13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 4,134 holding rows worth $268,117,311,000.
- Accession
- 0000312069-22-000036
- Filer
- CIK 312069
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 7,668 entries on the cover page, a total value of $268,117,311,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $268,117,311,000 with VALUE read as thousands by filing date, 13F file number 028-00826. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBARCLAYS CAPITAL INC.028-20253
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Canada Inc.028-14590
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PAVMED INC | 70387R106 | COM | 96,218 | $237,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 58,909 | $236,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 260,350 | $236,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 20,402 | $235,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,000 | $234,000 | thousands by filing date | put |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 31,399 | $233,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 41,643 | $233,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 49,153 | $233,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 7,500 | $232,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 27,975 | $230,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 9,855 | $230,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,600 | $229,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 5,605 | $229,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 49,071 | $229,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 5,400 | $228,000 | thousands by filing date | call |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 69,877 | $228,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 142,000 | $227,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 90,345 | $226,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 42,974 | $225,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 36,577 | $225,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 13,125 | $224,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 14,738 | $224,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 36,864 | $224,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 12,900 | $223,000 | thousands by filing date | put |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 19,269 | $222,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 216,000 | $222,000 | thousands by filing date | principal |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 30,274 | $220,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,000 | $219,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 10,324 | $219,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 9,526 | $219,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 3,600 | $219,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 8,200 | $219,000 | thousands by filing date | call |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 10,321 | $219,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,000 | $218,000 | thousands by filing date | put |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 26,904 | $218,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 3,600 | $217,000 | thousands by filing date | put |
| IMMUNIC INC | 4525EP101 | COM | 22,720 | $217,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 6,935 | $216,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,100 | $213,000 | thousands by filing date | put |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 7,959 | $213,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 51,879 | $212,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 137,831 | $212,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,900 | $211,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 6,700 | $210,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 6,700 | $210,000 | thousands by filing date | call |
| CYTOSORBENTS CORP | 23283X206 | CMN | 50,051 | $210,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 22,124 | $210,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 5,298 | $209,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 45,996 | $209,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 500 | $209,000 | thousands by filing date | put |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 14,564 | $209,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 40,041 | $209,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 6,328 | $207,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 32,756 | $207,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 18,484 | $206,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 4,802 | $206,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 51,411 | $206,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 45,100 | $204,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,453 | $202,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 11,782 | $202,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 38,858 | $202,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,038 | $200,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 17,076 | $199,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 65,735 | $199,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 244,349 | $199,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 44,691 | $198,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 8,198 | $197,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 10,705 | $197,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 76,500 | $197,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 18,301 | $196,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 101,244 | $196,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 14,098 | $196,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 8,275 | $196,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 16,269 | $195,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 119,239 | $195,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 12,116 | $194,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 21,498 | $193,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 18,891 | $193,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 8,900 | $192,000 | thousands by filing date | call |
| ICAD INC | 44934S206 | COM NEW | 26,572 | $192,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 88,439 | $192,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 32,654 | $192,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 12,037 | $191,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 8,720 | $190,000 | thousands by filing date | call |
| ARDAGH GROUP S A | L0223L101 | COM | 21,048 | $190,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 12,923 | $189,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 1,214 | $187,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 11,174 | $187,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 64,800 | $187,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 400 | $185,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 108,000 | $185,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 14,612 | $185,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 105,448 | $185,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,000 | $182,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 20,508 | $182,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,100 | $181,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 4,152 | $181,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 16,337 | $181,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 8,429 | $180,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 2,905 | $179,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 789 | $178,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 33,997 | $178,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 696 | $177,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 3,750 | $177,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 400 | $176,000 | thousands by filing date | put |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 9,296 | $175,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 7,600 | $173,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,478 | $172,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 15,269 | $172,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 4,788 | $171,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 17,113 | $170,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 2,200 | $169,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 53,731 | $169,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 7,528 | $169,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 473,240 | $168,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 169,000 | $167,000 | thousands by filing date | principal |
| ALICO INC | 016230104 | COM | 4,487 | $166,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 5,577 | $166,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 117,238 | $165,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 55,000 | $164,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 2,000 | $163,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075AC9 | BOND | 157,000 | $161,000 | thousands by filing date | principal |
