13F-HR filed by COMMONWEALTH EQUITY SERVICES, LLC
COMMONWEALTH EQUITY SERVICES, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 3,197 holding rows worth $33,239,755,000.
- Accession
- 0000312272-21-000002
- Filer
- CIK 312272
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 3,197 entries on the cover page, a total value of $33,239,755,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $33,238,169,000 with VALUE read as thousands by filing date, 13F file number 028-18352. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 15,025 | $325,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,902 | $324,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 25,114 | $324,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 3,443 | $324,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 31,090 | $324,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 3,674 | $324,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 8,712 | $324,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 103,930 | $324,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 8,397 | $323,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 12,504 | $322,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 2,271 | $322,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 10,868 | $321,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 18,483 | $321,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 6,589 | $320,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 8,432 | $320,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 9,524 | $320,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 38,857 | $320,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 36,340 | $318,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 14,472 | $318,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 18,654 | $318,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 106,240 | $318,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 14,543 | $318,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 28,439 | $317,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 14,115 | $317,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 5,849 | $316,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 22,712 | $316,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 13,174 | $316,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 33,587 | $316,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 4,603 | $316,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 54,975 | $316,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 4,031 | $315,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,849 | $315,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 25,000 | $315,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 14,185 | $314,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,425 | $314,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 4,523 | $313,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 16,748 | $313,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 8,475 | $312,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 11,585 | $312,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 63,230 | $312,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 7,797 | $312,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,280 | $311,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 23,250 | $311,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 37,171 | $310,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 30,295 | $310,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 8,079 | $310,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 7,558 | $310,000 | thousands by filing date | |
| LISTED FD TR | 53656F821 | TRUESHS TECH AI | 6,513 | $310,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 18,241 | $309,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 50,694 | $309,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 5,916 | $308,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 10,786 | $308,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 7,339 | $306,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 35,079 | $306,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 6,610 | $306,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 7,214 | $306,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 27,881 | $306,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,657 | $305,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,905 | $305,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 6,087 | $305,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 12,485 | $305,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 6,046 | $304,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 10,613 | $304,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 8,254 | $304,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 14,950 | $304,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 6,107 | $304,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 12,622 | $304,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,298 | $303,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 4,717 | $303,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 9,458 | $302,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 35,579 | $302,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 9,382 | $302,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,621 | $301,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,910 | $301,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 4,710 | $301,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 9,159 | $301,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 2,167 | $300,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 18,068 | $300,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,110 | $300,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 4,842 | $300,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 3,852 | $299,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 4,924 | $299,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 2,810 | $299,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 10,062 | $299,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 3,540 | $298,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 34,451 | $298,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 13,200 | $298,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 78,310 | $298,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 10,486 | $298,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,116 | $297,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 20,009 | $297,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 10,406 | $297,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 3,437 | $297,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 8,276 | $296,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 32,250 | $296,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 29,335 | $296,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 37,140 | $296,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 5,560 | $296,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,644 | $295,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 555 | $295,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,755 | $295,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 15,598 | $295,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L706 | MERLYN AI BULL | 8,866 | $295,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 6,547 | $293,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 10,640 | $293,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 6,816 | $292,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 286,000 | $292,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 1,997 | $291,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 4,379 | $291,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 11,108 | $291,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 5,685 | $291,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 2,256 | $290,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 5,896 | $290,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 11,307 | $290,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 32,560 | $289,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 34,129 | $288,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 23,358 | $288,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 18,126 | $288,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 16,561 | $288,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 25,808 | $288,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 18,453 | $288,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 94,205 | $287,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 16,184 | $287,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 6,795 | $287,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 22,025 | $287,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,162 | $285,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,659 | $284,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,060 | $284,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 2,322 | $284,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,951 | $284,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 3,821 | $283,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 2,784 | $283,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 20,733 | $283,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 32,173 | $283,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 7,859 | $283,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 16,833 | $282,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 9,648 | $282,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 6,580 | $281,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,219 | $281,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 8,882 | $281,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 15,604 | $280,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 27,090 | $280,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 6,533 | $279,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 10,809 | $278,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 23,038 | $276,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 41,650 | $276,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 9,602 | $275,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 15,773 | $275,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 16,700 | $275,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 18,595 | $275,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,603 | $275,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 9,370 | $275,000 | thousands by filing date | |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 10,751 | $275,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 10,568 | $274,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 2,754 | $274,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 73,900 | $274,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 9,135 | $274,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 19,356 | $274,000 | thousands by filing date | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 9,628 | $272,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 7,287 | $272,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 41,867 | $272,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 33,583 | $271,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 16,458 | $271,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 2,021 | $270,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 24,756 | $270,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 9,970 | $270,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 2,370 | $270,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P520 | GENOMIC ADV ETF | 6,098 | $270,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 3,475 | $269,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 15,136 | $269,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 30,641 | $269,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 19,095 | $269,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 19,288 | $269,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 12,149 | $268,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 5,588 | $268,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 21,518 | $268,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 36,507 | $267,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 12,821 | $267,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 43,324 | $266,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 5,018 | $266,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 5,047 | $266,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 2,217 | $265,000 | thousands by filing date | |
