13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,039 holding rows worth $163,314,828,000.
- Accession
- 0000312069-19-000034
- Filer
- CIK 312069
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 11,908 entries on the cover page, a total value of $163,314,828,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $163,314,828,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 100 | $13,000 | thousands by filing date | put |
| TERNIUM SA | 880890108 | SPONSORED ADS | 600 | $13,000 | thousands by filing date | call |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 300 | $13,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 998 | $13,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 300 | $13,000 | thousands by filing date | call |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 100 | $13,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 300 | $13,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,000 | $13,000 | thousands by filing date | put |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 208 | $13,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 186 | $13,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 500 | $13,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 10,500 | $13,000 | thousands by filing date | call |
| APTARGROUP INC COM | 038336103 | Stock | 100 | $12,000 | thousands by filing date | call |
| ARCOSA INC COM | 039653100 | Stock | 330 | $12,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 300 | $12,000 | thousands by filing date | put |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 400 | $12,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 700 | $12,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 2,900 | $12,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 1,000 | $12,000 | thousands by filing date | call |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 100 | $12,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 801 | $12,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 575 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 200 | $12,000 | thousands by filing date | put |
| Renovaro Inc | 29350E104 | Common Stock | 2,589 | $12,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 200 | $12,000 | thousands by filing date | put |
| Cinedigm Corp CL A | 172406209 | COM NEW | 9,084 | $12,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 2,815 | $12,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 67,046 | $12,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 397 | $12,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 3,600 | $12,000 | thousands by filing date | call |
| NNN REIT INC COM | 637417106 | REIT | 200 | $11,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 300 | $11,000 | thousands by filing date | call |
| LANDSTAR SYS INC COM | 515098101 | Stock | 100 | $11,000 | thousands by filing date | put |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 672 | $11,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 300 | $11,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 1,000 | $11,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 592 | $11,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 4,300 | $11,000 | thousands by filing date | call |
| GANNETT SPINCO INC | 36473H104 | COM | 1,300 | $11,000 | thousands by filing date | put |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 780 | $11,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 1,400 | $11,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 700 | $11,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,000 | $11,000 | thousands by filing date | put |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 247 | $10,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 83 | $10,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 200 | $10,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076105 | CL A | 100 | $10,000 | thousands by filing date | put |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 131 | $10,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 200 | $10,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 3,926 | $10,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 971 | $10,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 1,000 | $10,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 500 | $10,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 400 | $10,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 235 | $10,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 200 | $10,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 297 | $10,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 33,172 | $10,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,100 | $10,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 774 | $10,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 300 | $10,000 | thousands by filing date | put |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 4,149 | $10,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 1,637 | $10,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 59 | $9,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 200 | $9,000 | thousands by filing date | call |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 153 | $9,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 100 | $9,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 200 | $9,000 | thousands by filing date | call |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 200 | $9,000 | thousands by filing date | put |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 432 | $9,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,600 | $9,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 200 | $9,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 400 | $9,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 7,700 | $9,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 309 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 200 | $9,000 | thousands by filing date | put |
| HERCULES CAPITAL INC | 427096508 | COM | 700 | $9,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $9,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 700 | $9,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 300 | $9,000 | thousands by filing date | put |
| VIRTU FINL INC | 928254101 | CL A | 400 | $9,000 | thousands by filing date | call |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 480 | $9,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 1,200 | $9,000 | thousands by filing date | put |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 300 | $9,000 | thousands by filing date | put |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 300 | $9,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 5,248 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 117 | $9,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 3,644 | $9,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 800 | $9,000 | thousands by filing date | call |
| CIMPRESS N V | N20146101 | SHS EURO | 100 | $9,000 | thousands by filing date | put |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 2,300 | $9,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 20,000 | $9,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 3,255 | $9,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 2,891 | $9,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 3,400 | $9,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 2,231 | $9,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 100 | $8,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 800 | $8,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,100 | $8,000 | thousands by filing date | put |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 300 | $8,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,900 | $8,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 200 | $8,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 400 | $8,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 100 | $8,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 2 | $8,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 100 | $8,000 | thousands by filing date | call |
| LIVENT CORP | 53814L108 | COM | 1,209 | $8,000 | thousands by filing date | put |
| LIVENT CORP | 53814L108 | COM | 1,158 | $8,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 100 | $8,000 | thousands by filing date | call |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 800 | $8,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 200 | $8,000 | thousands by filing date | put |
| AQUA AMERICA INC | 03836W103 | COM | 200 | $8,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 600 | $8,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 300 | $8,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 300 | $8,000 | thousands by filing date | put |
| FTAI AVIATION LTD | 34960P101 | COM | 500 | $8,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 4,000 | $8,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 500 | $8,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,800 | $8,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 1,100 | $8,000 | thousands by filing date | call |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 800 | $8,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 2,134 | $8,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,172 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 380 | $8,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 600 | $8,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 201 | $7,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 245 | $7,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 200 | $7,000 | thousands by filing date | put |
| ENERSYS COM | 29275Y102 | Stock | 100 | $7,000 | thousands by filing date | put |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 43 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 100 | $7,000 | thousands by filing date | call |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 66 | $7,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 300 | $7,000 | thousands by filing date | call |
