13F-HR/A filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR/A for the quarter ended 2025-09-30, filed 2026-03-19, with 5,276 holding rows worth $376,799,329,696.
- Accession
- 0000312069-26-000081
- Filer
- CIK 312069
- Filed
- 2026-03-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, amendment of type restatement, 9,207 entries on the cover page, a total value of $376,799,329,696 stated on the cover page (in dollars after the unit check, H1), rows summing to $376,799,329,696 with VALUE read as dollars as filed, 13F file number 028-00826. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBARCLAYS CAPITAL INC.028-20253
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland PLC028-26038
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 2,666 | $128,261 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 1,118,151 | $127,469 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,225 | $127,070 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 24,200 | $127,050 | dollars as filed | put |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 4,550 | $127,036 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 64,426 | $126,919 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 27,819 | $126,577 | dollars as filed | |
| NEWAMSTERDAM PHARMA CO NV | N62509109 | COMMON STOCK | 7,596 | $126,093 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 4,218 | $125,866 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 3,000 | $125,760 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 131,000 | $125,470 | dollars as filed | principal |
| Lifetime Brands Inc | 53222Q103 | COM | 19,016 | $124,364 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 76,703 | $123,492 | dollars as filed | |
| FIBROBIOLOGICS INC | 31573L105 | COM SHS | 39,958 | $123,471 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 104,427 | $123,224 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 8,560 | $123,008 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 36,431 | $122,408 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 13,395 | $121,091 | dollars as filed | |
| FRACTYL HEALTH INC | 35168W103 | COM | 47,796 | $120,924 | dollars as filed | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 3,621 | $120,543 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 117,973 | $120,333 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 47,462 | $120,079 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 30,629 | $119,759 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 108,000 | $118,670 | dollars as filed | principal |
| CARPARTS COM INC | 14427M107 | COM | 130,818 | $118,560 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 3,198 | $118,070 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 32,436 | $118,067 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 120,029 | $117,977 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 12,400 | $117,800 | dollars as filed | put |
| EXPENSIFY INC | 30219Q106 | COM CL A | 59,847 | $117,300 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 12,050 | $116,765 | dollars as filed | |
| GYRE THERAPEUTICS INC | 403783103 | COMMON STOCK | 9,288 | $116,472 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 54,810 | $116,197 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 2,645 | $114,925 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 2,833 | $114,538 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 21,776 | $114,324 | dollars as filed | |
| CERVOMED INC | 15713L109 | COM | 7,748 | $113,121 | dollars as filed | |
| M TRON INDUSTRIES INC | 55380K109 | COMMON STOCK | 2,712 | $113,063 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T305 | COM | 20,943 | $111,836 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 1,173 | $111,471 | dollars as filed | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,904 | $111,098 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 129,000 | $111,037 | dollars as filed | principal |
| HIREQUEST INC | 433535101 | COMMON STOCK | 7,837 | $110,972 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 11,794 | $110,628 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 86,286 | $110,445 | dollars as filed | |
| STRAWBERRY FIELDS REIT INC | 863182101 | REIT | 8,697 | $110,365 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 171,860 | $109,956 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 21,977 | $109,665 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 11,716 | $109,662 | dollars as filed | |
| CREXENDO INC | 226552107 | COMMON STOCK | 23,583 | $109,425 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 47,496 | $109,241 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 43,129 | $108,685 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 59,502 | $108,294 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 920 | $107,907 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 39,472 | $107,363 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 10,650 | $106,500 | dollars as filed | |
| SUNRISE RLTY TR INC | 867981102 | COM | 7,392 | $106,371 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 61,945 | $105,926 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 121,510 | $105,714 | dollars as filed | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 5,700 | $105,564 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 3,129 | $104,415 | dollars as filed | |
| CSP INC | 126389105 | CMN | 8,002 | $103,946 | dollars as filed | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 11,479 | $103,655 | dollars as filed | |
