13F-HR filed by BARCLAYS PLC
BARCLAYS PLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 7,039 holding rows worth $163,314,828,000.
- Accession
- 0000312069-19-000034
- Filer
- CIK 312069
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 11,908 entries on the cover page, a total value of $163,314,828,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $163,314,828,000 with VALUE read as thousands by filing date, 13F file number 028-00826. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBARCLAYS BANK PLC028-00827
- included managerBarclays Capital INC028-13846
- included managerBARCLAYS CAPITAL SECURITIES LTD028-07404
- included managerBarclays Bank (Suisse) SA028-13878
- included managerBarclays Capital Derivative Funding028-14600
- included managerBarclays Capital Luxembourg SaRL028-14040
- included managerBarclays Investment Solutions Ltd028-13881
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TENNECO INC | 880349105 | COM | 20,300 | $225,000 | thousands by filing date | call |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 7,312 | $225,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 7,835 | $225,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,900 | $224,000 | thousands by filing date | put |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2,860 | $224,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 23,302 | $224,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 12,600 | $224,000 | thousands by filing date | call |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 13,795 | $224,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,100 | $223,000 | thousands by filing date | call |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 9,941 | $223,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 200,000 | $223,000 | thousands by filing date | principal |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 221,000 | $223,000 | thousands by filing date | principal |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 10,449 | $222,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,400 | $222,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,351 | $221,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 15,304 | $221,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 7,918 | $221,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 6,900 | $221,000 | thousands by filing date | put |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 27,968 | $221,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 191,300 | $220,000 | thousands by filing date | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 7,700 | $220,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 4,075 | $220,000 | thousands by filing date | put |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 4,900 | $220,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 52,820 | $220,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 34,328 | $219,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 9,600 | $218,000 | thousands by filing date | call |
| Pareteum Corporation | 69946T207 | COM | 83,379 | $218,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,200 | $217,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 23,800 | $217,000 | thousands by filing date | call |
| CORECARD CORPORATION | 45816D100 | COM | 7,525 | $217,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 4,487 | $217,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 104,763 | $217,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,700 | $216,000 | thousands by filing date | call |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 2,300 | $216,000 | thousands by filing date | put |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 8,633 | $216,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 15,600 | $216,000 | thousands by filing date | put |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 9,581 | $216,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 10,679 | $216,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 35,469 | $216,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,300 | $215,000 | thousands by filing date | call |
| NVE CORP COM NEW | 629445206 | Stock | 3,091 | $215,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 13,600 | $215,000 | thousands by filing date | call |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 6,658 | $215,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 4,774 | $215,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,200 | $214,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 10,600 | $214,000 | thousands by filing date | call |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 6,281 | $214,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 62,303 | $214,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 63,436 | $214,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 12,291 | $214,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 43,579 | $214,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 49,500 | $212,000 | thousands by filing date | put |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 8,302 | $212,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 15,044 | $211,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 7,979 | $211,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 7,200 | $211,000 | thousands by filing date | put |
| AMBER ROAD INC | 02318Y108 | COM | 16,119 | $211,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,800 | $210,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 40,301 | $210,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 64,901 | $210,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,600 | $209,000 | thousands by filing date | call |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,000 | $209,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 19,950 | $209,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 6,929 | $209,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 6,200 | $209,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 19,760 | $209,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 10,000 | $208,000 | thousands by filing date | put |
| RBB BANCORP | 74930B105 | COMMON STOCK | 10,800 | $208,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 106,900 | $208,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 10,580 | $208,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 41,800 | $207,000 | thousands by filing date | call |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 22,347 | $207,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 17,100 | $206,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,000 | $206,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,000 | $206,000 | thousands by filing date | call |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 7,950 | $206,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,585 | $206,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13,300 | $206,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 4,300 | $205,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 19,200 | $205,000 | thousands by filing date | put |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,000 | $205,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 8,100 | $204,000 | thousands by filing date | call |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 3,800 | $204,000 | thousands by filing date | put |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 12,735 | $204,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 20,566 | $204,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 15,100 | $204,000 | thousands by filing date | call |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 194,000 | $204,000 | thousands by filing date | principal |
| MKS INC. COM | 55306N104 | Stock | 2,600 | $203,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 27,900 | $203,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 69,900 | $203,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 25,658 | $203,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 16,885 | $203,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 29,675 | $203,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,096 | $202,000 | thousands by filing date | call |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 19,500 | $202,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 35,518 | $202,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 17,283 | $202,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 600 | $202,000 | thousands by filing date | call |
| LIMONEIRA CO | 532746104 | COM | 10,135 | $202,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 14,473 | $202,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 36,135 | $202,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 6,393 | $202,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 75,416 | $201,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 40,800 | $201,000 | thousands by filing date | put |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 13,114 | $201,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 33,453 | $201,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,000 | $200,000 | thousands by filing date | put |
| NEWMARKET CORP COM | 651587107 | Stock | 500 | $200,000 | thousands by filing date | put |
| MESA AIR GROUP INC | 590479135 | COM NEW | 21,900 | $200,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 2,000 | $200,000 | thousands by filing date | call |