| MACYS INC COM | 55616P104 | Stock | 6,100 | $160,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 93,000 | $160,000 | thousands by filing date | principal |
| MFA FINL INC | 55272XAA0 | BOND | 155,000 | $160,000 | thousands by filing date | principal |
| ONCOCYTE CORP | 68235C107 | COM | 73,036 | $158,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,500 | $156,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 16,277 | $156,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,504 | $155,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,100 | $154,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 1,200 | $154,000 | thousands by filing date | put |
| CELCUITY INC | 15102K100 | COM | 11,735 | $154,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 6,170 | $154,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 900 | $153,000 | thousands by filing date | put |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 7,310 | $152,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 5,100 | $151,000 | thousands by filing date | put |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 8,654 | $151,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 530 | $149,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 7,300 | $149,000 | thousands by filing date | put |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 7,849 | $147,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 108,102 | $147,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 3,727 | $147,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 785 | $146,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 21,043 | $146,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 18,652 | $146,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 15,896 | $146,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739H263 | FUND | 3,000 | $146,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 10,466 | $145,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 262,314 | $144,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,900 | $143,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 100,274 | $143,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 104,959 | $143,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 3,100 | $142,000 | thousands by filing date | call |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 10,577 | $141,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 300,000 | $141,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 1,500 | $139,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 77,000 | $139,000 | thousands by filing date | principal |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,500 | $138,000 | thousands by filing date | call |
| NEURONETICS INC | 64131A105 | COM | 30,972 | $138,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 43,654 | $138,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 30,000 | $137,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 19,500 | $137,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 9,700 | $137,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 26,896 | $136,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 4,920 | $135,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 6,913 | $135,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 236,502 | $135,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 7,544 | $134,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 63,700 | $134,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,500 | $133,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 33,865 | $133,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,902 | $133,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 3,516 | $133,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 5,164 | $132,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 800 | $131,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,500 | $131,000 | thousands by filing date | put |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 57,342 | $130,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 2,700 | $129,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 117,287 | $129,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 82,362 | $129,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 5,301 | $128,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 5,907 | $127,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 7,408 | $127,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,900 | $126,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 1,100 | $125,000 | thousands by filing date | put |
| MARINE PRODS CORP | 568427108 | cs | 9,886 | $123,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 61,253 | $121,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 831 | $120,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 40,576 | $120,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 5,703 | $119,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 121,816 | $118,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 15,358 | $117,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 163,471 | $117,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,900 | $116,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,000 | $116,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 4,700 | $116,000 | thousands by filing date | put |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 8,413 | $116,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 198,498 | $116,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 8,208 | $115,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,400 | $114,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 5,952 | $114,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 529 | $114,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,500 | $113,000 | thousands by filing date | call |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 6,482 | $113,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 11,033 | $111,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 40,852 | $111,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 16,001 | $110,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 9,900 | $110,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 840 | $110,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 70,002 | $109,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 67,220 | $109,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 30,267 | $108,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 4,606 | $108,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 94,700 | $108,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 2,500 | $107,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,800 | $106,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 4,900 | $106,000 | thousands by filing date | put |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 2,667 | $105,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 52,619 | $105,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 2,400 | $104,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 7,700 | $104,000 | thousands by filing date | call |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 9,143 | $104,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,928 | $103,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 11,216 | $103,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 7,418 | $102,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 21,499 | $101,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 26,000 | $100,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 10,216 | $100,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 10,492 | $100,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 100,000 | $100,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 1,462 | $99,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 7,600 | $99,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,500 | $98,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 8,693 | $98,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 19,000 | $98,000 | thousands by filing date | principal |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 24,829 | $97,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,900 | $97,000 | thousands by filing date | put |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 45,000 | $97,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010L103 | COM | 4,521 | $96,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 18,001 | $96,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 2,250 | $96,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 3,449 | $96,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 12,201 | $95,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 4,260 | $95,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,200 | $94,000 | thousands by filing date | put |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 3,066 | $93,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 29,539 | $93,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 24,500 | $92,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,500 | $91,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 51,837 | $90,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 26,608 | $89,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 200 | $88,000 | thousands by filing date | call |