| Karooooo Ltd | Y4600W108 | COM | 2,615 | $103,632 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 38,190 | $103,495 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 2,160 | $103,010 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 103,960 | $102,203 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 21,278 | $101,922 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 46,749 | $101,913 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 19,955 | $101,770 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 46,180 | $101,596 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 5,058 | $101,261 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 106,408 | $100,960 | dollars as filed | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 107,000 | $100,580 | dollars as filed | principal |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 93,000 | $99,642 | dollars as filed | principal |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 84,175 | $99,328 | dollars as filed | |
| CONDUIT PHARMACEUTICALS INC | 20678X106 | COM | 837,827 | $99,284 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 7,307 | $98,790 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 40,301 | $98,738 | dollars as filed | |
| AEVA TECHNOLOGIES INC COM NEW | 00835Q202 | Stock | 29,910 | $98,403 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 13,473 | $98,353 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X209 | COMMON STOCK | 11,942 | $97,327 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 44,345 | $97,116 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 19,100 | $96,837 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 2,003 | $94,721 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 1,941 | $94,604 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 88,000 | $93,940 | dollars as filed | principal |
| VIRTRA INC | 92827K301 | CMN | 15,028 | $93,474 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 7,800 | $93,132 | dollars as filed | put |
| NEXTCURE INC | 65343E108 | COM | 67,518 | $92,500 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 2,735 | $92,197 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 2,463 | $91,968 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 50,000 | $91,861 | dollars as filed | principal |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 7,807 | $91,654 | dollars as filed | |
| FITLIFE BRANDS INC | 33817P306 | COM | 2,785 | $91,180 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1,350 | $91,139 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 84,000 | $90,922 | dollars as filed | principal |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 77,597 | $90,788 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,072 | $90,318 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 9,580 | $89,860 | dollars as filed | |
| ROCKWELL MED INC | 774374300 | COM NEW | 22,625 | $89,821 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 11,934 | $88,670 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MAY | 45782C292 | ETF | 2,659 | $87,742 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 104,018 | $87,584 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 2,000 | $87,562 | dollars as filed | |
| MODIV INDUSTRIAL INC | 60784B101 | REIT | 5,206 | $87,461 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 227 | $87,152 | dollars as filed | |
| CANOO INC | 13803R201 | CL A COM NEW | 87,752 | $86,304 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 2,100 | $86,163 | dollars as filed | put |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 8,744 | $86,041 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B400 | COM NEW | 5,734 | $85,350 | dollars as filed | |
| STEALTHGAS INC | Y81669106 | COM | 12,500 | $85,125 | dollars as filed | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 1,121 | $85,017 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L307 | COM CL A | 20,813 | $84,501 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B207 | COMMON STOCK | 17,806 | $84,400 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 11,479 | $84,256 | dollars as filed | |
| AXT INC | 00246W103 | COM | 34,778 | $84,162 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 3,700 | $83,250 | dollars as filed | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 1,384 | $82,404 | dollars as filed | |
| STEM INC | 85859N102 | COM | 235,336 | $81,944 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 32,858 | $81,816 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 58,667 | $81,548 | dollars as filed | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 3,396 | $80,859 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 42,935 | $80,718 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 24,217 | $80,643 | dollars as filed | |
| ANYWHERE REAL ESTATE GROUP L | 75606DAP6 | CNV | 91,000 | $79,999 | dollars as filed | principal |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,320 | $79,873 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 39,729 | $79,855 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 95,767 | $79,486 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 1,939 | $79,266 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 10,710 | $79,147 | dollars as filed | |
| FORTIVE CORP COM | 34959J108 | Stock | 1,000 | $78,930 | dollars as filed | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 28,587 | $78,614 | dollars as filed | |
| CRITICAL METALS CORP | G2662B103 | PUBCO ORD SHS | 10,473 | $77,919 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 6,182 | $77,522 | dollars as filed | |
| BEAMR IMAGING LTD | M1R79L104 | ORDINARY SHS | 20,000 | $77,400 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 7,184 | $77,300 | dollars as filed | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 4,461 | $77,130 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 10,124 | $76,740 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 33,245 | $76,464 | dollars as filed | |
