13F-HR filed by INDEPENDENT FINANCIAL GROUP, LLC
INDEPENDENT FINANCIAL GROUP, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2026-06-15, with 772 holding rows worth $1,210,375,478.
- Accession
- 0000275484-26-000023
- Filer
- CIK 275484
- Filed
- 2026-06-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 772 entries on the cover page, a total value of $1,210,375,478 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,210,375,478 with VALUE read as dollars as filed, 13F file number 028-26850. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,905 | $385,313 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,776 | $385,309 | dollars as filed | |
| BCE INC COM NEW | 05534B760 | Stock | 7,394 | $384,791 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,365 | $383,768 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 4,352 | $383,150 | dollars as filed | |
| AUTOLIV INC | 052800109 | COM | 3,700 | $382,617 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 997 | $381,402 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 34,695 | $381,298 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,543 | $380,557 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 35,578 | $379,617 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 27,850 | $376,811 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 6,310 | $375,949 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,966 | $374,902 | dollars as filed | |
| UNIFIED SER TR | 90470L550 | BALLAST SMLMD CP | 9,950 | $373,151 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 9,577 | $372,258 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 6,400 | $370,752 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 3,685 | $370,674 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 25,617 | $368,885 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 3,527 | $364,841 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,172 | $364,744 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,548 | $364,160 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 9,645 | $362,652 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 680 | $359,958 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 12,734 | $359,481 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 3,314 | $359,403 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 18,327 | $359,026 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 11,396 | $358,974 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 17,231 | $357,371 | dollars as filed | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 25,653 | $357,090 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,644 | $356,520 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,233 | $354,649 | dollars as filed | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 10,255 | $354,208 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 5,325 | $353,048 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 8,218 | $352,802 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 2,582 | $352,443 | dollars as filed | |
| SIGNATURE BANK | 82669G104 | COM | 1,086 | $351,288 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 5,950 | $350,872 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 383 | $350,303 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 21,711 | $348,684 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 16,640 | $346,611 | dollars as filed | |
| HEALTHCARE | 42225P501 | CL A NEW | 10,310 | $344,263 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 6,281 | $342,754 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 542 | $342,284 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,029 | $341,489 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,498 | $341,214 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 7,407 | $337,982 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,857 | $335,598 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 12,067 | $335,220 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 8,100 | $334,449 | dollars as filed | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 2,425 | $334,189 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,519 | $333,572 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 9,100 | $332,969 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,357 | $332,623 | dollars as filed | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 5,074 | $331,687 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 2,854 | $330,265 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 9,400 | $328,812 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 97,375 | $328,154 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 5,308 | $327,822 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,764 | $326,934 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 2,159 | $326,657 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 26,400 | $326,568 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 8,664 | $326,369 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 16,901 | $325,851 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,483 | $324,822 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,273 | $324,322 | dollars as filed | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,371 | $323,775 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,049 | $322,644 | dollars as filed | |
| SITIME CORP COM | 82982T106 | Stock | 1,100 | $321,794 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,430 | $320,809 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 8,781 | $319,190 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 12,562 | $317,944 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 2,415 | $317,573 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 11,027 | $317,467 | dollars as filed | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,173 | $316,329 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 10,322 | $315,905 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,280 | $315,301 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 18,326 | $313,369 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 19,397 | $312,486 | dollars as filed | |
| TWITTER INC | 90184L102 | COM | 7,213 | $311,746 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,009 | $311,326 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,427 | $310,510 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,041 | $309,916 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,829 | $307,966 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 4,777 | $307,592 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 4,435 | $307,301 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 9,148 | $307,098 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 473 | $304,243 | dollars as filed | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,620 | $303,005 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,615 | $302,452 | dollars as filed | |
| CERNER CORP | 156782104 | COM | 3,237 | $300,620 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 9,185 | $299,431 | dollars as filed | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 21,394 | $299,082 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 22,128 | $298,949 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,567 | $298,491 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,834 | $297,825 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,777 | $297,748 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 1,362 | $297,107 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 7,179 | $297,084 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 2,754 | $295,841 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 12,300 | $295,815 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 5,265 | $295,524 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,634 | $295,299 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,978 | $293,120 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 12,333 | $293,032 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 10,983 | $293,026 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 22,323 | $291,762 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,348 | $291,477 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,433 | $290,842 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 903 | $290,161 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,100 | $289,251 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 11,585 | $289,172 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 3,048 | $288,371 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,087 | $286,535 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,452 | $286,406 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,526 | $286,078 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,478 | $285,372 | dollars as filed | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 11,500 | $285,200 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,885 | $284,552 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 11,430 | $283,350 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 6,720 | $282,244 | dollars as filed | |
| ATLASSIAN CORP | G06242104 | CL A | 739 | $281,773 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,180 | $281,592 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,210 | $280,091 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,786 | $279,447 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 12,642 | $279,388 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,275 | $279,227 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 39,697 | $279,070 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,195 | $278,795 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,643 | $277,634 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 1,153 | $276,628 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 17,093 | $275,881 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 5,576 | $274,172 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 17,679 | $272,964 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 15,045 | $272,916 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,958 | $271,886 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 13,510 | $271,821 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,210 | $270,690 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 3,615 | $268,168 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,730 | $268,032 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 28,513 | $267,164 | dollars as filed | |