| VIRTU FINL INC | 928254101 | CL A | 300 | $7,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H601 | COM | 40,065 | $7,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 500 | $7,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,000 | $7,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 100 | $7,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 5,000 | $7,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 700 | $7,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 600 | $7,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,600 | $7,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 4,641 | $7,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 256 | $7,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 300 | $6,000 | thousands by filing date | put |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 100 | $6,000 | thousands by filing date | put |
| ARCBEST CORP COM | 03937C105 | Stock | 200 | $6,000 | thousands by filing date | call |
| ARCOSA INC COM | 039653100 | Stock | 165 | $6,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 100 | $6,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 200 | $6,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 6,200 | $6,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 390 | $6,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 400 | $6,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 200 | $6,000 | thousands by filing date | call |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 100 | $6,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 400 | $6,000 | thousands by filing date | put |
| CARS COM INC | 14575E105 | COM | 300 | $6,000 | thousands by filing date | put |
| AUDIOCODES LTD | M15342104 | ORD | 400 | $6,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 400 | $6,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 3,200 | $6,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 4,811 | $6,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 18,505 | $6,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 122 | $6,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 129 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 1,000 | $6,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 100 | $6,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,500 | $6,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 300 | $6,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 9,800 | $6,000 | thousands by filing date | put |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 700 | $6,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 956 | $6,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 6,419 | $6,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 84 | $5,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 434 | $5,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 100 | $5,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 100 | $5,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 300 | $5,000 | thousands by filing date | call |
| COMFORT SYS USA INC COM | 199908104 | Stock | 100 | $5,000 | thousands by filing date | put |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 102 | $5,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 300 | $5,000 | thousands by filing date | put |
| NEWTEKONE INC | 652526203 | COM NEW | 200 | $5,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 100 | $5,000 | thousands by filing date | put |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 787 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 200 | $5,000 | thousands by filing date | call |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 251 | $5,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 240 | $5,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,000 | $5,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,100 | $5,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 100 | $5,000 | thousands by filing date | call |
| MANITOWOC CO INC | 563571405 | COM NEW | 300 | $5,000 | thousands by filing date | put |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 200 | $5,000 | thousands by filing date | call |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 203 | $5,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 419 | $5,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 155 | $5,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 500 | $5,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 575 | $5,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 200 | $5,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 800 | $5,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 400 | $5,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 55,601 | $5,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 193 | $5,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 1,082 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 400 | $5,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 505 | $5,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 475 | $5,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G207 | Cmn | 15,628 | $5,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 676,281 | $5,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 68 | $4,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 93 | $4,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 100 | $4,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 667 | $4,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 200 | $4,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 101 | $4,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 400 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 100 | $4,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 100 | $4,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 100 | $4,000 | thousands by filing date | call |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 100 | $4,000 | thousands by filing date | call |
| LIMBACH HLDGS INC | 53263P105 | COM | 444 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 46 | $4,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 200 | $4,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 216 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 200 | $4,000 | thousands by filing date | call |
| HUB GROUP INC | 443320106 | CL A | 100 | $4,000 | thousands by filing date | call |
| EATON VANCE CORP | 278265103 | COM NON VTG | 100 | $4,000 | thousands by filing date | call |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 100 | $4,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 700 | $4,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 62 | $4,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 100 | $4,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,200 | $4,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 81 | $4,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 2,900 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 157 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 98 | $4,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 97 | $4,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,400 | $4,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 6,347 | $4,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 900 | $4,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 200 | $4,000 | thousands by filing date | put |
| PLANTRONICS INC NEW | 727493108 | COM | 100 | $4,000 | thousands by filing date | put |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 2,620 | $4,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 300 | $4,000 | thousands by filing date | call |
| PROSHARES TR | 74347B185 | FUND | 200 | $4,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 2,678 | $4,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 500 | $4,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 1,000 | $4,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 1,076 | $4,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 2,016 | $4,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 379 | $4,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 484 | $3,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 700 | $3,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 200 | $3,000 | thousands by filing date | call |
| NEWMARK GROUP INC | 65158N102 | CL A | 338 | $3,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 1,200 | $3,000 | thousands by filing date | put |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 200 | $3,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 100 | $3,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 400 | $3,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 189 | $3,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 100 | $3,000 | thousands by filing date | call |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 800 | $3,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 100 | $3,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 93 | $3,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 532 | $3,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 100 | $3,000 | thousands by filing date | call |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 69 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 99 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 56 | $3,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 4,710 | $3,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 500 | $3,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 400 | $3,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 8,622 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 45 | $3,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 216 | $3,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 700 | $3,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 646 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 300 | $3,000 | thousands by filing date | call |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 100 | $3,000 | thousands by filing date | call |
