13F-HR filed by COMMONWEALTH EQUITY SERVICES, LLC
COMMONWEALTH EQUITY SERVICES, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-12, with 2,678 holding rows worth $18,302,950,000.
- Accession
- 0000312272-18-000006
- Filer
- CIK 312272
- Filed
- 2018-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 2,678 entries on the cover page, a total value of $18,302,950,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,302,948,000 with VALUE read as thousands by filing date, 13F file number 028-18352. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 18,985 | $324,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,904 | $323,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 5,514 | $323,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 8,527 | $323,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 54,681 | $323,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 10,863 | $322,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 4,548 | $322,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,543 | $321,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 2,195 | $321,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 3,670 | $321,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 6,678 | $319,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 8,480 | $318,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 8,462 | $318,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,145 | $317,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 3,989 | $317,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 12,233 | $317,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 6,185 | $316,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 17,086 | $315,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 15,956 | $314,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 16,073 | $314,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 22,600 | $314,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3,828 | $313,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 17,196 | $313,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 15,579 | $313,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 3,998 | $312,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 16,903 | $311,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 7,907 | $311,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 17,827 | $311,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 3,413 | $310,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 7,505 | $310,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 50,141 | $309,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 15,040 | $309,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 4,470 | $308,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 20,273 | $308,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 6,652 | $307,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 14,623 | $306,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 17,142 | $306,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 26,713 | $305,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 24,752 | $305,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 10,266 | $304,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 16,924 | $304,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,922 | $303,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 68,515 | $302,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 5,566 | $302,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 12,473 | $302,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 29,321 | $302,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 5,990 | $302,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 13,540 | $302,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 24,124 | $302,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 12,353 | $301,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 16,734 | $301,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 7,808 | $300,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 21,605 | $300,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 50,010 | $299,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 17,976 | $298,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 6,179 | $298,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 11,843 | $297,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 45,274 | $296,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 7,263 | $295,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 3,474 | $295,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 6,129 | $295,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 26,476 | $295,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 15,837 | $295,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 11,618 | $295,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 11,620 | $295,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 30,245 | $294,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 7,059 | $294,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,818 | $293,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,242 | $293,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 25,006 | $293,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 14,046 | $293,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 10,910 | $293,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 15,557 | $292,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 8,850 | $292,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 9,176 | $292,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,560 | $290,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 12,258 | $290,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 3,454 | $289,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 3,038 | $287,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,501 | $287,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 17,200 | $287,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 6,797 | $286,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 479 | $286,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 6,455 | $285,000 | thousands by filing date | |
| ISHARES TR | 46435G540 | MLTFACT TECH | 7,243 | $281,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 6,488 | $280,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 4,540 | $280,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 110,063 | $280,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,676 | $279,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 5,510 | $279,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,382 | $279,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 11,979 | $279,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 8,719 | $278,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 9,552 | $278,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 20,403 | $278,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,805 | $277,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 16,537 | $277,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,553 | $277,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 6,365 | $277,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 37,383 | $277,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 8,283 | $277,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 3,804 | $276,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 48,719 | $276,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 3,121 | $276,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 7,301 | $275,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 27,034 | $275,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 9,033 | $275,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 4,448 | $274,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 10,710 | $274,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,246 | $273,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 6,849 | $273,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 31,425 | $273,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 14,751 | $273,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 12,216 | $273,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 26,047 | $272,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 13,086 | $272,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 3,487 | $272,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 7,483 | $271,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 18,652 | $271,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 26,920 | $271,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 5,497 | $271,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 81,965 | $270,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 63,042 | $270,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 4,856 | $269,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 94,760 | $269,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 4,134 | $268,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 8,429 | $268,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,056 | $268,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,193 | $268,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 8,408 | $268,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 47,649 | $267,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 9,351 | $266,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 17,536 | $266,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 13,100 | $266,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 5,894 | $266,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 20,419 | $265,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 28,014 | $265,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 3,604 | $265,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 3,529 | $264,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 7,514 | $263,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 10,406 | $263,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 21,136 | $263,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 4,515 | $263,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 40,266 | $262,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 4,472 | $262,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 30,270 | $262,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 8,971 | $262,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 3,072 | $262,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 5,205 | $262,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,533 | $261,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,227 | $261,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 5,343 | $260,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 3,349 | $260,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 83,531 | $260,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 19,638 | $260,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,653 | $259,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 916 | $259,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 27,312 | $259,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 20,240 | $259,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 4,335 | $258,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 6,435 | $258,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 9,651 | $257,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 10,051 | $257,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 6,968 | $256,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 6,368 | $256,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 7,967 | $256,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 11,852 | $256,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,422 | $255,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 5,027 | $255,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 3,478 | $255,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 2,940 | $255,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 23,452 | $255,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 5,570 | $255,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 5,570 | $255,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 7,600 | $254,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 3,294 | $254,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 9,891 | $254,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,233 | $254,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 10,309 | $254,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,128 | $253,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,546 | $253,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 17,073 | $253,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,290 | $252,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 2,994 | $252,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 3,492 | $252,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 6,034 | $251,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,668 | $251,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 25,444 | $251,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 5,826 | $251,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 16,682 | $251,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,894 | $250,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 19,222 | $250,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,163 | $250,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 23,285 | $250,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 8,852 | $250,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 5,125 | $249,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 3,169 | $249,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 9,670 | $249,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 4,125 | $249,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 12,785 | $249,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 9,781 | $249,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 6,156 | $248,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 8,788 | $248,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 714 | $247,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,795 | $247,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 8,123 | $247,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 5,805 | $247,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,230 | $247,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 8,864 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,670 | $246,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 12,420 | $246,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,933 | $245,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 4,539 | $245,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,869 | $245,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,003 | $244,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 7,381 | $244,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 8,585 | $244,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 7,093 | $243,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 6,084 | $243,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 18,486 | $243,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 7,436 | $243,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 242,000 | $243,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 7,363 | $242,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 3,226 | $242,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 16,741 | $242,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 27,371 | $242,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 14,932 | $241,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 8,073 | $241,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 9,361 | $241,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 22,437 | $241,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 9,578 | $240,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 7,032 | $240,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 3,375 | $240,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 9,467 | $239,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 3,858 | $239,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 57,756 | $239,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,747 | $238,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 5,160 | $238,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,068 | $237,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 11,924 | $237,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 7,958 | $237,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 9,430 | $237,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 8,210 | $236,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 3,562 | $236,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 17,637 | $236,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 8,810 | $236,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 41,478 | $236,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 6,510 | $236,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,779 | $235,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 5,623 | $235,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,349 | $235,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 6,464 | $235,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,233 | $234,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 2,177 | $234,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 6,708 | $234,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 7,691 | $234,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 3,208 | $233,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,938 | $233,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 6,252 | $233,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 37,553 | $232,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 3,707 | $232,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,394 | $231,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 10,108 | $231,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 6,914 | $231,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 55,694 | $231,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 2,581 | $231,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 10,515 | $231,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 14,081 | $230,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 6,154 | $229,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 41,325 | $229,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 2,714 | $229,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 3,307 | $228,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,846 | $227,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,869 | $227,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 4,366 | $226,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 17,166 | $226,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,740 | $226,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 6,452 | $226,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 221,000 | $226,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 6,848 | $225,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,273 | $225,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 7,138 | $225,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 6,649 | $225,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 3,498 | $225,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 4,667 | $224,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 11,306 | $224,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 4,433 | $223,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,199 | $223,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 7,124 | $223,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 22,580 | $223,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 6,483 | $223,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 4,571 | $222,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 6,756 | $222,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 5,452 | $222,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 6,733 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 5,205 | $221,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 7,364 | $221,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 11,053 | $221,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 14,750 | $220,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 18,840 | $220,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 6,572 | $220,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 8,313 | $220,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 2,192 | $220,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,956 | $219,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 6,741 | $219,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 7,138 | $219,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 15,013 | $219,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 12,494 | $218,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 3,100 | $218,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 8,172 | $216,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 14,825 | $216,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 25,259 | $216,000 | thousands by filing date | |