| NANO NUCLEAR ENERGY INC | 63010H108 | COM | 5,304 | $76,430 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 10,000 | $76,000 | dollars as filed | put |
| CORECARD CORPORATION | 45816D100 | COM | 5,100 | $74,052 | dollars as filed | |
| HILLEVAX INC | 43157M102 | COM | 42,033 | $73,977 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 74,803 | $73,957 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 4,900 | $73,255 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 1,728 | $73,025 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 6,815 | $72,920 | dollars as filed | |
| VIASAT INC | 92552V100 | COM | 6,100 | $72,834 | dollars as filed | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,199 | $72,827 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 6,746 | $72,789 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 13,559 | $72,677 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,068 | $72,432 | dollars as filed | |
| Nexxen International LTD | 89484T104 | SPON ADR | 9,000 | $72,360 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 412 | $71,923 | dollars as filed | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 5,918 | $71,667 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,000 | $71,100 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 59,147 | $70,977 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 40,000 | $70,800 | dollars as filed | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 8,974 | $70,625 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 3,671 | $70,447 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 3,000 | $70,440 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,327 | $70,185 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 4,067 | $70,114 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 19,680 | $70,061 | dollars as filed | |
| ILEARNINGENGINES INC | 45175Q106 | COM | 41,808 | $69,819 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 38,090 | $69,705 | dollars as filed | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,000 | $69,280 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 75,000 | $69,194 | dollars as filed | principal |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 10,000 | $68,800 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 800 | $68,800 | dollars as filed | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 5,818 | $68,769 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 17,416 | $68,445 | dollars as filed | |
| GOLDEN MATRIX GROUP INC | 381098300 | COM | 29,160 | $67,942 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 9,994 | $67,659 | dollars as filed | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 2,500 | $67,625 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 22,946 | $67,462 | dollars as filed | |
| AMERICAN WELL CORP | 03044L204 | COM CL A NEW | 7,108 | $67,384 | dollars as filed | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 700 | $67,123 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 9,912 | $67,005 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 2,733 | $66,603 | dollars as filed | |
| INSEEGO CORP | 45782B302 | COMMON STOCK | 4,051 | $66,152 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 20,269 | $66,077 | dollars as filed | |
| FLOTEK INDUSTRIES INC | 343389409 | COMMON STOCK | 13,244 | $65,955 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,068 | $65,949 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 32,311 | $65,914 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 6,544 | $65,440 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 12,428 | $65,371 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 846 | $64,651 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 49,337 | $64,631 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 29,930 | $63,751 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 5,674 | $63,606 | dollars as filed | |
| CULP INC | 230215105 | CMN | 9,658 | $63,260 | dollars as filed | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 1,657 | $63,255 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G187 | DAILY CSI CHINA | 1,400 | $63,168 | dollars as filed | |
| Drilling Tools Internat | 26205E107 | COM | 16,730 | $62,403 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 2,318 | $62,169 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 45,000 | $62,153 | dollars as filed | principal |
| AMPLIFY ETF TR | 032108656 | AMPLIFY DGTL PAY | 1,182 | $61,783 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 56,000 | $61,512 | dollars as filed | principal |
| TURNSTONE BIOLOGICS CORP | 90042W100 | COM | 110,044 | $61,306 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 344 | $61,036 | dollars as filed | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 3,333 | $60,594 | dollars as filed | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 250 | $60,063 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 7,022 | $59,266 | dollars as filed | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 23,000 | $58,873 | dollars as filed | principal |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 606 | $58,752 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 59,000 | $58,737 | dollars as filed | principal |
| NEW MTN FIN CORP | 647551100 | COM | 4,900 | $58,702 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 73,000 | $58,677 | dollars as filed | principal |
| OKLO INC COM CL A | 02156V109 | Stock | 7,250 | $58,653 | dollars as filed | |
