13F-HR filed by COMMONWEALTH EQUITY SERVICES, LLC
COMMONWEALTH EQUITY SERVICES, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 3,662 holding rows worth $38,806,094,000.
- Accession
- 0000312272-22-000011
- Filer
- CIK 312272
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 3,662 entries on the cover page, a total value of $38,806,094,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $38,804,282,000 with VALUE read as thousands by filing date, 13F file number 028-18352. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GEVO INC | 374396406 | COM PAR | 19,716 | $44,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 36,093 | $43,000 | thousands by filing date | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 12,491 | $43,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 37,951 | $43,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 167,389 | $43,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 43,579 | $43,000 | thousands by filing date | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 16,622 | $41,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 10,354 | $41,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 67,586 | $40,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 12,606 | $39,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 17,060 | $39,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 36,188 | $38,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 209,558 | $38,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 10,000 | $37,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 14,866 | $36,000 | thousands by filing date | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 10,029 | $36,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 19,677 | $36,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 15,370 | $35,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 24,912 | $35,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 15,525 | $34,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 13,000 | $34,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 20,000 | $34,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 28,054 | $33,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 19,704 | $32,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 17,342 | $32,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 13,801 | $32,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 62,500 | $32,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 50,261 | $32,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 86,537 | $32,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 11,709 | $31,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 14,475 | $31,000 | thousands by filing date | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 11,469 | $31,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 46,500 | $31,000 | thousands by filing date | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 24,213 | $31,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 28,063 | $30,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 80,000 | $30,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 18,648 | $30,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L204 | COM NEW | 20,371 | $30,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 29,207 | $30,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 16,019 | $29,000 | thousands by filing date | |
| FGI INDUSTRIES LTD | G3302D103 | ORDINARY SHARES | 13,268 | $29,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 41,450 | $29,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 39,740 | $28,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 12,799 | $28,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 21,302 | $28,000 | thousands by filing date | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 12,437 | $27,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 35,513 | $27,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 20,000 | $27,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 25,768 | $27,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 15,755 | $26,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 12,826 | $26,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 15,965 | $26,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 14,700 | $26,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 29,410 | $25,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 16,299 | $25,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 20,939 | $24,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 10,110 | $24,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 20,618 | $24,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 28,840 | $24,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 90,510 | $24,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 32,134 | $23,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 53,956 | $23,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 12,490 | $23,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 28,283 | $23,000 | thousands by filing date | |
| SIDUS SPACE INC CL A COM NEW | 826165102 | Stock | 11,000 | $23,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 30,200 | $23,000 | thousands by filing date | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 15,000 | $23,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 51,889 | $23,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 17,125 | $23,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 27,614 | $22,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 13,839 | $22,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 35,000 | $22,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 21,290 | $22,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 21,600 | $22,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 18,595 | $21,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 14,159 | $21,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 10,321 | $21,000 | thousands by filing date | |
| LIANBIO ADR | 53000N108 | COM | 10,830 | $21,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 17,100 | $20,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 16,522 | $20,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 40,515 | $20,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 16,237 | $20,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 49,385 | $20,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 169,510 | $19,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 11,169 | $19,000 | thousands by filing date | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 16,666 | $19,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 10,179 | $19,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 29,250 | $18,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 34,030 | $18,000 | thousands by filing date | |
| MINERVA SURGICAL INC | 60343F106 | COM | 23,339 | $18,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 15,452 | $17,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 25,000 | $17,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,698 | $17,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 13,952 | $17,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 10,783 | $17,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 12,935 | $17,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 12,021 | $16,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 43,010 | $16,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 40,100 | $15,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 33,262 | $15,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 18,032 | $14,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 14,400 | $14,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 16,000 | $14,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 10,129 | $13,000 | thousands by filing date | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 11,817 | $13,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 22,955 | $13,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 40,493 | $13,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 16,738 | $13,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 11,645 | $13,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 15,160 | $13,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 10,425 | $12,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 26,722 | $12,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 36,461 | $12,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 10,000 | $11,000 | thousands by filing date | |
| TRX GOLD CORPORATION | 87283P109 | COM | 28,500 | $11,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 12,502 | $11,000 | thousands by filing date | |
| Draganfly Inc | 26142Q205 | COM | 16,186 | $11,000 | thousands by filing date | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 35,868 | $11,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 13,413 | $11,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 12,002 | $10,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 20,425 | $10,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 17,855 | $10,000 | thousands by filing date | |
| SCISPARC LTD | M82618105 | COM | 12,005 | $10,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 13,518 | $9,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 10,461 | $9,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 10,000 | $9,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 47,900 | $9,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 32,906 | $8,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 11,000 | $8,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 18,150 | $8,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 13,500 | $8,000 | thousands by filing date | |
| IMPERIAL PETE INC COM NEW | Y3894J104 | Stock | 23,050 | $7,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 31,000 | $7,000 | thousands by filing date | |
| BLUE STAR FOODS CORP | 09606H101 | COM | 12,500 | $7,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 25,000 | $7,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 18,790 | $6,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 27,284 | $6,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 13,202 | $6,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 12,180 | $6,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 10,000 | $5,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 10,837 | $5,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 11,504 | $5,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 20,419 | $5,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 29,111 | $4,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 10,500 | $4,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 40,000 | $4,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 10,317 | $4,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 12,400 | $4,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 10,000 | $3,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 20,000 | $3,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 21,737 | $3,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 12,845 | $2,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 10,192 | $2,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 20,285 | $2,000 | thousands by filing date | |
| DSS INC | 26253C102 | COM | 10,338 | $2,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 12,369 | $2,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 15,705 | $1,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 12,450 | $1,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 10,690 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 29,526 | $1,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 12,508 | $1,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 275,507 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312272-22-000011 | this filing | 2022-11-14 | acceptance time not in the bulk data set |