| ROYAL BK CDA COM | 780087102 | Stock | 2,500 | $199,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 11,548 | $199,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 5,178 | $199,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 6,268 | $199,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 187,000 | $199,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 4,366 | $199,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 23,881 | $199,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 17,775 | $199,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 21,347 | $198,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,324 | $198,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 3,320 | $198,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 23,690 | $198,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 10,000 | $198,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 3,300 | $197,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 54,900 | $197,000 | thousands by filing date | call |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 7,378 | $197,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 17,190 | $197,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 2,800 | $196,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 49,135 | $196,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,140 | $195,000 | thousands by filing date | call |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 12,980 | $195,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 39,707 | $194,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 19,436 | $194,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 6,066 | $193,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,000 | $193,000 | thousands by filing date | call |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 2,443 | $193,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,510 | $193,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 6,900 | $193,000 | thousands by filing date | call |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 25,037 | $193,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 13,571 | $193,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 18,948 | $193,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 12,822 | $192,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 9,761 | $192,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,000 | $192,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 4,185 | $192,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 34,332 | $192,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 31,469 | $192,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,879 | $192,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 65,445 | $192,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 16,911 | $192,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 109,481 | $192,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,300 | $191,000 | thousands by filing date | put |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,200 | $191,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 7,300 | $191,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 11,500 | $191,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,500 | $191,000 | thousands by filing date | put |
| RADIANT LOGISTICS INC | 75025X100 | COM | 31,102 | $191,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 5,437 | $191,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 16,874 | $191,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 16,900 | $191,000 | thousands by filing date | put |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 16,900 | $191,000 | thousands by filing date | call |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 9,100 | $190,000 | thousands by filing date | put |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 3,000 | $190,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,500 | $190,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 60,690 | $189,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 19,700 | $189,000 | thousands by filing date | call |
| RIGNET INC | 766582100 | COM | 18,794 | $189,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,050 | $188,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 3,500 | $188,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,750 | $188,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 8,023 | $188,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,080 | $187,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 14,618 | $187,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 91,882 | $187,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 17,606 | $187,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,200 | $186,000 | thousands by filing date | call |
| TREX CO INC | 89531P105 | COM | 2,600 | $186,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 2,600 | $186,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G102 | SHS | 36,403 | $186,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 7,437 | $186,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 4,457 | $185,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 46,050 | $185,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 8,466 | $184,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 31,972 | $184,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 161,100 | $184,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 7,900 | $184,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,000 | $183,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,700 | $183,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 19,700 | $183,000 | thousands by filing date | call |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 6,818 | $183,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 51,169 | $183,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 38,966 | $183,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 193,000 | $183,000 | thousands by filing date | principal |
| AMPHENOL CORP NEW | 032095101 | COM | 1,900 | $182,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 14,500 | $182,000 | thousands by filing date | put |
| NUTRIEN LTD COM | 67077M108 | Stock | 3,400 | $182,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 18,200 | $182,000 | thousands by filing date | call |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,066 | $182,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 4,643 | $182,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 5,214 | $182,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 5,486 | $182,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 6,552 | $182,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 46,631 | $182,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 800 | $181,000 | thousands by filing date | put |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 10,650 | $181,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,900 | $181,000 | thousands by filing date | put |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 1,330 | $181,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 14,600 | $181,000 | thousands by filing date | put |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 2,000 | $181,000 | thousands by filing date | call |
| GRITSTONE BIO INC | 39868T105 | COM | 16,259 | $181,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 120,189 | $180,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 15,519 | $180,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 754 | $179,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,200 | $179,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 4,000 | $179,000 | thousands by filing date | put |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 12,800 | $179,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 17,900 | $179,000 | thousands by filing date | call |
| STRATEGIC ED INC COM | 86272C103 | Stock | 1,000 | $178,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 21,850 | $178,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 22,212 | $178,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 58,969 | $178,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 17,305 | $178,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 18,522 | $178,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 4,600 | $177,000 | thousands by filing date | put |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 895 | $177,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,800 | $177,000 | thousands by filing date | call |
| SYSTEMAX INC | 871851101 | COM | 7,973 | $177,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 15,183 | $177,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 70,329 | $176,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 59,192 | $176,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 9,415 | $176,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 38,509 | $176,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,400 | $175,000 | thousands by filing date | put |
| GREIF INC | 397624206 | CL B | 4,012 | $175,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 6,100 | $175,000 | thousands by filing date | put |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 6,433 | $175,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 32,523 | $175,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 9,440 | $175,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 7,814 | $175,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 3,800 | $174,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 4,600 | $174,000 | thousands by filing date | call |
