13F-HR filed by COMMONWEALTH EQUITY SERVICES, LLC
COMMONWEALTH EQUITY SERVICES, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 2,676 holding rows worth $18,827,885,000.
- Accession
- 0000312272-19-000003
- Filer
- CIK 312272
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 2,676 entries on the cover page, a total value of $18,827,885,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,826,528,000 with VALUE read as thousands by filing date, 13F file number 028-18352. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 22,707 | $303,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 41,902 | $302,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 3,404 | $302,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,811 | $301,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 8,986 | $301,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 8,136 | $300,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 31,295 | $300,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,898 | $300,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 9,537 | $299,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 26,831 | $299,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 8,306 | $298,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 14,738 | $298,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 9,298 | $298,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 12,273 | $297,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 4,677 | $297,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 11,548 | $297,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 44,309 | $297,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 9,863 | $297,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 3,891 | $297,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 9,605 | $296,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 13,502 | $296,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 16,273 | $296,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 14,308 | $296,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,315 | $295,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 14,918 | $295,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 30,871 | $295,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 8,886 | $295,000 | thousands by filing date | |
| FFBW INC | 30258M107 | COM | 29,500 | $295,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,333 | $294,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 11,624 | $294,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 8,973 | $294,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 16,072 | $294,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 10,586 | $293,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 30,062 | $293,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,336 | $292,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 49,518 | $292,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C724 | RUSL 1000 DYNM | 11,615 | $291,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 3,555 | $290,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 27,790 | $289,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 22,723 | $289,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,745 | $288,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,876 | $288,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 18,013 | $288,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 19,593 | $288,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 3,180 | $287,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 5,538 | $287,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 10,863 | $287,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 30,114 | $286,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 5,121 | $286,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 7,925 | $286,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 4,153 | $285,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 2,873 | $284,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 10,795 | $284,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,160 | $284,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 5,162 | $283,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,197 | $283,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 22,416 | $283,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 454 | $283,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 16,144 | $283,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 7,817 | $282,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 11,346 | $282,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 4,515 | $282,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 7,872 | $281,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 8,023 | $281,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,923 | $281,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 14,513 | $281,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 20,005 | $280,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,500 | $280,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 15,105 | $280,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 12,690 | $280,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 87,465 | $279,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,319 | $278,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 2,902 | $278,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 11,811 | $277,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 9,684 | $277,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,901 | $276,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 23,257 | $276,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 19,104 | $276,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,654 | $276,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 6,142 | $276,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 11,005 | $276,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 3,533 | $275,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 7,187 | $275,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 17,945 | $275,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 29,404 | $275,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 49,808 | $275,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 32,173 | $275,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 13,231 | $274,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 5,088 | $274,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 16,199 | $274,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 10,251 | $274,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 36,952 | $274,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 12,772 | $273,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 25,305 | $273,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 8,558 | $273,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 6,787 | $273,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 8,691 | $272,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 7,017 | $271,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 4,177 | $271,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,605 | $271,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 25,804 | $271,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 21,889 | $270,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 10,915 | $270,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 14,575 | $270,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 6,317 | $270,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 140,739 | $270,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 5,054 | $270,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 21,869 | $269,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 7,410 | $269,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,617 | $268,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 6,824 | $268,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 9,516 | $267,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 33,079 | $267,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 5,221 | $266,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 4,290 | $265,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 45,059 | $265,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 8,353 | $264,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 7,270 | $264,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 18,292 | $264,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 8,018 | $263,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 23,791 | $263,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 5,516 | $263,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 4,953 | $262,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 12,159 | $261,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,068 | $261,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 12,791 | $261,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 25,737 | $261,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 69,436 | $261,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 6,882 | $260,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 2,605 | $260,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 10,710 | $259,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 6,033 | $259,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 10,973 | $259,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 2,880 | $259,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 9,174 | $259,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 9,125 | $259,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 8,850 | $259,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 7,213 | $259,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 6,904 | $258,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 19,672 | $256,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,796 | $256,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,436 | $256,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 48,694 | $256,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 5,237 | $256,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 316,258 | $256,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 9,459 | $255,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 18,700 | $255,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,028 | $254,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 23,145 | $254,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 11,938 | $254,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 4,805 | $253,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 7,855 | $252,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,239 | $252,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 12,863 | $251,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 9,044 | $251,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 2,352 | $251,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 8,504 | $251,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 6,379 | $250,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 25,447 | $250,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 4,430 | $250,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 3,618 | $249,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 8,002 | $249,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 2,091 | $249,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 8,815 | $249,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 20,887 | $249,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 5,417 | $248,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,926 | $247,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 26,564 | $247,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 16,122 | $247,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 10,583 | $246,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 4,105 | $245,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 19,088 | $245,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,411 | $245,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,303 | $245,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 3,447 | $245,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 4,516 | $245,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 9,537 | $245,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 5,031 | $243,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 14,626 | $243,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,440 | $242,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 7,269 | $242,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 635 | $242,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 23,901 | $242,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 26,251 | $242,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 3,323 | $242,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 6,550 | $242,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,564 | $241,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 17,520 | $241,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 18,684 | $241,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 2,895 | $241,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 6,966 | $240,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 11,913 | $240,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 12,171 | $240,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 35,090 | $240,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 37,080 | $240,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,865 | $239,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 7,908 | $239,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,043 | $238,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 10,378 | $238,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,852 | $238,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 2,222 | $238,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 4,197 | $237,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 51,028 | $237,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 26,674 | $237,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 5,923 | $237,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 4,477 | $236,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 20,239 | $236,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 9,107 | $235,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 4,888 | $235,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,469 | $235,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 6,306 | $234,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,344 | $233,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,890 | $233,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 11,640 | $233,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 21,483 | $233,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 22,799 | $233,000 | thousands by filing date | |
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| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 17,774 | $232,000 | thousands by filing date | |
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| FABRINET SHS | G3323L100 | Stock | 4,484 | $230,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 6,605 | $230,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 10,775 | $230,000 | thousands by filing date | |
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| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 5,852 | $227,000 | thousands by filing date | |
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| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 5,484 | $222,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,538 | $221,000 | thousands by filing date | |
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| SILICOM LTD | M84116108 | ORD | 6,350 | $221,000 | thousands by filing date | |
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| CHEESECAKE FACTORY INC | 163072101 | COM | 5,058 | $220,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 5,692 | $218,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 5,819 | $218,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 21,786 | $218,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,454 | $217,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,428 | $217,000 | thousands by filing date | |
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| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 27,995 | $217,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 4,464 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,719 | $216,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 5,130 | $216,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 5,765 | $216,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 5,669 | $216,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 3,233 | $215,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 8,073 | $215,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 8,300 | $215,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 5,812 | $215,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 13,608 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 8,008 | $214,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 27,389 | $214,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 4,817 | $213,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 2,289 | $213,000 | thousands by filing date | |
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| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 18,054 | $213,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 3,555 | $212,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 17,930 | $212,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 7,082 | $212,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 13,157 | $212,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 748 | $211,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 20,246 | $211,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,622 | $210,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 2,839 | $210,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 15,391 | $210,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 51,370 | $210,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 19,669 | $209,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 97,243 | $209,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 16,770 | $209,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 7,573 | $209,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 17,206 | $209,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,372 | $208,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 4,740 | $208,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 86,829 | $207,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 3,289 | $207,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 16,046 | $207,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,088 | $207,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 6,548 | $207,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 3,808 | $207,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 11,180 | $206,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 7,432 | $206,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 12,820 | $206,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 5,842 | $206,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,818 | $205,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 17,889 | $205,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,264 | $205,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 5,647 | $205,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 11,489 | $205,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 4,608 | $204,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,640 | $204,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 3,416 | $204,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 29,535 | $204,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 2,906 | $204,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 11,352 | $204,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 983 | $203,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,967 | $203,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 6,680 | $203,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 3,812 | $203,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 35,962 | $202,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 12,555 | $202,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 5,423 | $201,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 8,484 | $201,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 56,670 | $201,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 28,020 | $201,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,066 | $201,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 21,548 | $201,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,714 | $200,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 21,941 | $200,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 20,429 | $200,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 11,353 | $200,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 11,648 | $200,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 74,034 | $200,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 8,144 | $200,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 27,258 | $199,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,953 | $199,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 20,742 | $199,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 3,679 | $199,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 16,223 | $196,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 45,907 | $196,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 12,167 | $194,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 97,454 | $194,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 10,317 | $194,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 28,927 | $192,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 48,649 | $192,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 38,174 | $190,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 24,826 | $190,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 50,572 | $190,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 16,043 | $190,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 20,086 | $189,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 17,000 | $188,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 17,895 | $188,000 | thousands by filing date | |
