13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 6,984 holding rows worth $159,829,089,000.
- Accession
- 0000312069-19-000047
- Filer
- CIK 312069
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 12,211 entries on the cover page, a total value of $159,829,089,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $159,829,089,000 with VALUE read as thousands by filing date, 13F file number 028-00826. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Canada Inc.028-14590
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Bank Ireland Public Limited Company
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 500 | $37,000 | thousands by filing date | put |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 10,312 | $37,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 6,100 | $37,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 800 | $37,000 | thousands by filing date | call |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,819 | $37,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 5,600 | $37,000 | thousands by filing date | put |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 4,445 | $37,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 2,258 | $37,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 10,937 | $37,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 19,500 | $37,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 138,207 | $37,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 32,300 | $37,000 | thousands by filing date | call |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 4,003 | $37,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 28,773 | $37,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 400 | $36,000 | thousands by filing date | call |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 1,100 | $36,000 | thousands by filing date | put |
| CABOT CORP | 127055101 | COM | 800 | $36,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 2,100 | $36,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 1,786 | $36,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 1,900 | $36,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 3,355 | $36,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 3,928 | $36,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 8,900 | $36,000 | thousands by filing date | put |
| SILVERBOW RES INC | 82836G102 | COM | 3,681 | $36,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 3,396 | $36,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 992 | $36,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 8,624 | $36,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 33,810 | $36,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 25,575 | $36,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 10,978 | $36,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 18,098 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 200 | $35,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,000 | $35,000 | thousands by filing date | call |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 400 | $35,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,800 | $35,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 3,200 | $35,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,739 | $35,000 | thousands by filing date | call |
| GAIA INC NEW | 36269P104 | CL A | 5,331 | $35,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 3,800 | $35,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 29,219 | $35,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 20,100 | $35,000 | thousands by filing date | put |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 6,992 | $35,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 7,889 | $35,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 1,177 | $35,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 15,037 | $34,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 26,400 | $34,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 600 | $34,000 | thousands by filing date | call |
| QURATE RETAIL INC | 74915M100 | COM SER A | 3,300 | $34,000 | thousands by filing date | call |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 5,194 | $34,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 3,790 | $34,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 1,440 | $34,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 4,000 | $34,000 | thousands by filing date | call |
| GULF IS FABRICATION INC | 402307102 | COM | 6,394 | $34,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 14,844 | $34,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 700 | $34,000 | thousands by filing date | put |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 3,648 | $34,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 200 | $33,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 2,000 | $33,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 2,300 | $33,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 100 | $33,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,600 | $33,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 300 | $33,000 | thousands by filing date | call |
| APTINYX INC | 03836N103 | COM | 9,548 | $33,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 4,629 | $33,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 200 | $32,000 | thousands by filing date | put |
| UGI CORP NEW COM | 902681105 | Stock | 641 | $32,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 500 | $32,000 | thousands by filing date | call |
| NEXTDECADE CORP | 65342K105 | COM | 5,636 | $32,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 4,200 | $32,000 | thousands by filing date | put |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 8,194 | $32,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 1,000 | $32,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 9,913 | $32,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 1,200 | $32,000 | thousands by filing date | put |
| PRECIPIO INC | 74019L503 | COM | 12,300 | $32,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 8,224 | $32,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 3,738 | $32,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 1,600 | $31,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 600 | $31,000 | thousands by filing date | call |
| CARS COM INC | 14575E105 | COM | 3,500 | $31,000 | thousands by filing date | put |
| MANITOWOC CO INC | 563571405 | COM NEW | 2,500 | $31,000 | thousands by filing date | put |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 4,401 | $31,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 6,769 | $31,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 190,517 | $31,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 2,900 | $31,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 1,600 | $30,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 2,400 | $30,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 3,900 | $30,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 3,500 | $30,000 | thousands by filing date | put |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,571 | $30,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 400 | $30,000 | thousands by filing date | put |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 21,101 | $30,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 10,186 | $30,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 12,061 | $30,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 200 | $29,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,300 | $29,000 | thousands by filing date | call |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,000 | $29,000 | thousands by filing date | put |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 257 | $29,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,200 | $29,000 | thousands by filing date | call |
| MECHEL PREF SPON ADR | 583840509 | COM | 40,000 | $29,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 26,540 | $29,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 3,246 | $29,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 8,952 | $29,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 24,346 | $29,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,600 | $28,000 | thousands by filing date | put |
| CLARIVATE PLC | G21810109 | ORD SHS | 1,674 | $28,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 300 | $28,000 | thousands by filing date | call |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,059 | $28,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 2,625 | $28,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 4,549 | $28,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 14,602 | $28,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,088 | $27,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 700 | $27,000 | thousands by filing date | call |
| SONOS INC | 83570H108 | COM | 2,000 | $27,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,900 | $27,000 | thousands by filing date | call |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,818 | $27,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 1,400 | $27,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 7,000 | $27,000 | thousands by filing date | call |
