13F-HR filed by COMMONWEALTH EQUITY SERVICES, LLC
COMMONWEALTH EQUITY SERVICES, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 2,948 holding rows worth $26,495,525,000.
- Accession
- 0000312272-20-000011
- Filer
- CIK 312272
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 2,948 entries on the cover page, a total value of $26,495,525,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $26,494,064,000 with VALUE read as thousands by filing date, 13F file number 028-18352. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 5,240 | $224,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 11,416 | $224,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 22,204 | $223,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 8,116 | $223,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 8,004 | $223,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,160 | $222,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 19,882 | $222,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,873 | $222,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 2,509 | $222,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 32,500 | $222,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 1,776 | $222,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 4,634 | $222,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 13,016 | $222,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 22,479 | $222,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 16,517 | $221,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 3,223 | $221,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 7,387 | $221,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 8,603 | $220,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 18,096 | $220,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 9,473 | $220,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 12,607 | $219,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 31,106 | $219,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,126 | $218,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 3,493 | $218,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 16,615 | $218,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 17,250 | $218,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 5,400 | $217,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 33,527 | $217,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 3,145 | $216,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,676 | $216,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 8,790 | $215,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 5,646 | $215,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 5,285 | $214,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 5,250 | $214,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 8,438 | $214,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,426 | $214,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 7,307 | $214,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 76,400 | $214,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 20,350 | $214,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 7,194 | $213,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 8,552 | $213,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 5,539 | $212,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 14,701 | $212,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 2,922 | $212,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,682 | $211,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,794 | $211,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 32,263 | $211,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 19,836 | $211,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 7,754 | $211,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 9,267 | $211,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 5,297 | $210,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 7,964 | $210,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 4,315 | $210,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 14,616 | $210,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 4,141 | $210,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 20,135 | $209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 3,896 | $209,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 13,569 | $209,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 6,074 | $209,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 23,327 | $209,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 22,915 | $209,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 14,620 | $208,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 4,461 | $208,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 2,860 | $208,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 79,969 | $208,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 11,564 | $208,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 21,718 | $208,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 4,432 | $207,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 3,199 | $207,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 5,604 | $207,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 16,382 | $206,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 23,969 | $206,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 8,488 | $206,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 27,156 | $206,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,950 | $206,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 25,694 | $205,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 14,772 | $205,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 20,044 | $205,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 7,605 | $205,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 2,210 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 9,805 | $205,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 7,350 | $205,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 4,341 | $204,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 5,573 | $204,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 102,160 | $204,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 8,050 | $204,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,980 | $203,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 18,517 | $203,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 17,231 | $203,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 2,146 | $203,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 17,875 | $203,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,109 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 3,674 | $203,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 4,835 | $202,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,186 | $202,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 5,420 | $202,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 41,511 | $202,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 20,809 | $201,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 11,308 | $201,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 4,426 | $201,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 2,305 | $201,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,562 | $201,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E248 | S&P INTL DEV | 8,917 | $201,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 11,545 | $200,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 7,143 | $200,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 49,338 | $200,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 9,700 | $200,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 36,807 | $200,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 4,282 | $199,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 243,000 | $199,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 10,433 | $196,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 11,596 | $195,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 52,281 | $195,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 11,181 | $194,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 18,534 | $194,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 47,550 | $194,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 83,658 | $193,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 16,269 | $193,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 10,600 | $193,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 12,866 | $193,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,470 | $192,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 35,830 | $192,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 31,092 | $191,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 14,615 | $191,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 14,438 | $191,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 37,200 | $191,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 46,778 | $189,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 20,943 | $187,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 16,257 | $186,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 16,505 | $186,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 18,022 | $186,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 26,440 | $185,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 25,697 | $182,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 11,499 | $182,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 19,208 | $182,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 20,000 | $182,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 16,981 | $181,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 23,914 | $180,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 37,049 | $180,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 26,100 | $180,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 26,103 | $180,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 21,679 | $179,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 103,863 | $179,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 13,422 | $178,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 78,925 | $178,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 12,909 | $178,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 13,992 | $177,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 34,949 | $177,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 11,725 | $176,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 10,683 | $175,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 19,874 | $175,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 22,479 | $175,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 18,500 | $175,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 26,943 | $174,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 15,811 | $173,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 17,949 | $173,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 16,050 | $173,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 12,693 | $173,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 13,867 | $173,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 16,678 | $172,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 15,687 | $172,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 15,579 | $171,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 169,447 | $171,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 62,493 | $171,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 15,177 | $170,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 10,500 | $169,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 11,860 | $169,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 40,518 | $165,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 13,377 | $164,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,870 | $163,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 47,336 | $163,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 10,526 | $162,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 13,805 | $162,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 16,750 | $161,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 54,619 | $160,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 11,729 | $159,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 29,429 | $158,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 22,108 | $158,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,102 | $157,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 36,313 | $157,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 31,777 | $156,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 21,623 | $156,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 16,652 | $156,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 15,785 | $156,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 11,187 | $155,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 20,459 | $155,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 17,361 | $154,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 20,363 | $154,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 12,235 | $153,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 14,823 | $151,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 14,778 | $151,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 10,135 | $151,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 26,144 | $151,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 14,582 | $151,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 15,330 | $150,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 66,085 | $150,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 10,999 | $150,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 10,237 | $150,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 24,270 | $150,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 10,835 | $149,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 12,632 | $149,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,702 | $147,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 32,863 | $146,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 15,000 | $146,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 11,940 | $145,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 65,078 | $144,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 21,474 | $144,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 14,073 | $144,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 54,302 | $143,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 91,692 | $143,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 27,795 | $142,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 30,184 | $140,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 46,224 | $139,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 10,500 | $139,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 12,720 | $138,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 12,353 | $137,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 13,396 | $137,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 14,634 | $136,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 41,471 | $136,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 16,535 | $135,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 12,797 | $134,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 11,561 | $132,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 18,549 | $132,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 16,726 | $131,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 32,205 | $131,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 10,230 | $130,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 22,629 | $128,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 26,753 | $128,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 17,400 | $128,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 14,517 | $128,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 45,848 | $126,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 19,689 | $125,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 50,525 | $125,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 290,889 | $125,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,953 | $124,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 12,386 | $124,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 14,936 | $124,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 11,979 | $123,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 20,294 | $123,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 19,067 | $123,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 87,021 | $123,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 66,899 | $122,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 18,293 | $122,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,368 | $119,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 13,478 | $119,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 82,814 | $118,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 21,616 | $118,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 16,804 | $115,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 12,031 | $115,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 14,242 | $115,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 28,096 | $115,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 12,000 | $114,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 32,387 | $114,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 14,950 | $113,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 16,717 | $113,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 13,297 | $113,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 14,985 | $111,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 10,296 | $111,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 22,731 | $109,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 12,126 | $108,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 23,452 | $107,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 39,488 | $105,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 11,900 | $105,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 12,139 | $104,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 22,325 | $103,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 44,225 | $103,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 18,122 | $101,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 74,302 | $101,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 12,105 | $101,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 12,292 | $101,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,655 | $100,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 9,841 | $100,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 19,642 | $100,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 11,725 | $100,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 12,075 | $100,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 15,472 | $99,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 59,353 | $98,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 50,000 | $98,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 10,302 | $96,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 10,434 | $96,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 15,932 | $96,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 36,331 | $94,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 19,530 | $91,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 177,431 | $90,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 14,316 | $90,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 103,000 | $90,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 16,909 | $90,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 24,650 | $89,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 17,391 | $88,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,039 | $88,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 10,524 | $87,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 18,746 | $87,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 11,064 | $86,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 22,878 | $83,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 46,221 | $83,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 14,650 | $82,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 