13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 6,984 holding rows worth $159,829,089,000.
- Accession
- 0000312069-19-000047
- Filer
- CIK 312069
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 12,211 entries on the cover page, a total value of $159,829,089,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $159,829,089,000 with VALUE read as thousands by filing date, 13F file number 028-00826. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Canada Inc.028-14590
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland Public Limited Company
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 43,700 | $663,000 | thousands by filing date | call |
| IMPINJ INC | 453204109 | COM | 21,449 | $662,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 116,724 | $659,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 9,286 | $658,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 7,300 | $657,000 | thousands by filing date | put |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 24,615 | $657,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 21,287 | $657,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 7,500 | $656,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 6,800 | $656,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 52,300 | $656,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 18,534 | $653,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,900 | $652,000 | thousands by filing date | call |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 24,400 | $652,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 170,400 | $651,000 | thousands by filing date | put |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 20,068 | $651,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 6,500 | $650,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 29,400 | $650,000 | thousands by filing date | call |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 41,112 | $650,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 635,000 | $649,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912X302 | CL A | 15,451 | $648,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 6,392 | $646,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 7,956 | $645,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 20,043 | $644,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 653,000 | $644,000 | thousands by filing date | principal |
| RETAIL VALUE INC | 76133Q102 | COM | 17,368 | $643,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 16,800 | $642,000 | thousands by filing date | put |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 39,040 | $641,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 44,255 | $641,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 63,140 | $638,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 14,300 | $637,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 18,653 | $637,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 7,153 | $637,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 3,100 | $635,000 | thousands by filing date | call |
| KEARNY FINL CORP MD | 48716P108 | COM | 48,714 | $635,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 29,784 | $635,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 82,627 | $635,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 101,128 | $633,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 72,740 | $633,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 23,715 | $632,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 54,709 | $632,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 7,400 | $631,000 | thousands by filing date | put |
| MOVADO GROUP INC COM | 624580106 | Stock | 25,346 | $631,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 37,600 | $630,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 19,900 | $630,000 | thousands by filing date | put |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 12,732 | $629,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 69,100 | $629,000 | thousands by filing date | put |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 483,000 | $629,000 | thousands by filing date | principal |
| PENUMBRA INC COM | 70975L107 | Stock | 4,672 | $628,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 13,100 | $625,000 | thousands by filing date | call |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,925 | $624,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 298,653 | $623,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 20,733 | $623,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 88,623 | $622,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 40,853 | $622,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,191 | $621,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,800 | $621,000 | thousands by filing date | put |
| TENABLE HLDGS INC | 88025T102 | COM | 27,786 | $621,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 27,848 | $621,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 22,400 | $620,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 67,962 | $619,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 15,800 | $619,000 | thousands by filing date | call |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 35,051 | $619,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 608,000 | $619,000 | thousands by filing date | principal |
| SYNCHRONYFINL | 87165B103 | STOK | 18,100 | $617,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 8,300 | $617,000 | thousands by filing date | put |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 59,450 | $616,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 436,911 | $616,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 86,000 | $616,000 | thousands by filing date | principal |
| Eaton Corp. Plc | G29183103 | COM | 7,400 | $615,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 13,200 | $615,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 19,612 | $613,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 79,225 | $613,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 16,171 | $612,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 252,846 | $612,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 7,412 | $610,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 28,976 | $609,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 190,854 | $608,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,500 | $607,000 | thousands by filing date | put |
| LENNOX INTL INC COM | 526107107 | Stock | 2,500 | $607,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 190,700 | $606,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,300 | $603,000 | thousands by filing date | put |
| PAGERDUTY INC COM | 69553P100 | Stock | 21,271 | $601,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 46,789 | $601,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 7,564 | $599,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 67,251 | $599,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 13,200 | $598,000 | thousands by filing date | put |
| AGILYSYS INC | 00847J105 | COM | 23,338 | $598,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 19,300 | $598,000 | thousands by filing date | put |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 5,000 | $597,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 246,948 | $596,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 14,688 | $596,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 47,601 | $596,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 62,200 | $595,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 164,707 | $593,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 7,400 | $590,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 2,200 | $590,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 9,730 | $590,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 37,524 | $589,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 51,821 | $589,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 16,621 | $588,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 16,990 | $588,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 272,399 | $588,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 26,400 | $587,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 15,500 | $586,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 7,300 | $586,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 29,978 | $586,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 34,224 | $586,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 106,526 | $586,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 30,350 | $584,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 17,657 | $583,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 28,547 | $583,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 4,393 | $582,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 25,426 | $580,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 12,800 | $579,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 290,000 | $579,000 | thousands by filing date | principal |
| ACCELERON PHARMA INC | 00434H108 | COM | 14,600 | $577,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 12,000 | $577,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 5,300 | $576,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 39,900 | $576,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 13,800 | $573,000 | thousands by filing date | put |
