13F-HR filed by INDEPENDENT FINANCIAL GROUP, LLC
INDEPENDENT FINANCIAL GROUP, LLC filed this 13F-HR for the quarter ended 2026-09-30, accepted by EDGAR 2026-10-13 14:01:54 UTC, with 1,579 holding rows worth $5,512,556,482.
- Accession
- 0000275484-26-000032
- Filer
- CIK 275484
- Filed
- 2026-10-13
- Accepted by EDGAR
- Ingested
- Source
- EDGAR live feed
13F report for Q3 2026
A holdings report, 1,579 entries on the cover page, a total value of $5,512,556,482 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,512,556,482 with VALUE read as dollars as filed, 13F file number 028-26850. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KENVUE INC | 49177J102 | COM | 11,560 | $204,150 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 14,500 | $204,015 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 11,493 | $203,878 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 821 | $203,280 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 4,238 | $202,788 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 411 | $202,379 | dollars as filed | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 3,300 | $201,960 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,133 | $201,878 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 1,956 | $201,594 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H620 | ALLIANZIM US EQT | 7,005 | $201,289 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,274 | $201,177 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 50,210 | $200,840 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,892 | $200,254 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 29,119 | $193,934 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 13,006 | $193,790 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 17,578 | $193,529 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 10,438 | $192,476 | dollars as filed | |
| PROSHARES TR | 74349Y829 | ULTRASHORT QQQ | 14,300 | $188,474 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 45,855 | $188,005 | dollars as filed | |
| PUTNAM ETF TRUST | 746729839 | CMN | 27,365 | $187,450 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 16,000 | $183,360 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 14,707 | $182,514 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 33,650 | $177,672 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 18,604 | $169,112 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 15,754 | $168,095 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 11,448 | $167,828 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 93,168 | $163,976 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 17,312 | $163,598 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 13,309 | $160,507 | dollars as filed | |
| WISE GROUP PLC ORD SHS CLASS A | G9723Y105 | Stock | 13,848 | $157,729 | dollars as filed | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 17,902 | $151,272 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 12,679 | $148,598 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 11,200 | $144,368 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 12,810 | $141,942 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 56,211 | $133,220 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 11,124 | $129,146 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 11,973 | $128,829 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 21,362 | $128,597 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 26,907 | $124,984 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 55,650 | $119,648 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 11,492 | $117,911 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 22,527 | $111,959 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 11,825 | $111,628 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 17,500 | $110,075 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 10,395 | $108,524 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 12,200 | $102,968 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 16,630 | $100,944 | dollars as filed | |
| TSS INC | 87288V101 | COMMON STOCK | 10,300 | $100,219 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,043 | $95,409 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 25,458 | $94,831 | dollars as filed | |
| PUTNAM ETF TRUST | 746729821 | FRANK MASS ETF | 11,116 | $94,708 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,063 | $90,166 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 10,425 | $89,864 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 22,720 | $88,608 | dollars as filed | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 16,878 | $87,090 | dollars as filed | |
| FERMI INC | 314911108 | COM | 20,250 | $85,253 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 10,791 | $85,249 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 21,195 | $81,176 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 12,656 | $80,872 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 28,932 | $76,091 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 14,900 | $74,202 | dollars as filed | |
| SERVE ROBOTICS INC | 81758H106 | COM | 15,792 | $73,431 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 14,355 | $72,494 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 23,391 | $71,693 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 11,869 | $70,977 | dollars as filed | |
| RED CAT HLDGS INC | 75644T100 | COM | 10,050 | $64,923 | dollars as filed | |
| IMPERIAL PETE INC | Y3894J187 | COM NEW | 11,839 | $60,497 | dollars as filed | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 13,793 | $59,724 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 15,588 | $53,934 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 27,713 | $53,763 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 20,410 | $52,454 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 13,310 | $51,110 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AF7 | NOTE 1.750% 6/1 | 32,000 | $35,028 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 15,000 | $33,728 | dollars as filed | principal |
| AIB DATA CENTERS INC | 093919108 | COM | 18,000 | $23,940 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 22,779 | $23,690 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 11,000 | $23,540 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 11,238 | $7,795 | dollars as filed | |
| DATAVAULT AI INC | 86633R609 | COM SHS | 30,000 | $4,674 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000275484-26-000032 | this filing | 2026-10-13 |