| ISHARES TR | 46429B135 | INT PFD STK FD | 207 | $3,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 700 | $3,000 | thousands by filing date | call |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $3,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 17,381 | $3,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 2,144 | $3,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 40 | $3,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICAL | 21234W400 | COM | 825 | $3,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 42 | $2,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 127 | $2,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 500 | $2,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 100 | $2,000 | thousands by filing date | put |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 29 | $2,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 300 | $2,000 | thousands by filing date | call |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 420 | $2,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 100 | $2,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 100 | $2,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 100 | $2,000 | thousands by filing date | call |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 543 | $2,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 101 | $2,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 102 | $2,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 131 | $2,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,700 | $2,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 256 | $2,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 121 | $2,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 2,369 | $2,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 49,200 | $2,000 | thousands by filing date | call |
| USD PARTNERS LP LP | 903318103 | STOK | 135 | $2,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 437 | $2,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 300 | $2,000 | thousands by filing date | call |
| BALLANTYNE STRONG INC | 058516105 | COM | 730 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 45 | $2,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 986 | $2,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,000 | $2,000 | thousands by filing date | put |
| NANTHEALTH INC | 630104107 | CMN | 3,122 | $2,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 3,027 | $2,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 28,700 | $2,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 100 | $1,000 | thousands by filing date | put |
| ISHARES TR | 464287168 | COM | 9 | $1,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 100 | $1,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 100 | $1,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 100 | $1,000 | thousands by filing date | put |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 100 | $1,000 | thousands by filing date | call |
| VISTRA CORP COM | 92840M102 | Stock | 65 | $1,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 1,000 | $1,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 33 | $1,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 300 | $1,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 1,600 | $1,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 50 | $1,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 104 | $1,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 60 | $1,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 100 | $1,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 100 | $1,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 200 | $1,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 100 | $1,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 100 | $1,000 | thousands by filing date | put |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 67 | $1,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 100 | $1,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 300 | $1,000 | thousands by filing date | call |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 126 | $1,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | put |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 45 | $1,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 96 | $1,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 70 | $1,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 209 | $1,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 40 | $1,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 100 | $1,000 | thousands by filing date | call |
| Gilat Satellite Network | M51474118 | COM | 172 | $1,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 299 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 75 | $1,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 25 | $1,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 158 | $1,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 159 | $1,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 162 | $1,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 39 | $1,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 100 | $1,000 | thousands by filing date | put |
| GREENHILL & CO INC COM | 395259104 | Stock | 100 | $1,000 | thousands by filing date | call |
| IMMUNIC INC | 4525EP101 | COM | 107 | $1,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 227 | $1,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 26 | $1,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 20 | $1,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 1,117 | $1,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 153 | $1,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 382 | $1,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 607 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,619 | $1,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 1,935 | $1,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 2,600 | $1,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 10,400 | $1,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 200 | $1,000 | thousands by filing date | put |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 16,400 | $1,000 | thousands by filing date | call |
| OCONEE FED FINL CORP | 675607105 | COM | 32 | $1,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 277 | $1,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 380 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 146 | $1,000 | thousands by filing date | |
| AGM GROUP HOLDINGS INC | G0132V105 | SHS CL A | 48 | $1,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 200 | $1,000 | thousands by filing date | put |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 20 | $1,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 55 | $1,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,076 | $1,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 82 | $1,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 259 | $1,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 1,121 | $1,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 348 | $1,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 2,100 | $1,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 599 | $1,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 7,270 | $1,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 440 | $1,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 3,064 | $1,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 549 | $1,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 450 | $1,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 63 | $1,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M300 | COM NEW | 233 | $1,000 | thousands by filing date | |
| TARONIS TECHNOLOGIES INC | 876214107 | COM | 4,580 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 30 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 267 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 194 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 326 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNOPTA INC | 8676EP108 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGC PHARMA INC | 45408X308 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Perion Network Ltd | M78673114 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOC ENERGY TR | 91829B103 | TR UNIT | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR T INC | 009207101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHOPPER INC | 33939J303 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 497 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 332 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 1,007 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURIS INC | 231269200 | COM | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,365 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGMATRON INTL INC | 82661L101 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRED S INC CLASS A | 356108100 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ID SYSTEMS INC | 449489103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 390 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHILOH INDUSTRIES INC | 824543102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259103 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REEDS INC COM | 758338107 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 648 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 339 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 674 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD POINT FINL CORP | 680194107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DGSE COMPANIES INC | 23323G106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANCER GENETICS INC. | 13739u104 | COM | 454 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO INC | 817763105 | COM | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE REALITIES INC | 22530J200 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUMU CORP | 749063103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LILIS ENERGY INC | 532403201 | COM NEW | 173 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 729 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULMATRIX INC COM | 74584P202 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-19-000034 | this filing | 2019-08-14 | acceptance time not in the bulk data set |