| PJT PARTNERS INC | 69343T107 | COM CL A | 4,300 | $174,000 | thousands by filing date | call |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 4,281 | $174,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 25,925 | $174,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 30,200 | $174,000 | thousands by filing date | put |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 15,223 | $174,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 7,200 | $173,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 7,000 | $173,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 4,561 | $173,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 83,937 | $173,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 99,593 | $173,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,600 | $172,000 | thousands by filing date | call |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 4,101 | $172,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,800 | $172,000 | thousands by filing date | put |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,400 | $172,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 16,000 | $172,000 | thousands by filing date | call |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,404 | $172,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 167,000 | $172,000 | thousands by filing date | principal |
| CHIASMA INC | 16706W102 | COM | 22,985 | $171,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 3,800 | $170,000 | thousands by filing date | call |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,200 | $170,000 | thousands by filing date | call |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 11,827 | $170,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 27,054 | $170,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 5,479 | $170,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 7,500 | $169,000 | thousands by filing date | call |
| HF FOODS GROUP INC | 40417F109 | COM | 4,849 | $169,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 5,448 | $169,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,000 | $168,000 | thousands by filing date | call |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 4,800 | $168,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 4,600 | $168,000 | thousands by filing date | put |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 17,825 | $167,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 15,800 | $167,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 20,407 | $166,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 7,751 | $166,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 166,000 | $166,000 | thousands by filing date | principal |
| VSE CORP COM | 918284100 | Stock | 5,767 | $165,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,000 | $165,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 19,406 | $165,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 24,010 | $165,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 55,966 | $165,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 6,500 | $164,000 | thousands by filing date | put |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,366 | $164,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 6,902 | $164,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 9,200 | $163,000 | thousands by filing date | put |
| TRANSCAT INC | 893529107 | COM | 6,378 | $163,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,000 | $163,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 1,200 | $163,000 | thousands by filing date | put |
| READING INTL INC | 755408101 | CL A | 12,512 | $163,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 11,647 | $163,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 51,700 | $163,000 | thousands by filing date | call |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 31,020 | $163,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 38,334 | $163,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,854 | $163,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 74,000 | $163,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 115,197 | $162,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 15,100 | $162,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 126,727 | $162,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 15,965 | $162,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 9,217 | $161,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 31,187 | $161,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 118,746 | $161,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,800 | $160,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 400 | $160,000 | thousands by filing date | call |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 4,496 | $160,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 5,907 | $160,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 5,184 | $160,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 6,752 | $160,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 34,400 | $160,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 9,997 | $159,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,684 | $159,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 33,145 | $159,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 6,791 | $159,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,900 | $158,000 | thousands by filing date | put |
| TECHNIPFMC PLC COM | G87110105 | Stock | 6,100 | $158,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 115,901 | $158,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 8,303 | $158,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 20,745 | $158,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 50,648 | $158,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 5,982 | $158,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 11,248 | $158,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 35,800 | $158,000 | thousands by filing date | put |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,500 | $157,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 4,100 | $157,000 | thousands by filing date | call |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 8,073 | $157,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 49,600 | $157,000 | thousands by filing date | put |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 11,468 | $157,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 5,873 | $157,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 16,657 | $156,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 74,603 | $156,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 17,714 | $156,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 7,824 | $156,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 74,248 | $155,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 32,974 | $155,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,800 | $154,000 | thousands by filing date | put |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,000 | $154,000 | thousands by filing date | put |
| Rithm Property Trust Inc | 38983D300 | REIT | 10,986 | $154,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 23,100 | $154,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 16,262 | $153,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 8,418 | $153,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 913 | $153,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 5,004 | $153,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 87,700 | $153,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 12,665 | $153,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 14,000 | $153,000 | thousands by filing date | put |
| APHRIA INC | 03765K104 | COM | 21,700 | $153,000 | thousands by filing date | put |
| FIRST CHOICE BANCORP | 31948P104 | COM | 6,713 | $153,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 12,100 | $152,000 | thousands by filing date | call |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 6,300 | $152,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,100 | $152,000 | thousands by filing date | put |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 11,685 | $152,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 3,975 | $152,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 16,737 | $152,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 58,229 | $152,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,200 | $151,000 | thousands by filing date | call |
| KONTOOR BRANDS INC | 50050N103 | COM | 5,376 | $151,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 21,800 | $151,000 | thousands by filing date | call |
| HURCO CO | 447324104 | COM | 4,223 | $151,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 11,155 | $151,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 130,476 | $151,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 6,815 | $150,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 6,468 | $150,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 75,122 | $150,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 222,356 | $150,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 13,600 | $150,000 | thousands by filing date | call |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 14,358 | $150,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 159,000 | $150,000 | thousands by filing date | principal |