| NAYAX LTD | M7S750159 | SHS | 2,307 | $58,161 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 4,647 | $57,995 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 22,293 | $57,962 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F730 | FT VEST US EQT | 1,450 | $57,957 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F482 | FT VEST U.S EQT | 1,563 | $57,389 | dollars as filed | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 600 | $57,348 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 646 | $57,313 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 27,165 | $56,232 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 15,043 | $56,110 | dollars as filed | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 3,499 | $54,794 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 19,333 | $54,325 | dollars as filed | |
| VISLINK TECHNOLOGIES INCORPORATED COM NEW | 92836Y409 | Common Stock | 8,750 | $54,250 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 24,000 | $53,762 | dollars as filed | principal |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 9,143 | $53,578 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,150 | $53,476 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 37,686 | $53,137 | dollars as filed | |
| FREIGHT TECHNOLOGIES INC | G51413139 | COM | 27,362 | $52,809 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U638 | FT VEST EQ ENHAN | 1,636 | $52,533 | dollars as filed | |
| PRAIRIE OPER CO | 739650109 | COM | 5,996 | $52,525 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 1,081 | $52,493 | dollars as filed | |
| INNOVATOR TR ETF EQUITY DEFINED 2YR PROTECTION APRIL 2028 | 45783Y335 | ETF | 2,000 | $52,440 | dollars as filed | |
| TEMPUS AI INC CL A | 88023B103 | Stock | 926 | $52,412 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 725 | $52,403 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,934 | $52,218 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U612 | VEST US EQUITY M | 1,714 | $52,191 | dollars as filed | |
| BV FINANCIAL INC | 05603E208 | COMMON STOCK | 3,382 | $51,914 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 5,164 | $51,743 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y830 | US EQTY ACCELRTD | 1,800 | $51,731 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U661 | FT VEST US EQT | 1,435 | $51,703 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 14,228 | $51,648 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 204,749 | $51,432 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 890 | $51,202 | dollars as filed | |
| AMER SPORTS INC | G0260P102 | COMMON STOCK | 3,164 | $50,466 | dollars as filed | |
| SOUTHLAND HLDGS INC | 84445C100 | COM | 13,623 | $50,405 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 50,000 | $49,625 | dollars as filed | principal |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,175 | $49,456 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 300 | $49,185 | dollars as filed | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 5,370 | $49,136 | dollars as filed | |
| VEON LTD | 91822M502 | SPONSORED ADS | 1,600 | $48,672 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 45,000 | $48,600 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 1,079 | $48,490 | dollars as filed | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 3,416 | $48,405 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 240 | $48,187 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,985 | $48,116 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 26,264 | $48,063 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 50,061 | $47,578 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F391 | FT VEST U.S | 1,405 | $47,405 | dollars as filed | |
| FINWISE BANCORP | 31813A109 | COMMON STOCK | 3,035 | $47,346 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,625 | $46,784 | dollars as filed | |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 30,000 | $46,682 | dollars as filed | principal |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 430 | $46,294 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 1,254 | $46,242 | dollars as filed | |
| United Homes Group Inc. CL A | 91060H108 | COM | 7,500 | $46,049 | dollars as filed | |
| ASSEMBLY BIOSCIENCES INC | 045396207 | COMMON STOCK | 3,035 | $45,950 | dollars as filed | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 47,500 | $45,600 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 31,341 | $45,445 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,520 | $45,209 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 30,248 | $45,070 | dollars as filed | |
| TELOMIR PHARMACEUTICALS INC | 87975F104 | COM | 7,018 | $45,056 | dollars as filed | |
| GLOBAL X FDS | 37954Y319 | CMN | 1,039 | $44,874 | dollars as filed | |
| INCANNEX HEALTHCARE INC | 45333F109 | EQUITY | 22,502 | $44,779 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 1,053 | $44,495 | dollars as filed | |
| ProShares Ultra VIX Short-Term Futures ETF | 74347Y755 | ETF | 1,783 | $44,450 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 25,101 | $44,429 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 990 | $44,273 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 7,137 | $44,107 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 9,500 | $44,080 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F441 | FT VEST U.S EQT | 1,205 | $43,669 | dollars as filed | |
| TECTONIC THERAPEUTIC INC | 878972108 | COMMON STOCK | 1,441 | $43,662 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 38,866 | $43,530 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 7,933 | $43,473 | dollars as filed | |
| NIKOLA CORP | 654110303 | COM NEW | 9,475 | $43,396 | dollars as filed | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 72,077 | $43,239 | dollars as filed | |