| FFBW INC | 30258M107 | COM | 19,500 | $215,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 13,163 | $214,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,621 | $214,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 26,697 | $214,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 53,584 | $213,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 6,203 | $213,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 4,343 | $213,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 4,007 | $213,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 68,205 | $213,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 7,372 | $212,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 8,340 | $212,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 12,783 | $212,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 17,317 | $212,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,486 | $212,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 42,930 | $211,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 4,678 | $211,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 16,489 | $211,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 12,954 | $211,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 16,169 | $211,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 54,319 | $211,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,741 | $210,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 7,265 | $210,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 45,283 | $209,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 41,248 | $209,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 5,852 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 3,573 | $209,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,558 | $208,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 8,833 | $208,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,338 | $208,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 3,840 | $208,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 7,000 | $208,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 14,597 | $207,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 6,581 | $207,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 6,246 | $207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 6,619 | $206,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,079 | $206,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 33,867 | $206,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,497 | $205,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 8,401 | $205,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 3,760 | $205,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,812 | $204,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 2,003 | $204,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 6,208 | $204,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 17,307 | $204,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 4,616 | $204,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 5,386 | $204,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 4,679 | $204,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 8,915 | $204,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 7,100 | $204,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 17,241 | $203,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 7,367 | $203,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 4,931 | $202,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 19,564 | $202,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 17,828 | $202,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 2,091 | $202,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,599 | $201,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 12,084 | $201,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 2,588 | $201,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 16,003 | $201,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 27,077 | $201,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 8,180 | $200,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 9,310 | $200,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 21,500 | $200,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,426 | $200,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B365 | S&P SMLCP HIG VO | 7,952 | $200,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 107,358 | $199,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 23,230 | $197,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 28,743 | $197,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 14,001 | $197,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 11,634 | $197,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 11,280 | $197,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 228,946 | $197,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 40,366 | $195,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 20,615 | $195,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 10,981 | $195,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 11,323 | $193,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 46,557 | $193,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 14,230 | $193,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 10,829 | $192,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 12,473 | $192,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 30,750 | $192,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 30,507 | $191,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 18,912 | $188,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 22,434 | $186,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 13,491 | $184,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 48,835 | $184,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 22,260 | $183,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 10,079 | $183,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 15,937 | $183,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 18,752 | $182,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 14,975 | $182,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 30,050 | $182,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 13,072 | $182,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 13,388 | $180,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 11,867 | $180,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 14,681 | $179,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 12,763 | $178,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 18,975 | $177,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 27,709 | $177,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 20,018 | $177,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 94,820 | $177,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 12,559 | $176,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 13,789 | $174,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,910 | $174,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 13,369 | $173,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 13,121 | $173,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 14,552 | $172,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 14,769 | $172,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 33,397 | $169,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 12,191 | $168,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 11,519 | $166,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 12,095 | $166,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 14,522 | $165,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 10,717 | $164,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 10,615 | $164,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 17,405 | $164,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 14,157 | $163,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 25,068 | $162,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 14,226 | $162,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 15,733 | $161,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 13,843 | $161,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 23,813 | $161,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 11,565 | $160,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 15,854 | $158,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 77,283 | $157,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 15,684 | $156,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 34,336 | $155,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 87,793 | $155,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 13,154 | $154,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 10,158 | $154,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 11,957 | $154,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 11,700 | $154,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 34,903 | $153,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 17,200 | $152,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 14,940 | $152,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 11,170 | $152,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 11,915 | $152,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 14,197 | $152,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 17,426 | $150,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 10,224 | $150,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 15,771 | $149,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 36,546 | $149,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 147,000 | $149,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 21,913 | $148,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 12,778 | $148,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 19,207 | $148,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 10,048 | $147,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 16,188 | $147,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 35,092 | $146,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 24,614 | $146,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 16,608 | $145,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 19,154 | $144,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 20,140 | $144,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 38,679 | $142,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 10,376 | $139,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 75,571 | $136,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 77,066 | $136,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 10,182 | $135,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 12,598 | $134,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 10,400 | $134,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 17,602 | $133,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 308,571 | $133,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 14,246 | $131,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 12,973 | $131,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 11,180 | $131,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 60,491 | $130,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 10,926 | $129,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 13,913 | $129,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 14,914 | $129,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,253 | $128,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 14,074 | $128,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,176 | $128,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 14,873 | $127,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 24,737 | $127,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 24,228 | $126,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 18,633 | $124,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,665 | $124,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 12,668 | $124,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 33,453 | $119,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 59,373 | $118,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 116,000 | $117,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 19,316 | $115,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 54,700 | $115,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 11,800 | $114,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 27,981 | $112,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 12,277 | $110,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 11,133 | $110,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 12,235 | $110,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312272-18-000006 | this filing | 2018-02-12 | acceptance time not in the bulk data set |