| VEONEER INC | 92336X109 | COM | 2,481 | $88,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 1,704 | $88,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 72,972 | $88,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,044 | $88,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,500 | $87,000 | thousands by filing date | put |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 12,353 | $87,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 24,926 | $85,000 | thousands by filing date | call |
| LOANDEPOT INC | 53946R106 | COM CL A | 17,607 | $85,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 32,700 | $85,000 | thousands by filing date | call |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 627 | $84,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 40,842 | $84,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 24,200 | $83,000 | thousands by filing date | put |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 4,382 | $82,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 3,000 | $82,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,800 | $81,000 | thousands by filing date | call |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 12,000 | $81,000 | thousands by filing date | call |
| MECHEL PREF SPON ADR | 583840509 | COM | 40,000 | $80,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 20,000 | $79,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 10,429 | $79,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 9,583 | $79,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,100 | $79,000 | thousands by filing date | put |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 1,430 | $79,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 10,000 | $79,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,300 | $78,000 | thousands by filing date | put |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 29,714 | $78,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 3,419 | $77,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 3,200 | $76,000 | thousands by filing date | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,450 | $76,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 10,160 | $76,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 20,000 | $76,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,100 | $75,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 1,300 | $75,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 9,800 | $74,000 | thousands by filing date | call |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 10,500 | $74,000 | thousands by filing date | call |
| HOOKIPA PHARMA INC | 43906K100 | COM | 31,822 | $74,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 2,500 | $73,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,834 | $73,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 2,800 | $73,000 | thousands by filing date | put |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,815 | $73,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 15,855 | $72,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 1,606 | $71,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 10,300 | $71,000 | thousands by filing date | put |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 2,670 | $71,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 69,000 | $71,000 | thousands by filing date | principal |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 2,000 | $70,000 | thousands by filing date | call |
| AMPLIFY ETF TR | 032108102 | CMN | 800 | $70,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 3,316 | $69,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 17,821 | $69,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 2,949 | $69,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,400 | $69,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 7,176 | $67,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 2,544 | $67,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 4,000 | $66,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 7,200 | $65,000 | thousands by filing date | call |
| GLAUKOS CORP COM | 377322102 | Stock | 1,400 | $62,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 5,800 | $62,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 15,000 | $61,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 3,700 | $61,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 4,012 | $61,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 3,400 | $60,000 | thousands by filing date | put |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 3,000 | $60,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 47,425 | $60,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 1,269 | $59,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 3,412 | $59,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,500 | $58,000 | thousands by filing date | call |
| CO-DIAGNOSTICS INC | 189763105 | COM | 6,484 | $58,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,100 | $57,000 | thousands by filing date | put |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,531 | $57,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 23,494 | $57,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,309 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 725 | $56,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,189 | $56,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 1,840 | $56,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 23,513 | $56,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 2,000 | $56,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 2,600 | $55,000 | thousands by filing date | put |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 360 | $54,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 300 | $54,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,100 | $54,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,300 | $54,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,935 | $54,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 4,761 | $54,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 4,015 | $54,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 35,211 | $53,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,100 | $52,000 | thousands by filing date | call |
| WESTWATER RES INC | 961684206 | COM NEW | 24,000 | $52,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 6,182 | $52,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 1,121 | $52,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 900 | $52,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 1,200 | $51,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 15,095 | $51,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 6,571 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 600 | $50,000 | thousands by filing date | call |
| BANK7 CORP | 06652N107 | COMMON STOCK | 2,080 | $48,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 17,600 | $47,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 2,000 | $46,000 | thousands by filing date | put |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 2,005 | $46,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 3,432 | $46,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 3,100 | $46,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 41,000 | $46,000 | thousands by filing date | principal |
| GLOBANT S A | L44385109 | COM | 142 | $45,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 13,646 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 667 | $42,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 7,194 | $42,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,985 | $42,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 41,000 | $42,000 | thousands by filing date | principal |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 3,700 | $40,000 | thousands by filing date | put |
| ISHARES TR | 46435G102 | CONV BD ETF | 450 | $40,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 662 | $40,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 389 | $40,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 100 | $39,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 500 | $38,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,665 | $38,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,700 | $38,000 | thousands by filing date | call |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 2,372 | $38,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,300 | $38,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,100 | $38,000 | thousands by filing date | call |
