13F-HR filed by COMMONWEALTH EQUITY SERVICES, LLC
COMMONWEALTH EQUITY SERVICES, LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-04, with 3,704 holding rows worth $43,739,957,000.
- Accession
- 0000312272-22-000007
- Filer
- CIK 312272
- Filed
- 2022-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 3,704 entries on the cover page, a total value of $43,739,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $43,738,132,000 with VALUE read as thousands by filing date, 13F file number 028-18352. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 13,090 | $96,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 11,109 | $95,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 21,951 | $95,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 20,529 | $94,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 14,780 | $94,000 | thousands by filing date | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 18,000 | $94,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 13,235 | $94,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 93,000 | $93,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 21,975 | $91,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 40,482 | $91,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 80,000 | $90,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 10,800 | $89,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 12,780 | $89,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 20,303 | $89,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 34,786 | $89,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 19,927 | $88,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 24,336 | $88,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 18,272 | $87,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 52,901 | $87,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 13,550 | $87,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 19,036 | $86,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 42,525 | $84,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 28,018 | $84,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 10,079 | $84,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 27,040 | $84,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 11,338 | $82,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 80,000 | $82,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,527 | $81,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 18,292 | $81,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 16,660 | $79,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 10,242 | $78,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 60,010 | $78,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 14,975 | $75,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 12,053 | $75,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 15,705 | $75,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 13,149 | $74,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 220,375 | $74,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 87,950 | $74,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 13,108 | $73,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 13,203 | $73,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 36,461 | $73,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 14,680 | $73,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,290 | $72,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 10,828 | $71,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 10,071 | $70,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 45,489 | $70,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 10,470 | $70,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 10,590 | $69,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 17,361 | $67,000 | thousands by filing date | |
| Allbirds Inc | 01675A109 | COM | 11,255 | $67,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 15,085 | $66,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 11,522 | $65,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 16,895 | $65,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 22,347 | $65,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 12,602 | $64,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 14,146 | $63,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 60,000 | $63,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 10,448 | $63,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 119,510 | $62,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 12,629 | $62,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 20,136 | $61,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 10,183 | $60,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 10,192 | $60,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 41,038 | $60,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 31,000 | $60,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 12,487 | $59,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 11,100 | $58,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 15,900 | $58,000 | thousands by filing date | |
| SHARECARE INC | 81948W104 | COM | 23,303 | $57,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 87,510 | $57,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 12,906 | $56,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 10,717 | $56,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 11,669 | $55,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 15,452 | $55,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 119,745 | $55,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 18,273 | $54,000 | thousands by filing date | |
| BITNILE METAVERSE INC | 27888N307 | CMN | 23,713 | $54,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 10,956 | $52,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 33,293 | $52,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 40,069 | $50,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 28,054 | $50,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 22,924 | $49,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 10,507 | $47,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 26,529 | $47,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 26,010 | $47,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 21,450 | $47,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 29,140 | $46,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 11,901 | $45,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 23,087 | $45,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 15,465 | $45,000 | thousands by filing date | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 15,416 | $45,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 32,300 | $45,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 20,670 | $45,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 19,595 | $44,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 25,832 | $43,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 26,902 | $43,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 114,034 | $43,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 86,662 | $43,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 16,402 | $42,000 | thousands by filing date | |
| FGI INDUSTRIES LTD | G3302D103 | ORDINARY SHARES | 14,057 | $42,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 12,071 | $41,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 29,614 | $41,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 27,625 | $41,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 40,136 | $40,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 13,298 | $40,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 21,802 | $40,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 19,749 | $40,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 11,000 | $39,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 131,000 | $39,000 | thousands by filing date | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 13,890 | $38,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 20,597 | $38,000 | thousands by filing date | |
| Draganfly Inc | 26142Q205 | COM | 16,186 | $38,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 30,283 | $37,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 11,820 | $37,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 16,360 | $36,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 101,046 | $35,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 10,969 | $34,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 16,019 | $34,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 56,784 | $34,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 15,000 | $33,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 10,621 | $33,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 29,200 | $33,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 11,265 | $32,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 11,169 | $32,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 11,761 | $32,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 10,796 | $31,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 33,000 | $31,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 10,274 | $31,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 12,237 | $30,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 14,276 | $29,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 49,423 | $29,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 40,035 | $29,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 12,281 | $28,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 13,589 | $28,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 21,355 | $28,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 12,985 | $27,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 42,901 | $27,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 28,000 | $26,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 47,982 | $25,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 20,695 | $25,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 11,100 | $25,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 22,522 | $25,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 36,799 | $25,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 10,747 | $24,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 18,340 | $24,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 40,100 | $24,000 | thousands by filing date | |
| BLUE STAR FOODS CORP | 09606H101 | COM | 12,500 | $24,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 12,502 | $23,000 | thousands by filing date | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 11,817 | $23,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 29,000 | $23,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 37,900 | $23,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 38,093 | $22,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 26,907 | $22,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 23,000 | $22,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 100,000 | $22,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 40,493 | $21,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 10,317 | $21,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 50,550 | $20,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 10,000 | $20,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 17,525 | $20,000 | thousands by filing date | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 16,666 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 28,137 | $19,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 30,700 | $19,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 14,723 | $19,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 17,100 | $18,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 10,425 | $17,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 11,197 | $16,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 20,722 | $16,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 11,392 | $15,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 22,955 | $15,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 50,000 | $15,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 13,818 | $15,000 | thousands by filing date | |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 11,200 | $15,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 15,000 | $14,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 31,526 | $14,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 20,335 | $14,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 26,549 | $14,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 16,000 | $14,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 10,000 | $13,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 11,990 | $13,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 12,664 | $13,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 18,790 | $12,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 10,001 | $12,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 10,000 | $11,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 11,000 | $10,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 11,000 | $10,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 26,284 | $9,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 10,000 | $9,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 20,465 | $9,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 26,118 | $8,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 12,908 | $8,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 11,208 | $7,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 15,360 | $7,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 12,821 | $7,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 10,000 | $6,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 20,000 | $6,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 18,500 | $5,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 12,845 | $4,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 16,000 | $4,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 28,571 | $4,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 12,371 | $4,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L113 | *W EXP 01/24/202 | 15,705 | $3,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 10,030 | $2,000 | thousands by filing date | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 10,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312272-22-000007 | this filing | 2022-05-04 | acceptance time not in the bulk data set |