| AUGMEDIX INC | 05105P107 | COM | 18,372 | $43,174 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 2,000 | $42,540 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 16,401 | $42,314 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,000 | $41,760 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 8,132 | $41,473 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 23,036 | $41,004 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,778 | $40,953 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751202 | COM | 4,408 | $40,818 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 5,984 | $40,033 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F367 | FT VEST U.S | 1,171 | $39,663 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 18,972 | $39,651 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 954 | $39,505 | dollars as filed | |
| SKILLSOFT CORP | 83066P309 | CL A | 2,538 | $39,339 | dollars as filed | |
| AFFINITY BANCSHARES INC | 00832E103 | COM | 1,837 | $39,330 | dollars as filed | |
| CERENCE INC | 156727AD1 | NOTE 1.500% 7/0 | 74,000 | $39,316 | dollars as filed | principal |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 861 | $38,765 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 336 | $38,479 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 6,249 | $38,119 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 785 | $37,743 | dollars as filed | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 30,370 | $37,659 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 10,960 | $37,045 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A119 | WARR | 458,333 | $36,667 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 3,960 | $36,511 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 500 | $36,245 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC | 36170N107 | COMMON STOCK | 10,799 | $36,177 | dollars as filed | |
| VACASA INC | 91854V206 | COM | 12,790 | $35,940 | dollars as filed | |
| MYOMO INC | 62857J201 | COM NEW | 8,958 | $35,922 | dollars as filed | |
| NEOVOLTA INC | 640655106 | CMN | 11,475 | $35,458 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 36,000 | $35,032 | dollars as filed | principal |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 45,000 | $35,015 | dollars as filed | principal |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 34,323 | $35,009 | dollars as filed | |
| VTEX SHS CL A | G9470A102 | Stock | 4,679 | $34,812 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 100 | $34,644 | dollars as filed | put |
| MARKETWISE INC | 57064P107 | COM CL A | 51,689 | $34,543 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,967 | $34,501 | dollars as filed | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 4,500 | $33,930 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 69,531 | $33,604 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 3,866 | $33,402 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 49,658 | $33,271 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F375 | FT VE U.S. EQ BU | 1,091 | $32,992 | dollars as filed | |
| GUESS INC | 401617AF2 | BOND | 30,000 | $32,982 | dollars as filed | principal |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 1,087 | $32,751 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 8,433 | $32,720 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 13,239 | $32,303 | dollars as filed | |
| VERSABANK NEW | 92512J106 | COM | 2,420 | $32,138 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 4,905 | $31,981 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 248 | $31,794 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 866 | $31,211 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 21,000 | $31,052 | dollars as filed | principal |
| LILIUM N V | N52586109 | COM | 40,000 | $30,968 | dollars as filed | |
| BRIDGER AEROSPACE GRP HLDGS | 96812F102 | COM | 13,936 | $30,938 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 9,000 | $30,933 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 32,000 | $30,449 | dollars as filed | principal |
| EUROSEAS LTD | Y23592135 | COM | 623 | $30,434 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A718 | DAIL AI BULL ETF | 1,000 | $30,345 | dollars as filed | |
| BOUNDLESS BIO INC | 10170A100 | COM | 8,633 | $29,957 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 492 | $29,953 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 962 | $29,947 | dollars as filed | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 152 | $29,812 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,000 | $29,780 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 600 | $29,502 | dollars as filed | |
| MONOGRAM TECHNOLOGIES INC | 609786108 | COM | 10,897 | $28,877 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 8,330 | $28,655 | dollars as filed | |
| PROPHASE LABS INC | 74345W108 | COM | 11,767 | $28,476 | dollars as filed | |
| CAMTEK LTD | 13469VAB4 | BOND | 19,000 | $28,204 | dollars as filed | principal |
| BAKKT INC | 05759B305 | COMMON STOCK | 2,936 | $28,098 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 681 | $27,955 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 300 | $27,861 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 536 | $27,604 | dollars as filed | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 5,025 | $27,537 | dollars as filed | |
| COMSCORE INC | 20564W204 | COM NEW | 4,010 | $27,228 | dollars as filed | |