| Berry Corp | 08579X101 | Common Stock | 61,188 | $573,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 325,234 | $572,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 685,000 | $572,000 | thousands by filing date | principal |
| COHU INC | 192576106 | COM | 42,291 | $571,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 5,500 | $570,000 | thousands by filing date | put |
| DENTSPLY SIRONA INC | 24906P109 | COM | 10,700 | $570,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 67,550 | $568,000 | thousands by filing date | put |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 13,877 | $568,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 9,510 | $568,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 594,000 | $568,000 | thousands by filing date | principal |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 15,520 | $566,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 21,096 | $566,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 48,403 | $565,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 24,276 | $565,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 19,700 | $564,000 | thousands by filing date | put |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 20,700 | $564,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 78,139 | $563,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 25,258 | $562,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 40,838 | $559,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 63,500 | $559,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 130,942 | $558,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 18,261 | $558,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 14,613 | $557,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 4,200 | $556,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 61,400 | $556,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 24,700 | $555,000 | thousands by filing date | call |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 6,217 | $553,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 15,206 | $552,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 15,364 | $552,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 16,701 | $551,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 105,500 | $551,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 32,439 | $551,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 7,300 | $550,000 | thousands by filing date | put |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,300 | $550,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 24,304 | $550,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 706 | $550,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 101,956 | $550,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 114,100 | $549,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 6,000 | $548,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 44,476 | $548,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 570,966 | $548,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,900 | $547,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 11,775 | $546,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 9,810 | $544,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 15,900 | $543,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 30,001 | $542,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,800 | $541,000 | thousands by filing date | call |
| QORVO INC COM | 74736K101 | Stock | 7,300 | $541,000 | thousands by filing date | call |
| RADWARE LTD | M81873107 | COMMON STOCK | 22,264 | $541,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 158,454 | $541,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 64,762 | $539,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 6,583 | $538,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 4,200 | $538,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 46,755 | $538,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,800 | $537,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 56,509 | $537,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 14,200 | $536,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 46,777 | $536,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 61,916 | $535,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 45,094 | $535,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 22,361 | $532,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 7,000 | $531,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 42,100 | $530,000 | thousands by filing date | put |
| iShares Gold Trust | 464285105 | ISHARES | 37,535 | $529,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 5,300 | $528,000 | thousands by filing date | call |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 61,100 | $528,000 | thousands by filing date | call |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 70,339 | $528,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 20,500 | $528,000 | thousands by filing date | put |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 22,700 | $527,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,600 | $527,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 18,800 | $527,000 | thousands by filing date | put |
| SP PLUS CORP | 78469C103 | COM | 14,250 | $527,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 6,000 | $526,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 337,000 | $526,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 12,700 | $526,000 | thousands by filing date | put |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 37,284 | $526,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 4,400 | $525,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 47,800 | $524,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 11,473 | $523,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 19,198 | $523,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 29,677 | $523,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 80,700 | $523,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 20,953 | $522,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 10,000 | $521,000 | thousands by filing date | call |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 18,374 | $521,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 30,400 | $520,000 | thousands by filing date | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 49,606 | $519,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 10,000 | $518,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 14,100 | $517,000 | thousands by filing date | put |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 615,000 | $517,000 | thousands by filing date | principal |
| BANDWIDTH INC | 05988J103 | COM CL A | 7,926 | $516,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 20,700 | $515,000 | thousands by filing date | call |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 9,948 | $514,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 7,906 | $514,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 83,668 | $514,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 3,800 | $513,000 | thousands by filing date | put |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 38,216 | $512,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 20,059 | $512,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 130,100 | $510,000 | thousands by filing date | call |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 39,900 | $510,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 10,400 | $509,000 | thousands by filing date | call |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 29,569 | $509,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 100,400 | $508,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 49,167 | $508,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 22,497 | $506,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 10,000 | $502,000 | thousands by filing date | put |
| CAREDX INC | 14167L103 | COM | 22,167 | $501,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 6,500 | $500,000 | thousands by filing date | put |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 15,900 | $500,000 | thousands by filing date | call |
| SWITCH INC | 87105L104 | CL A | 31,975 | $500,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 6,700 | $498,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 7,300 | $498,000 | thousands by filing date | call |
| ATRICURE INC | 04963C209 | COM | 19,990 | $498,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 17,990 | $498,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 10,600 | $497,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 28,556 | $497,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 25,600 | $495,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 5,600 | $493,000 | thousands by filing date | put |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 3,300 | $493,000 | thousands by filing date | call |
| SOLITON INC | 834251100 | COM | 46,055 | $492,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 315,014 | $491,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 64,541 | $491,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 75,864 | $491,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,100 | $490,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 379,001 | $488,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 17,400 | $487,000 | thousands by filing date | call |