| RH | 74967X103 | COM | 594 | $265,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,557 | $264,000 | thousands by filing date | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 9,036 | $264,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 13,243 | $264,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 564 | $263,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 17,144 | $263,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 50,296 | $262,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 6,902 | $262,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 3,626 | $262,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 19,911 | $262,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 70,817 | $261,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,911 | $260,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,963 | $260,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 22,322 | $260,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 6,161 | $260,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 12,959 | $260,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 9,453 | $259,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 113,356 | $258,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 21,918 | $258,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 24,798 | $258,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 2,186 | $257,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 2,794 | $257,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 18,522 | $257,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 7,932 | $256,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 7,554 | $256,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 20,921 | $256,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 6,169 | $255,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 10,723 | $255,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 12,888 | $255,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 8,012 | $255,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 421 | $254,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 5,361 | $254,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 3,131 | $254,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 5,851 | $254,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 63,669 | $254,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 17,869 | $253,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,571 | $253,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 6,060 | $253,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 14,081 | $253,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,262 | $252,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 5,445 | $252,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 7,559 | $252,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 56,759 | $252,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 9,661 | $252,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 11,749 | $252,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,173 | $251,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 3,566 | $251,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 3,308 | $251,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 12,528 | $251,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 35,378 | $251,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 20,030 | $250,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 26,592 | $250,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 7,388 | $250,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,382 | $250,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 5,518 | $249,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 5,549 | $249,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,959 | $249,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,880 | $249,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 5,800 | $249,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 40,986 | $248,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 7,866 | $248,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 2,763 | $248,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 18,250 | $247,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 247,000 | $247,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 7,688 | $246,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 22,520 | $245,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 3,380 | $244,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 47,325 | $244,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 14,956 | $244,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 4,204 | $244,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 9,510 | $244,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 2,225 | $243,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 9,079 | $242,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 23,423 | $242,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 8,408 | $242,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 8,912 | $242,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,147 | $242,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 16,334 | $242,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 6,537 | $242,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 12,175 | $242,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 6,596 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 3,048 | $242,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,214 | $241,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 20,600 | $241,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 8,003 | $240,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 21,457 | $240,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 9,578 | $240,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 8,561 | $240,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 21,096 | $240,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 19,632 | $239,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 243,597 | $239,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 8,379 | $238,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 44,050 | $237,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 4,843 | $237,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 36,457 | $237,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 11,539 | $237,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 9,138 | $237,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 4,564 | $237,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,279 | $236,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 10,460 | $236,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 3,264 | $236,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 26,910 | $236,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 37,049 | $236,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,015 | $235,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 2,417 | $235,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 18,851 | $235,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 11,923 | $234,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,952 | $234,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 8,116 | $233,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 21,272 | $233,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 16,014 | $233,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 6,390 | $233,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 5,809 | $233,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 7,476 | $233,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 7,851 | $232,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 8,420 | $232,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 2,844 | $232,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 14,810 | $232,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 5,407 | $231,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B303 | BLUE HORIZON BNE | 8,299 | $231,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C565 | US EQTY ULTRA BU | 8,153 | $230,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 1,489 | $229,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 4,282 | $229,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 11,691 | $228,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 3,627 | $228,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 17,316 | $227,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 7,293 | $227,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 9,693 | $227,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 9,328 | $227,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 9,753 | $225,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 16,103 | $225,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 10,162 | $225,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 8,848 | $225,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 26,103 | $225,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 11,440 | $224,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,104 | $224,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 6,023 | $224,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 7,797 | $224,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 2,434 | $224,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 8,928 | $224,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 8,842 | $222,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,042 | $222,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 21,265 | $222,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 22,522 | $222,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 10,100 | $221,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 3,532 | $221,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 12,572 | $221,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 12,637 | $221,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 809 | $220,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 3,907 | $220,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 4,277 | $219,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 7,474 | $219,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,020 | $219,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 51,602 | $219,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 6,005 | $219,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 20,944 | $219,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 10,829 | $219,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 15,428 | $218,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 94,519 | $218,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 3,222 | $218,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 18,558 | $218,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 3,028 | $218,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 20,590 | $218,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 24,127 | $218,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 10,544 | $218,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,686 | $217,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 26,615 | $217,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 4,842 | $217,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 215,000 | $217,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 18,576 | $216,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 7,820 | $216,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 13,918 | $216,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 48,382 | $216,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 7,699 | $216,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,778 | $215,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 2,798 | $215,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 12,700 | $215,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 23,208 | $215,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 7,353 | $214,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,465 | $214,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 10,133 | $214,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 6,882 | $214,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 18,853 | $214,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 3,923 | $214,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 2,833 | $213,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 8,648 | $213,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 51,884 | $213,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 26,181 | $213,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 21,013 | $213,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 6,662 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 5,664 | $212,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 212 | $212,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 13,040 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,493 | $212,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 2,866 | $212,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 2,886 | $211,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 5,211 | $211,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 12,798 | $211,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 16,130 | $211,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 2,797 | $210,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 19,696 | $210,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 36,724 | $210,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 6,647 | $209,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 15,330 | $209,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 2,819 | $209,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 61,525 | $209,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 2,989 | $209,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 3,947 | $208,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 11,493 | $208,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 19,527 | $207,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 10,296 | $207,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 24,653 | $207,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 5,740 | $207,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 26,276 | $207,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 10,117 | $207,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 2,297 | $206,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 10,648 | $206,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 2,502 | $205,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 16,346 | $205,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 4,741 | $205,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 6,032 | $205,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 1,549 | $205,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,110 | $204,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 6,552 | $204,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 20,327 | $204,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,341 | $203,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,328 | $203,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 6,008 | $203,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 11,848 | $203,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 267,389 | $203,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,443 | $202,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 3,379 | $202,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 50,873 | $202,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 51,342 | $202,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 6,030 | $202,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 6,497 | $201,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 6,774 | $201,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 8,717 | $201,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 12,025 | $201,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 1,789 | $200,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 7,657 | $200,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 50,000 | $200,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 2,923 | $200,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 31,950 | $200,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 32,974 | $199,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15,598 | $198,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 16,326 | $198,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 10,174 | $196,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 92,057 | $195,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 11,782 | $195,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 12,867 | $195,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 13,696 | $194,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 17,339 | $194,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 29,128 | $194,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 21,452 | $193,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 15,891 | $192,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 23,928 | $191,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 14,790 | $190,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 11,168 | $189,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 13,868 | $189,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 14,714 | $188,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 28,000 | $187,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 15,111 | $183,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 17,085 | $183,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 14,407 | $183,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 29,545 | $182,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 13,641 | $180,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 13,357 | $179,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 11,596 | $179,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 18,000 | $179,000 | thousands by filing date | |
| DIGIRAD CORP | 253827703 | COM NEW | 50,000 | $179,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 13,505 | $178,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 20,323 | $176,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 20,689 | $174,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 17,702 | $174,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 41,550 | $174,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 12,715 | $173,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 10,852 | $172,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 21,365 | $172,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 13,211 | $172,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 15,604 | $171,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 29,986 | $171,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 12,126 | $170,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 17,500 | $170,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 15,764 | $168,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 13,466 | $167,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 66,521 | $167,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 11,518 | $165,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 11,029 | $164,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 10,361 | $164,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 17,936 | $164,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 10,530 | $163,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 38,586 | $163,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 44,085 | $163,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 11,382 | $162,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 25,258 | $162,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 15,000 | $161,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 89,829 | $158,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 16,979 | $157,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 10,134 | $156,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 12,866 | $155,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 31,904 | $154,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 10,485 | $153,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 10,438 | $153,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 11,348 | $152,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 15,436 | $150,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 23,927 | $150,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 10,500 | $149,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 61,948 | $149,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 21,173 | $148,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 17,548 | $148,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 24,704 | $147,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 14,264 | $146,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 25,036 | $146,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 10,542 | $146,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 41,552 | $146,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 16,044 | $146,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 13,795 | $145,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312272-21-000002 | this filing | 2021-02-11 | acceptance time not in the bulk data set |