| SEAPORT ENTERTAINMENT GROUP | 812215200 | COMMON STOCK | 989 | $27,118 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 24,349 | $27,028 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 300 | $26,940 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F326 | FT VEST U.S | 882 | $26,808 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 7,879 | $26,789 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 746 | $26,140 | dollars as filed | |
| SB FINL GROUP INC | 78408D105 | COM | 1,271 | $26,131 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 26,000 | $25,740 | dollars as filed | principal |
| CATO CORP NEW | 149205106 | CL A | 5,155 | $25,724 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P207 | COM NEW | 2,870 | $25,715 | dollars as filed | |
| BIOMX INC | 09090D301 | COM | 25,000 | $25,500 | dollars as filed | |
| AFFIMED N V | N01045207 | COM | 7,516 | $25,254 | dollars as filed | |
| FLAGSTAR FINANCIAL INC | 649445400 | COM NEW | 2,244 | $25,200 | dollars as filed | put |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 8,414 | $24,990 | dollars as filed | |
| HMN FINL INC | 40424G108 | COM | 890 | $24,831 | dollars as filed | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 902 | $24,715 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 9,924 | $24,711 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 10,328 | $24,684 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 522 | $24,626 | dollars as filed | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 1,999 | $24,488 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 5,603 | $24,485 | dollars as filed | |
| FONAR CORP | 344437405 | COM NEW | 1,509 | $24,431 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 657 | $24,160 | dollars as filed | |
| Better Home & Finance Holding Co | 08774B508 | Class A common stock, par value $0.0001 per share | 1,350 | $24,044 | dollars as filed | |
| ROADZEN INC | G7606H108 | CMN | 19,911 | $23,695 | dollars as filed | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 26,000 | $23,595 | dollars as filed | principal |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 20,393 | $23,452 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 22,000 | $23,133 | dollars as filed | principal |
| AIRSHIP AI HLDGS INC | 008940108 | COM | 9,881 | $22,727 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 8,790 | $22,327 | dollars as filed | |
| CHEFS WHSE INC | 163086AE1 | NOTE 2.375%12/1 | 19,000 | $22,304 | dollars as filed | principal |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 2,089 | $22,248 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 6,113 | $21,946 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U810 | FT VEST U.S | 569 | $21,830 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 24,000 | $21,792 | dollars as filed | principal |
| UNION BANKSHARES INC | 905400107 | CMN | 831 | $21,548 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F250 | VEST US EQUITY E | 686 | $21,295 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 24,000 | $20,794 | dollars as filed | principal |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 21,064 | $20,778 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 147 | $20,630 | dollars as filed | |
| A K A BRANDS HLDG CORP | 00152K200 | COM SHS | 871 | $20,564 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 846 | $20,422 | dollars as filed | |
| HYZON MOTORS INC | 44951Y201 | CL A NEW | 8,198 | $19,921 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 604 | $19,165 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,339 | $19,040 | dollars as filed | |
| METAGENOMI THERAPEUTICS INC | 59102M104 | COM | 8,698 | $18,875 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 187 | $18,831 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 4,647 | $18,542 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 20,000 | $18,512 | dollars as filed | principal |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 735 | $18,397 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 2,500 | $18,075 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 15,390 | $18,006 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R801 | 2X LONG COIN ETF | 700 | $17,388 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 305 | $17,172 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 230 | $16,887 | dollars as filed | |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 13,000 | $16,856 | dollars as filed | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,061 | $16,836 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 13 | $16,549 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 4,662 | $16,457 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 1,434 | $16,362 | dollars as filed | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,139 | $16,345 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 48 | $16,343 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U653 | FT VEST US EQT | 470 | $16,342 | dollars as filed | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 63,303 | $16,268 | dollars as filed | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,132 | $16,255 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 13,278 | $16,199 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 16,128 | $16,126 | dollars as filed | |
| Grayscale Bitcoin Minitrust ETF | 389930108 | ETP | 2,850 | $16,046 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 290 | $15,930 | dollars as filed | |
| EXAGEN INC | 30068X103 | COM | 5,145 | $15,898 | dollars as filed | |