10,500 | $82,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 26,075 | $81,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 10,400 | $80,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 55,359 | $79,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 28,705 | $78,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 11,575 | $78,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 10,000 | $77,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 36,150 | $76,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 11,850 | $75,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 16,395 | $74,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 85,419 | $74,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 12,066 | $74,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 16,997 | $73,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 10,650 | $73,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 16,990 | $72,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 57,812 | $72,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 15,026 | $71,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 27,940 | $70,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 10,986 | $70,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 22,790 | $70,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 10,723 | $68,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 92,201 | $68,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 29,229 | $68,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 11,935 | $68,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 39,350 | $67,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 20,278 | $66,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 20,081 | $66,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 11,518 | $64,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 65,000 | $64,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 32,426 | $63,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 12,841 | $62,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 40,000 | $62,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,788 | $61,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,315 | $61,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 11,534 | $61,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,290 | $60,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 10,584 | $60,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 12,388 | $59,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 18,391 | $58,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 21,135 | $57,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 17,460 | $56,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 14,600 | $56,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 23,744 | $54,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 23,221 | $54,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 12,308 | $53,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 12,308 | $53,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 197,054 | $53,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 11,265 | $53,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 42,356 | $53,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 13,219 | $51,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 14,013 | $51,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 15,192 | $51,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 13,463 | $50,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 11,203 | $50,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 16,948 | $49,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 40,196 | $49,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 88,556 | $48,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 78,031 | $48,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 72,010 | $48,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 22,000 | $47,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 13,550 | $47,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 18,100 | $46,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 33,656 | $45,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 39,643 | $45,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 19,689 | $43,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 15,231 | $42,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 26,906 | $40,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 19,993 | $40,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 33,235 | $40,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 42,000 | $40,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 45,000 | $40,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 14,690 | $39,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 10,121 | $39,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 12,660 | $38,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 41,000 | $38,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 38,000 | $37,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 12,873 | $37,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 20,915 | $37,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 42,000 | $36,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 128,128 | $35,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 18,335 | $35,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 13,943 | $34,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 16,019 | $34,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 13,980 | $32,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 39,107 | $32,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 13,955 | $32,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 10,944 | $31,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 16,000 | $31,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 11,339 | $30,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 10,394 | $30,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 21,925 | $30,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 22,200 | $29,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 14,513 | $28,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 19,882 | $27,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 20,722 | $27,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 37,870 | $27,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 30,000 | $27,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 24,315 | $26,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 23,280 | $26,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 51,275 | $26,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 17,184 | $26,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 19,647 | $26,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 29,744 | $25,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 13,590 | $25,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 17,936 | $25,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 20,000 | $25,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 146,496 | $24,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 10,738 | $24,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,226 | $23,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 26,719 | $22,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 10,956 | $22,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 25,864 | $21,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 38,784 | $21,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 37,500 | $21,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 27,000 | $20,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 25,100 | $20,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 20,000 | $19,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 11,850 | $19,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 26,500 | $18,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 13,320 | $18,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 15,000 | $18,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 45,370 | $17,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 21,482 | $16,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 12,943 | $16,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 18,500 | $16,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 11,223 | $16,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 10,635 | $14,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 17,857 | $13,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 14,000 | $13,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,996 | $13,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 10,000 | $12,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 10,890 | $12,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 17,019 | $12,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 12,662 | $11,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 12,350 | $11,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 11,993 | $11,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 12,000 | $11,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 10,000 | $11,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 11,000 | $10,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 17,866 | $10,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 11,221 | $9,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 17,500 | $9,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 17,455 | $9,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 13,600 | $9,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 17,427 | $8,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 26,713 | $8,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 10,000 | $8,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 55,245 | $8,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 12,218 | $7,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 13,195 | $6,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 10,000 | $6,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 11,640 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312272-20-000011 | this filing | 2020-08-12 | acceptance time not in the bulk data set |