13F-HR/A filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR/A for the quarter ended 2021-12-31, filed 2022-02-23, with 4,136 holding rows worth $268,125,007,000.
- Accession
- 0000312069-22-000062
- Filer
- CIK 312069
- Filed
- 2022-02-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, amendment of type new holdings, 7,671 entries on the cover page, a total value of $268,125,007,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $268,125,007,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBARCLAYS CAPITAL INC.028-20253
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Canada Inc.028-14590
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLIPPER REALTY INC | 18885T306 | COM | 75,135 | $747,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 18,542 | $747,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 164,983 | $743,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 112,550 | $737,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,500 | $736,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 15,966 | $736,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,753 | $736,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 83,223 | $735,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 19,475 | $733,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 43,821 | $732,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 37,427 | $731,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 20,158 | $730,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 10,300 | $729,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 23,735 | $726,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 10,000 | $722,000 | thousands by filing date | put |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 23,000 | $717,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,686 | $716,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 163,200 | $714,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 31,200 | $714,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 19,246 | $714,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 95,174 | $712,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 24,739 | $710,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 42,462 | $710,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 15,800 | $709,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 219,513 | $709,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 212,143 | $709,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 15,286 | $708,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,770 | $706,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 16,973 | $704,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 4,900 | $703,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 11,484 | $703,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 32,551 | $703,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 24,000 | $702,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,700 | $701,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 24,259 | $700,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 8,000 | $696,000 | thousands by filing date | call |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 19,556 | $690,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 81,860 | $690,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 23,888 | $688,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 43,810 | $686,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 42,079 | $686,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 29,528 | $685,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 30,000 | $683,000 | thousands by filing date | put |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 21,737 | $683,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 7,148 | $681,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 53,619 | $680,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 69,054 | $677,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 12,855 | $677,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 40,008 | $677,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,597 | $676,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 18,846 | $676,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 29,192 | $676,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 19,256 | $674,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 11,100 | $672,000 | thousands by filing date | call |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 18,269 | $672,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 65,513 | $669,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,113 | $668,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 6,929 | $665,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 14,784 | $664,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 18,682 | $663,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 5,400 | $661,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 16,808 | $661,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 124,462 | $661,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 28,529 | $661,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 429,000 | $661,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416E103 | COM | 7,882 | $659,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 24,216 | $659,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 16,338 | $659,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 43,991 | $658,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 32,230 | $657,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 107,794 | $653,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 55,534 | $653,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 24,841 | $651,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 64,942 | $650,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 13,545 | $650,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 14,079 | $650,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 35,115 | $649,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 29,110 | $647,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 659,000 | $647,000 | thousands by filing date | principal |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 22,822 | $646,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,680 | $645,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 33,445 | $645,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 3,900 | $644,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 284,770 | $643,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 110,278 | $643,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 18,523 | $642,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 533,646 | $640,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 231,700 | $639,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 4,400 | $637,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 99,216 | $637,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 63,000 | $636,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 29,220 | $636,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 23,049 | $635,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 70,059 | $635,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 35,078 | $630,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 9,147 | $628,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 47,326 | $628,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 9,078 | $627,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 39,263 | $627,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 4,100 | $625,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 31,666 | $625,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 130,771 | $624,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 24,722 | $624,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 52,841 | $623,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 121,940 | $622,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 71,669 | $621,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 50,085 | $619,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 32,501 | $618,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 21,490 | $618,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 12,054 | $617,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 14,749 | $614,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 29,815 | $612,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 15,464 | $611,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 476,000 | $610,000 | thousands by filing date | principal |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 18,965 | $607,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 19,514 | $606,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 15,000 | $605,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 19,011 | $605,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 36,874 | $605,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 7,800 | $604,000 | thousands by filing date | put |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 31,459 | $603,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 59,600 | $603,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 54,951 | $598,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 20,501 | $598,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 372,794 | $596,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 56,300 | $591,000 | thousands by filing date | put |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 25,958 | $591,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 16,772 | $591,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 9,529 | $589,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 11,777 | $588,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 86,805 | $588,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 13,288 | $587,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,000 | $585,000 | thousands by filing date | put |
| ADT INC DEL COM | 00090Q103 | Stock | 69,300 | $583,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 186,800 | $583,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 33,130 | $582,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 11,485 | $581,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 37,246 | $581,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 22,578 | $580,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 8,005 | $578,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 105,885 | $577,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 32,535 | $576,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 30,268 | $576,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 11,310 | $575,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 42,264 | $574,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 49,210 | $574,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 15,303 | $570,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 88,606 | $570,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 508,964 | $570,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 15,187 | $568,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 21,568 | $568,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 25,958 | $568,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 11,952 | $565,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 537,000 | $564,000 | thousands by filing date | principal |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 90,119 | $561,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 75,495 | $559,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 45,776 | $558,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 22,800 | $558,000 | thousands by filing date | put |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 23,169 | $556,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 341,000 | $555,000 | thousands by filing date | principal |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 78,815 | $553,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 207,385 | $550,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 6,675 | $548,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 176,444 | $547,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 23,181 | $544,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 58,663 | $543,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 69,168 | $543,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 5,334 | $542,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 145,562 | $542,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 24,304 | $540,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 74,099 | $540,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 55,747 | $540,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 9,315 | $535,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 287,000 | $535,000 | thousands by filing date | principal |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 49,822 | $533,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 53,469 | $533,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 36,773 | $533,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 10,511 | $532,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 12,961 | $532,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 76,823 | $532,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 11,287 | $531,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 29,727 | $531,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 40,000 | $531,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 38,540 | $525,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,469 | $524,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 5,800 | $522,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 14,289 | $521,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 19,945 | $520,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 11,212 | $520,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 43,895 | $519,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 55,398 | $519,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 32,245 | $519,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 43,211 | $518,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 19,518 | $517,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 59,374 | $517,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,613 | $515,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 12,372 | $514,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 16,400 | $513,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 52,049 | $509,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 85,795 | $504,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 49,369 | $504,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 44,421 | $503,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 500,000 | $503,000 | thousands by filing date | principal |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 53,052 | $502,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 44,274 | $497,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 131,833 | $497,000 | thousands by filing date | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 32,433 | $496,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 24,643 | $496,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 5,964 | $493,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 34,028 | $493,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 56,500 | $493,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 21,987 | $493,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 14,200 | $493,000 | thousands by filing date | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 7,397 | $490,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 48,747 | $490,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 34,558 | $489,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 55,821 | $488,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 78,166 | $487,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 19,327 | $487,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,400 | $486,000 | thousands by filing date | put |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 18,551 | $485,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 25,296 | $483,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 28,151 | $482,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 39,713 | $481,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 95,698 | $480,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3,766 | $479,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 262,706 | $478,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 20,480 | $477,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 12,689 | $477,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 13,524 | $476,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 10,716 | $472,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 75,857 | $472,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,085 | $471,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 13,129 | $470,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 29,371 | $470,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 94,391 | $469,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 8,111 | $469,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 26,129 | $468,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 29,189 | $467,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 17,044 | $463,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 172,800 | $463,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 11,339 | $462,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 80,870 | $462,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 27,910 | $461,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 78,175 | $461,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,800 | $460,000 | thousands by filing date | put |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 235,513 | $459,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 9,881 | $458,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 70,087 | $458,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 8,261 | $455,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 25,560 | $453,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 369,932 | $452,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,700 | $451,000 | thousands by filing date | put |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 20,706 | $450,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,600 | $449,000 | thousands by filing date | put |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 8,514 | $448,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 17,081 | $447,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 48,517 | $446,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 25,888 | $444,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 29,451 | $442,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 80,044 | $441,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 58,561 | $440,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 5,000 | $435,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 49,137 | $433,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 71,956 | $432,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 7,198 | $430,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 64,107 | $429,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 209,229 | $429,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 11,431 | $429,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 4,600 | $428,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 5,964 | $426,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 13,265 | $426,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 20,929 | $426,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 148,965 | $424,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 9,618 | $424,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 45,312 | $424,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 10,000 | $422,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 22,642 | $421,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 50,000 | $420,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 24,553 | $419,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 34,737 | $415,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 4,157 | $415,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 27,527 | $414,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 13,000 | $414,000 | thousands by filing date | call |
| EPIZYME INC | 29428V104 | COM | 165,530 | $414,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 11,500 | $413,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 27,438 | $410,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 71,000 | $408,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 16,300 | $407,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 15,000 | $407,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 21,526 | $407,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 29,050 | $407,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 32,816 | $404,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 88,560 | $403,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 302,000 | $402,000 | thousands by filing date | principal |
| LANDS END INC | 51509F105 | COMMON STOCK | 20,391 | $400,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 58,157 | $397,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,785 | $396,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 63,600 | $395,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 391,000 | $395,000 | thousands by filing date | principal |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 15,363 | $394,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 115,727 | $394,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,700 | $393,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 71,300 | $393,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 45,983 | $392,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 101,106 | $389,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 387,000 | $388,000 | thousands by filing date | principal |
| Chubb Limited | H1467J104 | COM | 2,000 | $386,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 94,199 | $385,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 38,591 | $385,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 88,443 | $384,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 6,420 | $384,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 141,246 | $383,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 28,986 | $383,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 83,032 | $382,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 23,986 | $382,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 104,615 | $380,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 26,000 | $379,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 3,653 | $378,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 161,957 | $378,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 9,090 | $377,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 8,100 | $376,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 243,747 | $376,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 20,200 | $374,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 46,656 | $374,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 11,760 | $374,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 21,981 | $374,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 60,240 | $374,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 7,200 | $373,000 | thousands by filing date | put |
