COM | 16,246 | $12,000 | thousands, detected and multiplied | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 15,700 | $12,000 | thousands, detected and multiplied | |
| VINCO VENTURES INC | 927330100 | COM | 26,500 | $12,000 | thousands, detected and multiplied | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 11,030 | $11,000 | thousands, detected and multiplied | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 24,614 | $11,000 | thousands, detected and multiplied | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 17,886 | $11,000 | thousands, detected and multiplied | |
| MOMENTUS INC | 60879E101 | COM | 15,125 | $11,000 | thousands, detected and multiplied | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 155,959 | $11,000 | thousands, detected and multiplied | |
| GALECTO INC | 36322Q107 | COM | 10,179 | $11,000 | thousands, detected and multiplied | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 15,160 | $11,000 | thousands, detected and multiplied | |
| XWELL INC COM NEW | 98420U703 | Stock | 30,100 | $10,000 | thousands, detected and multiplied | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 15,000 | $10,000 | thousands, detected and multiplied | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 10,425 | $10,000 | thousands, detected and multiplied | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 35,000 | $10,000 | thousands, detected and multiplied | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 18,771 | $10,000 | thousands, detected and multiplied | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L204 | COM NEW | 33,010 | $10,000 | thousands, detected and multiplied | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 18,790 | $9,000 | thousands, detected and multiplied | |
| ARRIVAL GROUP | L0423Q108 | SHS | 57,213 | $9,000 | thousands, detected and multiplied | |
| TRX GOLD CORPORATION | 87283P109 | COM | 28,500 | $9,000 | thousands, detected and multiplied | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 12,502 | $9,000 | thousands, detected and multiplied | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 10,000 | $9,000 | thousands, detected and multiplied | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 10,000 | $9,000 | thousands, detected and multiplied | |
| MEI PHARMA INC | 55279B202 | COM NEW | 40,100 | $9,000 | thousands, detected and multiplied | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 16,666 | $9,000 | thousands, detected and multiplied | |
| PHUNWARE INC | 71948P100 | COMMON | 11,645 | $9,000 | thousands, detected and multiplied | |
| SAVE FOODS INC | 80512Q303 | COM | 12,000 | $9,000 | thousands, detected and multiplied | |
| SKILLZ INC | 83067L109 | COM | 16,032 | $8,000 | thousands, detected and multiplied | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 28,627 | $8,000 | thousands, detected and multiplied | |
| APPHARVEST INC | 03783T103 | COM | 14,330 | $8,000 | thousands, detected and multiplied | |
| PAVMED INC | 70387R106 | COM | 17,340 | $8,000 | thousands, detected and multiplied | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 13,413 | $8,000 | thousands, detected and multiplied | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 17,855 | $7,000 | thousands, detected and multiplied | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 10,000 | $7,000 | thousands, detected and multiplied | |
| CYBIN INC | 23256X100 | COM | 24,892 | $7,000 | thousands, detected and multiplied | |
| REEDS INC COM | 758338107 | Stock | 114,080 | $7,000 | thousands, detected and multiplied | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 36,461 | $7,000 | thousands, detected and multiplied | |
| EVOGENE LTD | M4119S104 | SHS | 11,355 | $7,000 | thousands, detected and multiplied | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 26,284 | $6,000 | thousands, detected and multiplied | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 41,531 | $6,000 | thousands, detected and multiplied | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 13,500 | $6,000 | thousands, detected and multiplied | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 12,313 | $6,000 | thousands, detected and multiplied | |
| BIOLASE INC | 090911405 | cs | 10,697 | $6,000 | thousands, detected and multiplied | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 13,518 | $5,000 | thousands, detected and multiplied | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 10,000 | $5,000 | thousands, detected and multiplied | |
| IMPERIAL PETE INC COM NEW | Y3894J104 | Stock | 24,250 | $5,000 | thousands, detected and multiplied | |
| BLUE STAR FOODS CORP | 09606H101 | COM | 12,500 | $5,000 | thousands, detected and multiplied | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 24,163 | $5,000 | thousands, detected and multiplied | |
| SmileDirectClub Inc | 83192H106 | COM | 12,032 | $4,000 | thousands, detected and multiplied | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 36,493 | $4,000 | thousands, detected and multiplied | |
| SIENTRA INC | 82621J105 | COM | 20,342 | $4,000 | thousands, detected and multiplied | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 13,052 | $4,000 | thousands, detected and multiplied | |
| MINERVA SURGICAL INC | 60343F106 | COM | 19,539 | $4,000 | thousands, detected and multiplied | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 12,845 | $3,000 | thousands, detected and multiplied | |
| AVAYA HLDGS CORP | 05351X101 | COM | 16,099 | $3,000 | thousands, detected and multiplied | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 11,419 | $3,000 | thousands, detected and multiplied | |
| VENUS CONCEPT INC | 92332W105 | COM | 10,000 | $3,000 | thousands, detected and multiplied | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 12,400 | $3,000 | thousands, detected and multiplied | |
| VALLON PHARMACEUTICALS INC | 92023M101 | COM | 10,350 | $3,000 | thousands, detected and multiplied | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 14,587 | $2,000 | thousands, detected and multiplied | |
| AUDACY INC | 05070N103 | COM | 10,000 | $2,000 | thousands, detected and multiplied | |
| IRONNET INC | 46323Q105 | COM | 10,636 | $2,000 | thousands, detected and multiplied | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 31,000 | $2,000 | thousands, detected and multiplied | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 18,150 | $2,000 | thousands, detected and multiplied | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 10,317 | $2,000 | thousands, detected and multiplied | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 19,111 | $1,000 | thousands, detected and multiplied | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 20,185 | $1,000 | thousands, detected and multiplied | |
| JAGUAR HEALTH INC | 47010C607 | COM | 21,533 | $1,000 | thousands, detected and multiplied | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 13,512 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312272-23-000005 | this filing | 2023-02-07 | acceptance time not in the bulk data set |