| TRIMBLE INC COM | 896239100 | Stock | 3,300 | $149,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 7,900 | $149,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 4,200 | $148,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,700 | $148,000 | thousands by filing date | put |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 41,186 | $148,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,100 | $148,000 | thousands by filing date | call |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 9,716 | $148,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 12,766 | $148,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 16,295 | $148,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 148,000 | $148,000 | thousands by filing date | principal |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 16,879 | $147,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 11,985 | $147,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 102,000 | $147,000 | thousands by filing date | principal |
| VERISIGN INC COM | 92343E102 | Stock | 700 | $146,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 5,490 | $146,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 6,684 | $146,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 86,144 | $146,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 14,630 | $146,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 34,300 | $145,000 | thousands by filing date | call |
| ARQ INC | 00770C101 | COM | 11,479 | $145,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 18,408 | $145,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 12,000 | $145,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 23,300 | $145,000 | thousands by filing date | call |
| LUTHER BURBANK CORP | 550550107 | COM | 13,378 | $145,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 6,029 | $144,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 10,184 | $144,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 3,750 | $144,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 9,329 | $144,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 34,300 | $144,000 | thousands by filing date | put |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,000 | $143,000 | thousands by filing date | call |
| CORMEDIX INC COM | 21900C308 | Stock | 16,031 | $143,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 5,991 | $143,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 29,233 | $143,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 88,000 | $143,000 | thousands by filing date | principal |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 1,800 | $142,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 1,600 | $142,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 6,695 | $142,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 20,509 | $142,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 24,169 | $142,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 10,400 | $142,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 5,675 | $142,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 16,989 | $142,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 49,651 | $142,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 19,027 | $142,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 10,037 | $141,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 4,800 | $141,000 | thousands by filing date | call |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 7,230 | $141,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 19,449 | $141,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 7,900 | $141,000 | thousands by filing date | put |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 30,200 | $141,000 | thousands by filing date | call |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 17,248 | $141,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 6,509 | $140,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 6,100 | $140,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 42,526 | $140,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 7,572 | $140,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 10,300 | $140,000 | thousands by filing date | call |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 14,214 | $140,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 2,600 | $139,000 | thousands by filing date | put |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 3,823 | $139,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 4,399 | $139,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 21,300 | $139,000 | thousands by filing date | call |
| CULP INC | 230215105 | CMN | 7,335 | $139,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 82,545 | $139,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 7,900 | $139,000 | thousands by filing date | |
| YANGTZE RIV PORT AND LGSTC L | 98475Y105 | COM | 252,530 | $139,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 9,662 | $138,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 10,607 | $138,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 31,920 | $138,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 9,961 | $138,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 3,400 | $137,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,630 | $137,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 8,411 | $137,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 8,700 | $137,000 | thousands by filing date | call |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 140,000 | $137,000 | thousands by filing date | principal |
| MIDDLEBYCORP | 596278101 | STOK | 1,000 | $136,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,100 | $136,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,000 | $136,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 5,800 | $136,000 | thousands by filing date | call |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,800 | $136,000 | thousands by filing date | call |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 4,945 | $136,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 7,650 | $136,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 14,202 | $136,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,500 | $135,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 2,900 | $135,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1,100 | $135,000 | thousands by filing date | call |
| CRAWFORD & CO | 224633107 | COM | 14,501 | $135,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 5,433 | $135,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 10,365 | $135,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 145,243 | $135,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 16,104 | $134,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 3,841 | $134,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 54,183 | $134,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 3,940 | $134,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 32,351 | $134,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 4,445 | $134,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 5,000 | $133,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,600 | $133,000 | thousands by filing date | put |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,100 | $133,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,400 | $133,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,700 | $133,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 45,700 | $133,000 | thousands by filing date | call |
| GP STRATEGIES CORP | 36225V104 | COM | 8,783 | $133,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,600 | $132,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 3,800 | $132,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 6,932 | $132,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 14,162 | $132,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 148,000 | $132,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 2,420 | $131,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 12,509 | $131,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 5,565 | $131,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 5,000 | $131,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 20,409 | $131,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,400 | $130,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 24,100 | $130,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 500 | $130,000 | thousands by filing date | call |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 11,051 | $130,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 19,740 | $130,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 8,595 | $130,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 19,233 | $130,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 15,862 | $129,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 13,722 | $129,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 9,281 | $129,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 4,200 | $129,000 | thousands by filing date | call |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,700 | $129,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 13,804 | $129,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 22,677 | $129,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 7,799 | $129,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 800 | $128,000 | thousands by filing date | call |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 639 | $128,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 6,353 | $128,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,474 | $128,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 3,305 | $128,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 50,640 | $128,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 6,500 | $127,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000312069-19-000034 | this filing | 2019-08-14 | acceptance time not in the bulk data set |