| DBX ETF TR | 233051408 | FUND | 1,000 | $27,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 4,775 | $27,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 800 | $26,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 700 | $26,000 | thousands by filing date | put |
| ISHARES TR | 46435G102 | CONV BD ETF | 450 | $26,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,000 | $26,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 4,500 | $26,000 | thousands by filing date | put |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 4,400 | $26,000 | thousands by filing date | put |
| BRIDGFORD FOODS CORP | 108763103 | COM | 864 | $26,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 3,770 | $26,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,500 | $26,000 | thousands by filing date | call |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 1,000 | $26,000 | thousands by filing date | put |
| CIMPRESS N V | N20146101 | SHS EURO | 200 | $26,000 | thousands by filing date | put |
| VISTRA CORP | 92840M128 | COM | 12,758 | $26,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 996 | $26,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 14,878 | $26,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 22,103 | $26,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 26,000 | $26,000 | thousands by filing date | principal |
| PROFICIENT ALPHA ACQUSTN COR COM | 74317h105 | COM | 2,600 | $26,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 200 | $25,000 | thousands by filing date | put |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 6,862 | $25,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 4,669 | $25,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 1,509 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 3,500 | $25,000 | thousands by filing date | put |
| ITT INC COM | 45073V108 | Stock | 400 | $24,000 | thousands by filing date | put |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 300 | $24,000 | thousands by filing date | call |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 390 | $24,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 600 | $24,000 | thousands by filing date | call |
| CRANE CO | 224399105 | COM | 300 | $24,000 | thousands by filing date | put |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,000 | $24,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 5,000 | $24,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 8,900 | $24,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 20,400 | $24,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 8,800 | $24,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 687 | $24,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 18,778 | $24,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 822 | $23,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 432 | $23,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,700 | $23,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 900 | $23,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 800 | $23,000 | thousands by filing date | call |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,349 | $23,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 5,991 | $23,000 | thousands by filing date | call |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 6,639 | $23,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 25,000 | $23,000 | thousands by filing date | principal |
| TITAN MED INC | 88830X819 | COM | 20,987 | $23,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 15,801 | $23,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 400 | $22,000 | thousands by filing date | put |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 1,000 | $22,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 100 | $22,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 900 | $22,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,900 | $22,000 | thousands by filing date | call |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 4,488 | $22,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 6,500 | $22,000 | thousands by filing date | call |
| ONCOCYTE CORP | 68235C107 | COM | 10,598 | $22,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 9,893 | $22,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 98 | $21,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,313 | $21,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 100 | $21,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 3,200 | $21,000 | thousands by filing date | call |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 2,140 | $21,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 2,972 | $21,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 5,217 | $21,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 10,584 | $21,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 15,388 | $21,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 8,237 | $21,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,800 | $20,000 | thousands by filing date | call |
| LITTELFUSE INC COM | 537008104 | Stock | 111 | $20,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 600 | $20,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 300 | $20,000 | thousands by filing date | call |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 400 | $20,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,300 | $20,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 700 | $20,000 | thousands by filing date | put |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 3,438 | $20,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 1,300 | $20,000 | thousands by filing date | call |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 400 | $20,000 | thousands by filing date | call |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 3,843 | $20,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 4,300 | $20,000 | thousands by filing date | call |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 10,738 | $20,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,000 | $19,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 300 | $19,000 | thousands by filing date | call |
| APOGEE ENTERPRISES INC | 037598109 | COM | 500 | $19,000 | thousands by filing date | put |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 1,337 | $19,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 100 | $19,000 | thousands by filing date | call |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 2,332 | $19,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 2,487 | $19,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 15,000 | $19,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 7,300 | $19,000 | thousands by filing date | put |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 341 | $19,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 41,363 | $19,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 341 | $19,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,006 | $19,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 510 | $19,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 4,246 | $19,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,100 | $18,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 400 | $18,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 17,118 | $18,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 8,300 | $18,000 | thousands by filing date | put |
| CUTERA INC | 232109108 | COM | 600 | $18,000 | thousands by filing date | call |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 7,339 | $18,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 700 | $18,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 3,200 | $18,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 3,300 | $18,000 | thousands by filing date | put |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 10,400 | $18,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 13,000 | $18,000 | thousands by filing date | principal |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 1,874 | $18,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 564 | $17,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,000 | $17,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 600 | $17,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 400 | $17,000 | thousands by filing date | put |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 400 | $17,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 1,000 | $17,000 | thousands by filing date | put |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 3,487 | $17,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 800 | $17,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 1,500 | $17,000 | thousands by filing date | put |
| NETGEAR INC | 64111Q104 | COM | 500 | $16,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 300 | $16,000 | thousands by filing date | call |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 542 | $16,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,500 | $16,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 1,700 | $16,000 | thousands by filing date | put |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 4,263 | $16,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 4,096 | $16,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 9,200 | $16,000 | thousands by filing date | put |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 13,400 | $16,000 | thousands by filing date | put |
