13F-HR filed by INDEPENDENT FINANCIAL GROUP, LLC
INDEPENDENT FINANCIAL GROUP, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2026-06-15, with 566 holding rows worth $678,298,961.
- Accession
- 0000275484-26-000027
- Filer
- CIK 275484
- Filed
- 2026-06-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 566 entries on the cover page, a total value of $678,298,961 stated on the cover page (in dollars after the unit check, H1), rows summing to $678,298,961 with VALUE read as dollars as filed, 13F file number 028-26850. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 10,601 | $219,971 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 880 | $219,965 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 6,699 | $219,258 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 1,563 | $219,226 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,475 | $219,188 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 26,833 | $216,542 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 1,833 | $214,717 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,317 | $213,233 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,192 | $212,843 | dollars as filed | |
| MOMO INC | 60879B107 | ADR | 15,205 | $212,262 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 3,071 | $210,456 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 8,750 | $209,738 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 588 | $208,969 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 8,713 | $207,631 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 941 | $207,529 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 3,236 | $206,683 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,525 | $205,620 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 785 | $205,125 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 848 | $204,487 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 2,691 | $204,112 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 3,908 | $203,353 | dollars as filed | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 10,232 | $201,570 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,914 | $200,951 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 12,067 | $190,297 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 16,672 | $187,393 | dollars as filed | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 12,337 | $184,677 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 18,903 | $183,926 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 10,062 | $181,619 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 17,439 | $178,924 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,893 | $168,167 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 21,351 | $164,616 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 16,500 | $161,370 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 17,400 | $148,074 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,486 | $147,251 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 23,015 | $143,844 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 20,845 | $138,202 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 11,671 | $130,365 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 23,735 | $128,406 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 12,650 | $128,009 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 10,000 | $127,300 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 23,169 | $121,868 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 10,000 | $121,400 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 10,469 | $116,939 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 11,021 | $116,277 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 12,530 | $109,763 | dollars as filed | |
| ZYNGA INC. | 98986T108 | CL A | 10,967 | $108,244 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 12,400 | $102,176 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 14,156 | $101,640 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,426 | $100,611 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 12,436 | $99,861 | dollars as filed | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 10,526 | $99,155 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 10,000 | $96,300 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,700 | $93,839 | dollars as filed | |
| SOLITON INC | 834251100 | COM | 11,750 | $90,240 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 19,247 | $75,256 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,000 | $68,251 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,500 | $63,525 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 21,500 | $59,125 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 12,032 | $58,354 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 12,560 | $57,900 | dollars as filed | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 11,249 | $54,107 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 10,050 | $47,034 | dollars as filed | |
| STONEMOR INC | 86184W106 | COM | 11,995 | $31,547 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 12,500 | $26,500 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 16,000 | $21,228 | dollars as filed | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 13,738 | $9,481 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000275484-26-000027 | this filing | 2026-06-15 | acceptance time not in the bulk data set |