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| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 12,356 | $186,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 16,286 | $185,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 16,835 | $185,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 15,951 | $184,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 10,396 | $183,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 19,126 | $183,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 10,010 | $180,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 16,244 | $180,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 31,334 | $180,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 11,191 | $179,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 14,238 | $178,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 20,972 | $177,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 13,699 | $177,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 185,000 | $176,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 80,665 | $175,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 14,537 | $175,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 140,632 | $174,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 16,019 | $174,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 25,610 | $173,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 13,885 | $171,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 10,200 | $171,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 26,973 | $171,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 12,760 | $168,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,497 | $168,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 33,777 | $167,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 15,534 | $167,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 12,881 | $166,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 28,781 | $166,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 21,135 | $165,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 16,959 | $163,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 14,623 | $163,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 11,577 | $162,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,741 | $162,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 59,643 | $162,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 26,271 | $161,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 16,288 | $160,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 10,004 | $159,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 16,130 | $159,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 11,602 | $159,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 28,300 | $159,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 11,121 | $158,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 30,573 | $158,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 11,690 | $156,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 39,786 | $155,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 15,004 | $154,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 10,633 | $154,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 42,406 | $154,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 14,058 | $154,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 10,436 | $153,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 14,445 | $153,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 30,752 | $153,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 30,048 | $153,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,923 | $153,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 18,033 | $153,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 15,161 | $152,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 152,000 | $152,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 12,562 | $151,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,310 | $150,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 10,864 | $148,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 18,435 | $148,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 17,592 | $148,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 10,000 | $148,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 21,000 | $147,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 20,717 | $144,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 10,744 | $143,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 32,004 | $143,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 26,086 | $143,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 20,326 | $142,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 21,518 | $142,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 24,250 | $141,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 13,702 | $139,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 14,489 | $139,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 11,507 | $139,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 12,660 | $138,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 14,310 | $138,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 11,620 | $138,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 10,000 | $135,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 28,571 | $135,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,171 | $134,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 21,210 | $134,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 10,024 | $134,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 188,764 | $133,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 10,797 | $133,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 12,055 | $133,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 17,334 | $131,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 31,484 | $131,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 11,474 | $131,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 10,132 | $130,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 15,687 | $130,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 32,736 | $130,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 19,496 | $126,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 16,500 | $126,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 10,769 | $125,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 50,357 | $125,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 14,735 | $124,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 15,482 | $124,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 32,600 | $124,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 52,191 | $123,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 12,219 | $123,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 12,175 | $123,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 10,955 | $122,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 13,850 | $121,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 30,787 | $120,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 11,034 | $120,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 19,909 | $119,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 63,649 | $119,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 11,293 | $118,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 12,559 | $118,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 12,668 | $118,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 35,432 | $118,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 50,238 | $118,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 129,000 | $118,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 14,403 | $117,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 23,058 | $117,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 10,548 | $116,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 12,665 | $115,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 31,897 | $114,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 12,113 | $114,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,231 | $113,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 11,100 | $113,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 11,550 | $112,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 21,640 | $111,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 17,066 | $111,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 30,227 | $110,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 38,948 | $109,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 16,008 | $107,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 13,525 | $107,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 77,105 | $107,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 10,494 | $106,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 23,702 | $106,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 10,752 | $105,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 18,543 | $104,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 100,307 | $100,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 21,215 | $100,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 14,276 | $100,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 10,004 | $99,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 13,555 | $99,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 21,248 | $98,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 19,848 | $98,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 29,798 | $98,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 50,000 | $97,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 13,227 | $96,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 15,555 | $95,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 39,597 | $95,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 12,026 | $94,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312272-19-000003 | this filing | 2019-02-11 | acceptance time not in the bulk data set |