| F N B CORP | 302520101 | COM | 42,246 | $487,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 12,164 | $486,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 7,631 | $485,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 2,474 | $485,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 144,851 | $485,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 75,100 | $485,000 | thousands by filing date | put |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 29,553 | $484,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 6,500 | $484,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 142,598 | $483,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 23,459 | $482,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 20,800 | $482,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 8,728 | $482,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 14,891 | $482,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 39,195 | $481,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 5,435 | $478,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 64,252 | $478,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 8,900 | $477,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 9,169 | $477,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 48,800 | $477,000 | thousands by filing date | call |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 134,141 | $477,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 4,400 | $476,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,596 | $476,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 32,900 | $475,000 | thousands by filing date | call |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 65,476 | $475,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 6,000 | $474,000 | thousands by filing date | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 25,691 | $473,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 8,721 | $472,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 21,687 | $472,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 36,283 | $471,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 45,003 | $470,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 14,200 | $469,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 16,200 | $468,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 18,100 | $467,000 | thousands by filing date | call |
| SHOE STA GROUP INC | 824889109 | COM | 14,448 | $467,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 5,000 | $467,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 118,988 | $467,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 9,700 | $467,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 26,500 | $466,000 | thousands by filing date | call |
| TE CONNECTIVITY LTD | H84989104 | SHS | 5,000 | $466,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 70,053 | $465,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 31,234 | $465,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 8,339 | $464,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 9,900 | $462,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 8,600 | $461,000 | thousands by filing date | call |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 32,586 | $461,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 36,886 | $461,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 517,216 | $460,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 9,780 | $460,000 | thousands by filing date | put |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 455,000 | $460,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 17,000 | $459,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 12,365 | $459,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 133,328 | $459,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 119,616 | $455,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 19,226 | $455,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 302 | $453,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 3,500 | $453,000 | thousands by filing date | call |
| PREMIER INC | 74051N102 | CL A | 15,708 | $453,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 14,157 | $453,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 23,863 | $452,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 34,021 | $452,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 15,325 | $452,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 30,000 | $451,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 7,500 | $451,000 | thousands by filing date | call |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 8,500 | $451,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 10,700 | $450,000 | thousands by filing date | call |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 24,061 | $450,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 6,800 | $449,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 236,000 | $449,000 | thousands by filing date | principal |
| FOX CORP CL A COM | 35137L105 | Stock | 14,200 | $448,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 44,765 | $448,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 191,735 | $448,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 18,813 | $447,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 11,374 | $447,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 71,119 | $447,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 5,987 | $447,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 28,005 | $446,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 43,282 | $446,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 12,439 | $446,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 13,048 | $445,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 49,100 | $444,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 28,400 | $443,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 27,949 | $443,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 193,504 | $443,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 100,600 | $443,000 | thousands by filing date | call |
| INGLES MKTS INC CL A | 457030104 | Stock | 11,380 | $442,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 7,741 | $442,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 78,276 | $442,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 14,900 | $440,000 | thousands by filing date | put |
| Canadian $ ETF | 46138T104 | ETF | 5,900 | $440,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,900 | $439,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 154,371 | $439,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 23,326 | $438,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 42,200 | $438,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P100 | COM | 91,749 | $437,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 83,400 | $436,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 30,451 | $436,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 5,900 | $435,000 | thousands by filing date | call |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 28,003 | $435,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 74,800 | $435,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 17,700 | $434,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 8,100 | $432,000 | thousands by filing date | put |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,500 | $431,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 28,379 | $431,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 18,800 | $431,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 7,600 | $430,000 | thousands by filing date | put |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 9,580 | $430,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 15,312 | $429,000 | thousands by filing date | put |
| SONOS INC | 83570H108 | COM | 32,000 | $429,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 20,709 | $428,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 4,650 | $427,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 7,899 | $427,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 36,070 | $427,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 40,200 | $427,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 250,000 | $427,000 | thousands by filing date | principal |
| Delta Apparel Inc | 247368103 | COM | 17,906 | $424,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 447,000 | $424,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 418,000 | $424,000 | thousands by filing date | principal |
| CHASE CORP | 16150R104 | COM | 3,874 | $423,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 24,000 | $422,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 69,345 | $422,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 4,027 | $421,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 22,189 | $420,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 113,300 | $420,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W540 | FUND | 13,700 | $420,000 | thousands by filing date | put |
| TECHNIPFMC PLC COM | G87110105 | Stock | 17,300 | $418,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 19,700 | $418,000 | thousands by filing date | call |
| ISHARES TR | 464288620 | SHS | 7,136 | $416,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 66,325 | $416,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 22,300 | $416,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 315,000 | $416,000 | thousands by filing date | principal |