| J JILL INC | 46620W102 | COM | 8,553 | $16,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100 | $15,000 | thousands by filing date | put |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 400 | $15,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,000 | $15,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 200 | $15,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,000 | $15,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 500 | $15,000 | thousands by filing date | call |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 351 | $15,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 300 | $15,000 | thousands by filing date | put |
| Ramaco Resources Inc | 75134P303 | COM CL B | 4,150 | $15,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 924 | $15,000 | thousands by filing date | call |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 4,052 | $15,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 7,800 | $15,000 | thousands by filing date | call |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,429 | $15,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 600 | $14,000 | thousands by filing date | put |
| EQUIFAX INC COM | 294429105 | Stock | 100 | $14,000 | thousands by filing date | put |
| BERKLEY W R CORP COM | 084423102 | Stock | 200 | $14,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 800 | $14,000 | thousands by filing date | call |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 500 | $14,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 400 | $14,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,000 | $14,000 | thousands by filing date | put |
| BLINK CHARGING CO | 09354A100 | COM | 5,500 | $14,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,068 | $14,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 998 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 300 | $14,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 5,300 | $14,000 | thousands by filing date | call |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 1,846 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 250 | $14,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 10,800 | $14,000 | thousands by filing date | put |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 600 | $14,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 3,360 | $14,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 6,616 | $14,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 900 | $14,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 58,600 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 900 | $14,000 | thousands by filing date | put |
| Reebonz Holding Limited | G7457R122 | SHS | 14,100 | $14,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 100 | $13,000 | thousands by filing date | put |
| XCELENERGY INC | 98389B100 | COM | 200 | $13,000 | thousands by filing date | call |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 2,086 | $13,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 100 | $13,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 300 | $13,000 | thousands by filing date | put |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 200 | $13,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 100 | $13,000 | thousands by filing date | put |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 208 | $13,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 186 | $13,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 500 | $13,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 700 | $13,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 1,700 | $13,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 3,800 | $13,000 | thousands by filing date | put |
| APTARGROUP INC COM | 038336103 | Stock | 100 | $12,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 278 | $12,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 200 | $12,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 200 | $12,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 100 | $12,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 410 | $12,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 592 | $12,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 500 | $12,000 | thousands by filing date | call |
| VALUE LINE INC | 920437100 | COMMON STOCK | 525 | $12,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 840 | $12,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 2,287 | $12,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 19 | $12,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 4,100 | $12,000 | thousands by filing date | put |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 7,175 | $12,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 200 | $11,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,000 | $11,000 | thousands by filing date | call |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 131 | $11,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 100 | $11,000 | thousands by filing date | call |
| NEWTEKONE INC | 652526203 | COM NEW | 503 | $11,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 300 | $11,000 | thousands by filing date | put |
| COVISTA INC | 00737L103 | COM | 300 | $11,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 1,938 | $11,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 900 | $11,000 | thousands by filing date | call |
| Renovaro Inc | 29350E104 | Common Stock | 1,979 | $11,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 995 | $11,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,200 | $11,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 1,800 | $11,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 1,000 | $11,000 | thousands by filing date | put |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 5,827 | $11,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 200 | $10,000 | thousands by filing date | put |
| ECHOSTAR CORP | 278768106 | CL A | 264 | $10,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 100 | $10,000 | thousands by filing date | call |
| GANNETT SPINCO INC | 36473H104 | COM | 900 | $10,000 | thousands by filing date | put |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 500 | $10,000 | thousands by filing date | call |
| ROSETTA RES INC COM | 777385105 | Stock | 5,302 | $10,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 1,229 | $10,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 37,700 | $10,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 3,500 | $10,000 | thousands by filing date | call |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 3,439 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 200 | $10,000 | thousands by filing date | put |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 12,400 | $10,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 3,071 | $10,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 4,722 | $10,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 160 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 110 | $10,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 100 | $9,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 200 | $9,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 200 | $9,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,100 | $9,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 84 | $9,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 100 | $9,000 | thousands by filing date | put |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 85 | $9,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,000 | $9,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 400 | $9,000 | thousands by filing date | call |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 400 | $9,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 200 | $9,000 | thousands by filing date | put |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $9,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 598 | $9,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 2 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 100 | $9,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 200 | $9,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 800 | $9,000 | thousands by filing date | call |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 600 | $9,000 | thousands by filing date | put |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 300 | $9,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 3,644 | $9,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 1,500 | $9,000 | thousands by filing date | put |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 2,373 | $9,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 6,829 | $9,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 1,933 | $9,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 300 | $9,000 | thousands by filing date | put |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 800 | $9,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 1,443 | $9,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 909 | $9,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 100 | $8,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,500 | $8,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 400 | $8,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 100 | $8,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 700 | $8,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 6,700 | $8,000 | thousands by filing date | put |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 100 | $8,000 | thousands by filing date | put |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 400 | $8,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 800 | $8,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 100 | $8,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 200 | $8,000 | thousands by filing date | call |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 615 | $8,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 409 | $8,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 400 | $8,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 3,100 | $8,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 600 | $8,000 | thousands by filing date | put |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,200 | $8,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,233 | $8,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 7,433 | $8,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 6,865 | $8,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 100 | $7,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 100 | $7,000 | thousands by filing date | put |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 300 | $7,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 500 | $7,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 500 | $7,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 700 | $7,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,800 | $7,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 1,300 | $7,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 600 | $7,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 900 | $7,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 700 | $7,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 100 | $7,000 | thousands by filing date | put |
| TOCAGEN INC | 888846102 | COM | 11,350 | $7,000 | thousands by filing date | |
| PREDICTIVE ONCOLOGY INC | 74039M101 | COM | 12,962 | $7,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 500 | $6,000 | thousands by filing date | put |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,316 | $6,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 100 | $6,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 604 | $6,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 764 | $6,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,800 | $6,000 | thousands by filing date | call |
| RYB ED INC | 74979W101 | ADR | 1,000 | $6,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 600 | $6,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W395 | FUND | 100 | $6,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 2,844 | $6,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 6,999 | $6,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 156 | $6,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 84 | $5,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 935 | $5,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,390 | $5,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 500 | $5,000 | thousands by filing date | call |
| ACM RESH INC COM CL A | 00108J109 | Stock | 365 | $5,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 200 | $5,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 200 | $5,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 5,300 | $5,000 | thousands by filing date | put |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 100 | $5,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 100 | $5,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 500 | $5,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 200 | $5,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,700 | $5,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 8,000 | $5,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 3,900 | $5,000 | thousands by filing date | put |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,300 | $5,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 151 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 100 | $5,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 200 | $5,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 1,400 | $5,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 1,000 | $5,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 572 | $5,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 91 | $5,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,400 | $5,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 646 | $5,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 1,000 | $5,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 6,680 | $5,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 2,712 | $5,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,204 | $5,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 834 | $5,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 7,000 | $5,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 3,600 | $5,000 | thousands by filing date | call |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 1,910 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 264 | $5,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,100 | $4,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 500 | $4,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 100 | $4,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,700 | $4,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 100 | $4,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 400 | $4,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 200 | $4,000 | thousands by filing date | call |
| GRIFFON CORP | 398433102 | COM | 200 | $4,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 100 | $4,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,000 | $4,000 | thousands by filing date | put |
| AQUA AMERICA INC | 03836W103 | COM | 100 | $4,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 200 | $4,000 | thousands by filing date | put |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 827 | $4,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,200 | $4,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,000 | $4,000 | thousands by filing date | put |
| CELLECTIS ADS | 15117K103 | COM | 361 | $4,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 362 | $4,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 543 | $4,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 2,900 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 98 | $4,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 286 | $4,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 97 | $4,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 200 | $4,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 61 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 200 | $4,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 118 | $4,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 100 | $4,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 20,031 | $4,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 600 | $4,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 700 | $4,000 | thousands by filing date | call |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 129 | $4,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,000 | $4,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 700 | $4,000 | thousands by filing date | put |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 342 | $4,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 443 | $4,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 93 | $3,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 380 | $3,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 100 | $3,000 | thousands by filing date | call |
| YETI HLDGS INC COM | 98585X104 | Stock | 100 | $3,000 | thousands by filing date | put |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 135 | $3,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 433 | $3,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 163 | $3,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,200 | $3,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 300 | $3,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 100 | $3,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 200 | $3,000 | thousands by filing date | call |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 404 | $3,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 100 | $3,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,765 | $3,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,223 | $3,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 157 | $3,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 200 | $3,000 | thousands by filing date | call |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 400 | $3,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 200 | $3,000 | thousands by filing date | call |
| K12 INC | 48273U102 | COM | 100 | $3,000 | thousands by filing date | call |
| ISHARES TR | 46429B135 | INT PFD STK FD | 207 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-19-000047 | this filing | 2019-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000312069-19-000061 | base | 2019-11-15 | acceptance time not in the bulk data set |