| ASTRONOVA INC | 04638F108 | COM | 1,181 | $15,896 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 1,500 | $15,870 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 2,769 | $15,562 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 55 | $15,521 | dollars as filed | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,088 | $15,450 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 770 | $15,423 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 14,492 | $15,362 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 362 | $15,266 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P129 | WARR | 350,000 | $14,805 | dollars as filed | |
| Hanover Bancorp | 410710206 | COM | 823 | $14,723 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 117 | $14,428 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 15,000 | $14,313 | dollars as filed | principal |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 340 | $14,049 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 257 | $13,989 | dollars as filed | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 393 | $13,920 | dollars as filed | |
| ECB BANCORP INC | 26828M106 | COMMON STOCK | 968 | $13,862 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 109 | $13,854 | dollars as filed | |
| SILICOM LTD | M84116108 | ORD | 1,000 | $13,700 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 1,616 | $13,574 | dollars as filed | |
| URANIUM RTY CORP | 91702V101 | COM | 5,456 | $13,368 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 2,669 | $13,158 | dollars as filed | |
| OHIO VY BANC CORP | 677719106 | COM | 531 | $12,871 | dollars as filed | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,055 | $12,850 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 2,709 | $12,651 | dollars as filed | |
| BOQII HLDG LTD | 09950L302 | SPON ADS NEW | 31,213 | $12,535 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 250,000 | $12,500 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 96 | $12,460 | dollars as filed | |
| FANGDD NETWORK GROUP LTD | 30712L307 | COM | 4,000 | $12,400 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y772 | US EQTY ACC PLUS | 450 | $12,246 | dollars as filed | |
| FINWARD BANCORP | 31812F109 | COM | 382 | $12,216 | dollars as filed | |
| TEVOGEN BIO HLDGS INC | 88165K101 | COM | 32,753 | $12,066 | dollars as filed | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 470 | $11,798 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 250 | $11,765 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 1,731 | $11,753 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 5,310 | $11,629 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 42,000 | $11,575 | dollars as filed | principal |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 300 | $11,519 | dollars as filed | |
| INFINERA CORP | 45667GAG8 | BOND | 10,000 | $11,294 | dollars as filed | principal |
| FIRST TR EXCHNG TRADED FD VI | 33740U695 | FT VEST U.S EQT | 319 | $11,065 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 895 | $10,507 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 2,014 | $10,493 | dollars as filed | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 652 | $10,445 | dollars as filed | |
| DESTINY TECH100 INC | 25063F107 | COM SHS | 1,048 | $10,428 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 474 | $10,362 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 107,145 | $10,360 | dollars as filed | |
| NEXA RES S A | L67359106 | COM | 1,421 | $10,331 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 359 | $10,328 | dollars as filed | |
| ILEARNINGENGINES INC | 45175Q114 | WARR | 38,200 | $10,123 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 288 | $10,045 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F516 | FT VEST US EQT | 265 | $10,030 | dollars as filed | |
| QMMM HOLDINGS LTD | G7309R106 | COM | 1,586 | $9,865 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y384 | FUND | 400 | $9,851 | dollars as filed | |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 10,000 | $9,763 | dollars as filed | principal |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 266 | $9,677 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 3,492 | $9,533 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,084 | $9,452 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 2,113 | $9,424 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 13,153 | $9,207 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,081 | $9,177 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 25,768 | $9,003 | dollars as filed | |
| Lufax Holding Ltd-Adr | 54975P201 | COM | 2,528 | $8,823 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,154 | $8,788 | dollars as filed | |
| GAUZY LTD | M4757U106 | SHS | 991 | $8,773 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 9,000 | $8,728 | dollars as filed | principal |
| SOLVENTUM CORP COM SHS | 83444M101 | Stock | 125 | $8,715 | dollars as filed | call |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $8,270 | dollars as filed | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 153 | $8,186 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 231 | $8,141 | dollars as filed | |
| Valuence Merger Corp I | G9R16L118 | Warrant | 250,000 | $8,125 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 172 | $8,008 | dollars as filed | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $7,980 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 200 | $7,898 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 11,024 | $7,717 | dollars as filed | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 218 | $7,621 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 200 | $7,572 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-25-000619 | superseded | 2025-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000312069-26-000081 | this filing | 2026-03-19 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000312069-26-000090 | base | 2026-03-31 | acceptance time not in the bulk data set |