| VERISIGN INC COM | 92343E102 | Stock | 2,200 | $415,000 | thousands by filing date | put |
| SSR MINING IN | 784730103 | COM | 28,600 | $415,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 61,183 | $414,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 25,843 | $414,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 11,360 | $413,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,433 | $413,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 8,789 | $413,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 149,572 | $413,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,700 | $412,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 5,000 | $412,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 21,500 | $411,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 7,200 | $410,000 | thousands by filing date | put |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 14,025 | $410,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 7,757 | $409,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 79,418 | $409,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 9,618 | $409,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 7,863 | $407,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,100 | $407,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 16,386 | $407,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 20,478 | $407,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 11,200 | $404,000 | thousands by filing date | put |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 66,729 | $404,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 19,900 | $403,000 | thousands by filing date | call |
| ACCENDRA HEALTH INC | 690732102 | COM | 69,327 | $403,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 24,600 | $402,000 | thousands by filing date | call |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 11,200 | $401,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 13,734 | $401,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 28,916 | $401,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 11,495 | $400,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 15,673 | $400,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 17,800 | $399,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 17,009 | $399,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,900 | $398,000 | thousands by filing date | put |
| MR COOPER GROUP INC | 62482R107 | COM | 37,522 | $398,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 282,500 | $398,000 | thousands by filing date | call |
| WILLSCOT CORP | 971375126 | COM | 25,462 | $397,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 48,260 | $396,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 7,100 | $395,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 8,500 | $395,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 39,036 | $395,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 41,068 | $394,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 30,300 | $394,000 | thousands by filing date | call |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 13,051 | $394,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 22,429 | $392,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 22,000 | $392,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W108 | COM | 19,110 | $392,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 209,495 | $392,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 49,802 | $391,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 21,100 | $391,000 | thousands by filing date | call |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 27,933 | $391,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 18,083 | $391,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 56,800 | $391,000 | thousands by filing date | call |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 14,411 | $389,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 28,560 | $388,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 35,388 | $388,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 9,890 | $387,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 10,100 | $387,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 26,971 | $387,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 17,586 | $386,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 16,347 | $386,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 419,000 | $385,000 | thousands by filing date | principal |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 16,136 | $384,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,982 | $383,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 4,448 | $383,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 69,400 | $383,000 | thousands by filing date | call |
| CAROLINA FINL CORP NEW | 143873107 | COM | 10,782 | $383,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 383,000 | $383,000 | thousands by filing date | principal |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 17,900 | $382,000 | thousands by filing date | put |
| MACROGENICS INC | 556099109 | COM | 29,867 | $381,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 22,730 | $381,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 6,594 | $381,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 13,638 | $381,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 7,600 | $380,000 | thousands by filing date | put |
| ECOVYST INC. | 73943T103 | Common Stock | 23,634 | $378,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 24,300 | $377,000 | thousands by filing date | call |
| VISTA OUTDOOR INC | 928377100 | COM | 60,984 | $377,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 36,655 | $377,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 70,260 | $376,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 9,561 | $376,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 104,783 | $376,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 48,013 | $375,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 14,635 | $374,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 35,500 | $373,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 19,442 | $373,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 19,936 | $372,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 3,300 | $372,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 12,649 | $372,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,800 | $372,000 | thousands by filing date | call |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 3,800 | $371,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 10,092 | $371,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 15,900 | $371,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 18,278 | $370,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 25,806 | $370,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 83,800 | $369,000 | thousands by filing date | call |
| ALECTOR INC | 014442107 | COMMON STOCK | 25,597 | $369,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 10,122 | $369,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 47,782 | $369,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 10,600 | $368,000 | thousands by filing date | put |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,909 | $368,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 15,620 | $367,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 23,100 | $367,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,700 | $366,000 | thousands by filing date | put |
| SIMULATIONS PLUS INC | 829214105 | COM | 10,576 | $366,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 43,600 | $366,000 | thousands by filing date | put |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 27,992 | $366,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 11,319 | $366,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,500 | $365,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 7,764 | $365,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 37,600 | $364,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,060 | $364,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 10,478 | $364,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 7,300 | $364,000 | thousands by filing date | put |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 24,457 | $364,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 16,349 | $363,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 35,700 | $363,000 | thousands by filing date | put |
| Proshares VIX Short-Term | 74347W171 | Equity | 18,600 | $363,000 | thousands by filing date | call |
| FTS INTERNATIONAL INC | 30283W104 | COM | 161,966 | $363,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 13,300 | $362,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 34,808 | $362,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 21,950 | $361,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 8,100 | $360,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 140,596 | $360,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 71,056 | $359,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 6,200 | $359,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-19-000047 | this filing | 2019-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000312069-19-000061 | base | 2019-11-15 | acceptance time not in the bulk data set |