| LISTED FDS TR | 53656F599 | SWAN HEDGED EQTY | 13,691 | $267,111 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 13,207 | $264,272 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,948 | $263,854 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 2,866 | $261,773 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 41,817 | $260,101 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,934 | $259,815 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,257 | $259,583 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,014 | $259,141 | dollars as filed | |
| PACER FDS TR | 69374H725 | LUNT MDCAP MLT | 7,149 | $258,514 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 2,309 | $258,077 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 30,361 | $255,336 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 515 | $254,065 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,755 | $253,508 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 15,415 | $253,114 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,284 | $251,697 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 9,100 | $251,433 | dollars as filed | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 1,155 | $251,374 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,144 | $251,079 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 5,774 | $249,726 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 2,589 | $248,826 | dollars as filed | |
| MGC | 921910873 | COM | 1,480 | $248,758 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,390 | $245,739 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,982 | $245,717 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 5,466 | $245,259 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 8,861 | $244,652 | dollars as filed | |
| KLA CORP | 482480100 | COM | 567 | $243,873 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 1,635 | $243,550 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,109 | $241,974 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 8,863 | $241,606 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,600 | $241,062 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 3,921 | $240,500 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 2,305 | $239,006 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 23,975 | $238,791 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 7,305 | $238,289 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,600 | $237,096 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,289 | $235,655 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 5,463 | $235,401 | dollars as filed | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 6,300 | $234,549 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 26,802 | $234,250 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 7,759 | $233,546 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 23,206 | $231,595 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,112 | $230,299 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 2,820 | $228,674 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 16,630 | $228,330 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 22,848 | $227,795 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 1,500 | $226,320 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 2,595 | $226,258 | dollars as filed | |
| FISERV INC | 337738108 | COM | 2,173 | $225,536 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 2,789 | $225,435 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 953 | $224,789 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,387 | $224,639 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 36,410 | $223,924 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 8,920 | $223,446 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 3,893 | $222,524 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 37,362 | $221,183 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 11,603 | $221,037 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 11,519 | $220,704 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1,874 | $219,577 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 2,302 | $218,759 | dollars as filed | |
| PTC INC COM | 69370C100 | Stock | 1,804 | $218,554 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 37,020 | $218,046 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,861 | $217,811 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 4,223 | $216,513 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,110 | $216,064 | dollars as filed | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 2,290 | $215,535 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,068 | $214,112 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 19,044 | $213,674 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,300 | $213,643 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 3,697 | $213,539 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 11,650 | $213,428 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 6,446 | $211,825 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,261 | $211,516 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,320 | $210,738 | dollars as filed | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 4,838 | $210,550 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 1,470 | $210,313 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 5,450 | $209,607 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 9,095 | $209,094 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 5,204 | $209,044 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 3,690 | $208,005 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 7,962 | $207,733 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,835 | $207,373 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 2,186 | $206,620 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 13,502 | $206,502 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 7,166 | $206,094 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 7,110 | $205,977 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 3,889 | $205,841 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,305 | $204,500 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 4,400 | $203,236 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,000 | $203,070 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 43,500 | $202,275 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,962 | $202,114 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 3,919 | $201,554 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 1,300 | $200,980 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 915 | $200,567 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 3,985 | $200,565 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 15,861 | $198,897 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 20,273 | $197,865 | dollars as filed | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 92,387 | $194,937 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 10,230 | $191,915 | dollars as filed | |
| MANDIANT INC NPV | 562662106 | COM | 10,820 | $189,783 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,489 | $188,383 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 13,278 | $186,158 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 15,913 | $176,313 | dollars as filed | |
| NOV INC | 62955J103 | COM | 12,955 | $175,541 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 25,941 | $168,357 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 11,460 | $160,096 | dollars as filed | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 12,272 | $150,577 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 11,331 | $149,116 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 12,346 | $144,448 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 14,600 | $136,364 | dollars as filed | |
| NEW YORK CITY REIT INC | 649439205 | COM | 12,661 | $134,333 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,704 | $128,393 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 15,220 | $122,064 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 11,355 | $121,726 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 11,600 | $104,980 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 24,875 | $93,530 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 10,170 | $91,631 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,067 | $91,509 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 11,950 | $87,235 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,608 | $84,970 | dollars as filed | |
| ZYNGA INC. | 98986T108 | CL A | 13,021 | $83,335 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 19,735 | $81,111 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 13,132 | $80,499 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 10,905 | $75,572 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 15,000 | $67,800 | dollars as filed | |
| GREENBOX POS | 39366L208 | COM NEW | 14,485 | $60,837 | dollars as filed | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 12,200 | $56,852 | dollars as filed | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 16,005 | $47,535 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 10,500 | $32,130 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 12,600 | $27,342 | dollars as filed | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 25,200 | $12,892 | dollars as filed | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 10,000 | $9,787 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000275484-26-000023 | this filing | 2026-06-15 | acceptance time not in the bulk data set |