13F-HR filed by COMMONWEALTH EQUITY SERVICES, LLC
COMMONWEALTH EQUITY SERVICES, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-01-31, with 3,643 holding rows worth $44,393,665,000.
- Accession
- 0000312272-22-000003
- Filer
- CIK 312272
- Filed
- 2022-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 3,643 entries on the cover page, a total value of $44,393,665,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $44,391,871,000 with VALUE read as thousands by filing date, 13F file number 028-18352. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AUTOSCOPE TECHNOLOGIES CORP | 053306106 | com | 12,051 | $75,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 11,909 | $71,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 11,000 | $71,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 225,461 | $69,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 20,028 | $68,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 29,893 | $68,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 12,487 | $67,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 17,184 | $67,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 23,230 | $64,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 16,553 | $62,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 18,500 | $62,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 31,375 | $62,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 119,745 | $61,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 15,452 | $60,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 17,829 | $60,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 12,886 | $59,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 21,558 | $59,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 13,273 | $58,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 12,633 | $57,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 14,276 | $56,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,402 | $56,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 54,901 | $56,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 17,669 | $55,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 10,841 | $54,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 58,784 | $53,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 11,999 | $52,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 15,650 | $52,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 14,090 | $52,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 25,300 | $51,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 51,203 | $51,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 12,023 | $50,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 12,899 | $50,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 112,272 | $50,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 24,600 | $49,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 86,662 | $49,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,529 | $48,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 10,100 | $48,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 30,442 | $48,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 22,355 | $48,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 22,000 | $48,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 20,200 | $47,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 40,914 | $47,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 11,265 | $46,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 89,510 | $46,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 12,797 | $46,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 19,949 | $46,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 14,717 | $45,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 45,000 | $45,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 29,779 | $44,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 29,522 | $44,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 28,339 | $43,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 41,093 | $42,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 18,083 | $42,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 26,361 | $42,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 19,595 | $40,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 20,695 | $40,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 12,041 | $39,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 17,025 | $38,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 25,114 | $37,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 11,721 | $37,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 31,981 | $37,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 119,000 | $37,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 12,260 | $36,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 16,019 | $36,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 13,820 | $36,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 26,043 | $35,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 50,000 | $35,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 16,902 | $34,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 40,290 | $33,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 12,975 | $33,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 33,000 | $33,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 11,052 | $33,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 23,010 | $32,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 18,867 | $32,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 14,400 | $32,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 47,966 | $29,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 29,000 | $29,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 11,100 | $29,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 12,908 | $29,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 14,136 | $28,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 11,237 | $28,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 34,423 | $28,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 77,200 | $27,000 | thousands by filing date | |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 11,200 | $27,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 21,932 | $26,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 11,177 | $26,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 36,314 | $25,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 32,901 | $25,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 28,000 | $24,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 15,223 | $24,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 36,799 | $24,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 13,775 | $23,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 10,079 | $23,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 12,502 | $23,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 40,493 | $23,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 22,955 | $22,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 28,137 | $21,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 20,000 | $21,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 14,618 | $21,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 19,908 | $20,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 10,284 | $20,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 17,000 | $20,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 23,000 | $20,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,614 | $20,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 15,000 | $20,000 | thousands by filing date | |
| BLUE STAR FOODS CORP | 09606H101 | COM | 12,500 | $20,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 12,625 | $20,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 33,626 | $19,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 20,465 | $19,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 46,396 | $18,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 10,425 | $17,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 10,525 | $17,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 45,367 | $17,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 26,549 | $17,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 12,852 | $15,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 15,000 | $14,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 10,000 | $14,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 27,470 | $14,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 20,000 | $14,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 16,000 | $14,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 10,000 | $13,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 11,392 | $13,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 11,197 | $13,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 10,850 | $13,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 38,050 | $12,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 16,438 | $12,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U107 | *W EXP 09/30/202 | 20,200 | $11,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 10,000 | $11,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 10,747 | $11,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 26,284 | $10,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 11,000 | $10,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 10,000 | $10,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 18,790 | $9,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 10,000 | $9,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 13,821 | $8,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 18,500 | $7,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 15,960 | $6,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 10,800 | $6,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 12,371 | $6,000 | thousands by filing date | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 10,000 | $5,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 12,845 | $3,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 10,030 | $3,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 10,143 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312272-22-000003 | this filing | 2022-01-31 | acceptance time not in the bulk data set |