| PROSHARES TR | 74347X849 | INDX FD | 2,400 | $38,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 1,328 | $38,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 1,000 | $38,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 2,700 | $38,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 2,154 | $38,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 2,100 | $37,000 | thousands by filing date | call |
| PROSHARES TR | 74347B714 | FUND | 3,380 | $37,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,500 | $36,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,100 | $36,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 1,000 | $36,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 4,800 | $36,000 | thousands by filing date | call |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 405 | $35,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 2,100 | $35,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 598 | $35,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,300 | $35,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 57,461 | $35,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,600 | $35,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 1,950 | $35,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 31,989 | $35,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 97 | $34,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 7,549 | $34,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 14,856 | $34,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 32,661 | $34,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,590 | $33,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 492 | $33,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,400 | $33,000 | thousands by filing date | call |
| ALLOT LTD | M0854Q105 | SHS | 2,795 | $33,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 1,300 | $32,000 | thousands by filing date | call |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 615 | $32,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,500 | $32,000 | thousands by filing date | put |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 377 | $32,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 3,500 | $32,000 | thousands by filing date | put |
| DBX ETF TR | 233051408 | FUND | 1,000 | $32,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 12,098 | $31,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 9,714 | $31,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 24,914 | $31,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 50,993 | $31,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 307 | $31,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 750 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 197 | $29,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 14,600 | $29,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 16,686 | $29,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 248 | $28,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 2,000 | $28,000 | thousands by filing date | call |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 105 | $28,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,000 | $28,000 | thousands by filing date | put |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 11,593 | $28,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 30,102 | $28,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 28,388 | $28,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 268 | $27,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,700 | $27,000 | thousands by filing date | call |
| AMERICAN RES CORP | 02927U208 | CL A | 15,000 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 300 | $27,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 152 | $26,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 1,630 | $26,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 12,500 | $26,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 27,300 | $26,000 | thousands by filing date | put |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 454 | $25,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 5,640 | $25,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 5,364 | $25,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 1,738 | $25,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 6 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 356 | $24,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 2,252 | $24,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,073 | $24,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 8,700 | $24,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 600 | $23,000 | thousands by filing date | put |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 876 | $23,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,300 | $23,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 5,753 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 153 | $23,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 18,000 | $23,000 | thousands by filing date | principal |
| REALNETWORKS INC | 75605L708 | COM | 23,574 | $23,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,400 | $22,000 | thousands by filing date | call |
| HARROW INC | 415858109 | COM | 2,467 | $21,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $21,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 191 | $21,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 7,279 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 300 | $20,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 17,000 | $20,000 | thousands by filing date | principal |
| MMTEC INC | G6181K106 | SHS | 29,965 | $20,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 2,324 | $19,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,711 | $19,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 3,747 | $18,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 7,804 | $18,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,117 | $18,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 100 | $17,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 100 | $17,000 | thousands by filing date | call |
| DESIGNER BRANDS INC | 250565108 | CL A | 1,200 | $17,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 2,300 | $17,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 500 | $17,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 48 | $16,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 900 | $16,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,300 | $16,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 9,589 | $16,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 5,082 | $16,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 26,540 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 110 | $15,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 2,113 | $15,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 350 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 310 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 413 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 280 | $15,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 2,465 | $15,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 300 | $13,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 258 | $13,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 77 | $13,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2,500 | $13,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 200 | $13,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 771 | $13,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 36,500 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 72 | $12,000 | thousands by filing date | |
| MAXCYTE INC | 57777K106 | COM | 1,190 | $12,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,858 | $12,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 10,000 | $12,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 11,599 | $12,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 81 | $11,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 200 | $11,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 800 | $11,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 263 | $11,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,100 | $11,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 400 | $10,000 | thousands by filing date | call |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 76 | $10,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 7,002 | $10,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 136 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 281 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 186 | $9,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 2,094 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 300 | $9,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 9,000 | $9,000 | thousands by filing date | principal |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 789 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-22-000036 | this filing | 2022-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000312069-22-000062 | base | 2022-02-23 | acceptance time not in the bulk data set |