| HF FOODS GROUP INC | 40417F109 | COM | 43,952 | $372,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,200 | $371,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 33,525 | $365,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 124,420 | $365,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 111,729 | $365,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4,090 | $364,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 3,430 | $363,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 32,731 | $363,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 92,477 | $362,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 364,000 | $362,000 | thousands by filing date | principal |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 74,365 | $362,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 3,975 | $361,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 342,601 | $359,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 20,012 | $358,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 10,000 | $357,000 | thousands by filing date | put |
| CORECIVIC INC | 21871N101 | COM | 35,400 | $353,000 | thousands by filing date | put |
| EGAIN CORP | 28225C806 | COM NEW | 35,263 | $353,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,200 | $352,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 207,394 | $351,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 131,587 | $351,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 11,883 | $350,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 12,161 | $350,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 305,000 | $349,000 | thousands by filing date | principal |
| HOWARD BANCORP INC COM | 442496105 | COM | 15,998 | $349,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,300 | $348,000 | thousands by filing date | put |
| GREENHILL & CO INC COM | 395259104 | Stock | 19,454 | $348,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 332,000 | $348,000 | thousands by filing date | principal |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 19,561 | $347,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 27,457 | $347,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 26,364 | $347,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 49,536 | $346,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 11,937 | $344,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 6,252 | $344,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 3,042 | $342,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 23,363 | $341,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 78,730 | $341,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 3,560 | $340,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 13,435 | $339,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 5,200 | $337,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 47,685 | $337,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 30,788 | $337,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 49,495 | $337,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 29,586 | $336,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 84,970 | $335,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,900 | $333,000 | thousands by filing date | call |
| BRT APARTMENTS CORP | 055645303 | REIT | 13,853 | $332,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 8,317 | $331,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 14,234 | $331,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 4,927 | $330,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 4,673 | $329,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 26,048 | $329,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 50,221 | $327,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 46,410 | $327,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 54,256 | $324,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,509 | $324,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 30,374 | $324,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 45,353 | $324,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 3,739 | $323,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 12,641 | $321,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 22,544 | $321,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 265,000 | $317,000 | thousands by filing date | principal |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 168,000 | $317,000 | thousands by filing date | principal |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 11,200 | $316,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 5,776 | $316,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 5,346 | $316,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 37,453 | $316,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 15,579 | $315,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 7,403 | $314,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 38,908 | $314,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,500 | $313,000 | thousands by filing date | put |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 14,252 | $313,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 43,635 | $310,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 60,211 | $309,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 10,500 | $309,000 | thousands by filing date | call |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 14,318 | $309,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,300 | $308,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,300 | $307,000 | thousands by filing date | call |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 33,295 | $307,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 3,700 | $306,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 59,510 | $306,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 4,301 | $306,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 100,000 | $306,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 24,355 | $304,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 40,257 | $303,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 10,286 | $303,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,300 | $301,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 52,683 | $301,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 19,182 | $300,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 32,009 | $299,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,100 | $299,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 11,780 | $298,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 7,200 | $298,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 387,000 | $298,000 | thousands by filing date | principal |
| Viewra, Inc | 92672L107 | COM | 54,100 | $298,000 | thousands by filing date | put |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 28,736 | $297,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 105,829 | $297,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 241,416 | $295,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 61,635 | $295,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,200 | $294,000 | thousands by filing date | put |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 5,500 | $294,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,197 | $294,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 77,954 | $294,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 20,273 | $292,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 274,000 | $289,000 | thousands by filing date | principal |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 1,468 | $288,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,500 | $288,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 2,700 | $286,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 19,043 | $286,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 11,370 | $285,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 84,127 | $285,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 21,943 | $284,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 13,613 | $284,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 24,785 | $283,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 13,417 | $282,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 37,131 | $281,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,100 | $280,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 6,100 | $280,000 | thousands by filing date | put |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 256,000 | $280,000 | thousands by filing date | principal |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 4,300 | $279,000 | thousands by filing date | call |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 34,060 | $279,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 399,000 | $279,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 254,434 | $278,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 11,100 | $275,000 | thousands by filing date | call |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 55,914 | $275,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,857 | $274,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 3,800 | $274,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 120,968 | $272,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,400 | $271,000 | thousands by filing date | put |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,500 | $271,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 212,985 | $271,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 274,589 | $270,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 59,447 | $267,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 4,099 | $266,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 9,603 | $265,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 84,347 | $265,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 34,000 | $264,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 86,687 | $263,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 158,275 | $263,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 39,069 | $262,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 23,717 | $261,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 27,459 | $261,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,900 | $260,000 | thousands by filing date | put |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 9,762 | $259,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 70,474 | $259,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 9,153 | $258,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 84,381 | $258,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 33,748 | $257,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 173,000 | $257,000 | thousands by filing date | principal |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,000 | $256,000 | thousands by filing date | call |
| TORM PLC SHS CL A | G89479102 | Stock | 32,164 | $255,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 54,462 | $255,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 9,457 | $255,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,024 | $254,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 24,276 | $254,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 27,653 | $254,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 23,005 | $253,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,301 | $251,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 16,888 | $251,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 37,963 | $249,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 2,400 | $249,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 3,218 | $248,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,373 | $248,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 10,200 | $246,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 9,400 | $246,000 | thousands by filing date | put |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 9,411 | $246,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 140,530 | $246,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 31,482 | $242,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 10,332 | $241,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 30,000 | $241,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 16,070 | $240,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 3,348 | $239,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-22-000036 | superseded | 2022-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000312069-22-000062 | this filing | 2022-02-23 | acceptance time not in the bulk data set |