13F-HR filed by INDEPENDENT FINANCIAL GROUP, LLC
INDEPENDENT FINANCIAL GROUP, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2026-06-15, with 704 holding rows worth $978,628,920.
- Accession
- 0000275484-26-000022
- Filer
- CIK 275484
- Filed
- 2026-06-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 704 entries on the cover page, a total value of $978,628,920 stated on the cover page (in dollars after the unit check, H1), rows summing to $978,628,920 with VALUE read as dollars as filed, 13F file number 028-26850. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 17,358 | $327,889 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,632 | $326,338 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 8,100 | $322,785 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 5,005 | $320,170 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 5,750 | $320,045 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 4,435 | $318,877 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 45,214 | $318,756 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 5,622 | $318,515 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,449 | $318,468 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 4,628 | $318,175 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 1,621 | $317,667 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 22,830 | $316,334 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 992 | $316,180 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,819 | $315,259 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 10,468 | $312,891 | dollars as filed | |
| CYRUSONE INC | 23283R100 | COM | 4,038 | $312,609 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 6,579 | $311,647 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,017 | $310,872 | dollars as filed | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 14,652 | $309,597 | dollars as filed | |
| HEALTHCARE | 42225P501 | CL A NEW | 10,403 | $308,566 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,966 | $306,961 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 8,630 | $304,380 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,266 | $302,377 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,852 | $301,188 | dollars as filed | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 6,237 | $300,374 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 2,754 | $297,782 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 11,612 | $296,919 | dollars as filed | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 2,125 | $295,184 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 4,725 | $294,982 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 6,954 | $294,379 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 5,265 | $293,629 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,239 | $293,346 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 512 | $292,666 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,988 | $291,587 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 3,175 | $291,021 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 4,377 | $290,501 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 38,000 | $289,940 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,474 | $287,405 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,009 | $287,209 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 9,645 | $286,842 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5,639 | $286,743 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 11,277 | $286,548 | dollars as filed | |
| SIGNATURE BANK | 82669G104 | COM | 1,049 | $285,622 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 25,221 | $284,746 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 1,615 | $283,384 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 19,041 | $282,383 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 15,045 | $281,492 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 10,200 | $280,704 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,544 | $280,066 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 11,027 | $279,866 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 6,596 | $279,327 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,792 | $279,256 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 12,452 | $277,057 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 17,093 | $276,907 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 5,129 | $275,325 | dollars as filed | |
| HUBSPOTINC | 443573100 | STOK | 407 | $275,169 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 11,577 | $274,023 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 3,182 | $272,220 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 3,767 | $270,885 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,087 | $268,939 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 320 | $268,752 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,455 | $267,021 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 13,207 | $266,253 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 20,810 | $266,160 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,352 | $265,444 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,419 | $265,405 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,421 | $264,478 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 14,205 | $264,213 | dollars as filed | |
| Etfmg Prime Mobile | 26924G409 | COM | 3,898 | $263,777 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 6,330 | $262,304 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,393 | $261,731 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 3,903 | $261,540 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 4,998 | $260,546 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,405 | $260,229 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 1,530 | $259,794 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 9,787 | $259,649 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,551 | $257,575 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 25,758 | $257,322 | dollars as filed | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 98,527 | $257,156 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 545 | $256,973 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 1,650 | $256,971 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 9,095 | $255,297 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 5,576 | $255,259 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,303 | $255,219 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 6,777 | $254,674 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 5,360 | $253,635 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,060 | $253,112 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 2,972 | $251,907 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 6,068 | $251,519 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 11,337 | $250,661 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 3,092 | $250,205 | dollars as filed | |
| APPIAN CORP | 03782L101 | CL A | 2,701 | $249,870 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 515 | $249,610 | dollars as filed | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,523 | $249,244 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 5,557 | $248,064 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 3,350 | $247,465 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,900 | $247,143 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 39,328 | $246,980 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,345 | $244,818 | dollars as filed | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 9,600 | $244,416 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 22,860 | $243,916 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 6,248 | $243,172 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,052 | $243,121 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,107 | $242,653 | dollars as filed | |
| STAMPS COM INC | 852857200 | COM NEW | 735 | $242,396 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,288 | $242,376 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,730 | $241,687 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,053 | $241,553 | dollars as filed | |
| GREENBOX POS | 39366L208 | COM NEW | 29,078 | $241,057 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,357 | $240,232 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 2,810 | $239,834 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 747 | $238,847 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,178 | $238,593 | dollars as filed | |
| LISTED FD TR | 53656F714 | TRUESHARES STRUC | 7,933 | $238,274 | dollars as filed | |
| ATLASSIAN CORP | G06242104 | CL A | 607 | $237,592 | dollars as filed | |
| AZENTA INC | 114340102 | COM | 2,321 | $237,554 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,672 | $237,323 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,493 | $234,894 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,321 | $234,270 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 14,815 | $234,225 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,596 | $233,610 | dollars as filed | |
| FISERV INC | 337738108 | COM | 2,148 | $233,058 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 8,361 | $232,854 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 9,070 | $230,469 | dollars as filed | |
| CERNER CORP | 156782104 | COM | 3,267 | $230,389 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,477 | $229,460 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 3,562 | $229,072 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 5,832 | $227,452 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 2,832 | $226,871 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 2,512 | $225,777 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 11,300 | $225,096 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,377 | $223,033 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 16,630 | $223,008 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,786 | $222,464 | dollars as filed | |
| MGC | 921910873 | COM | 1,455 | $221,728 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,100 | $218,489 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 16,096 | $218,423 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 992 | $218,405 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 22,750 | $217,718 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 3,877 | $217,538 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,925 | $217,509 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 8,596 | $217,479 | dollars as filed | |
| PTC INC COM | 69370C100 | Stock | 1,808 | $216,580 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,102 | $215,097 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,289 | $214,799 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 2,760 | $213,478 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 5,965 | $213,129 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,385 | $213,100 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 753 | $213,092 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,742 | $213,062 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 2,450 | $212,515 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 7,965 | $211,630 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 2,789 | $211,434 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 7,040 | $210,848 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,656 | $210,825 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,759 | $209,862 | dollars as filed | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 7,065 | $209,407 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,068 | $208,852 | dollars as filed | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 1,100 | $208,208 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,449 | $208,146 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 3,628 | $208,066 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 9,566 | $207,104 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 1,390 | $206,693 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 21,088 | $206,662 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 1,155 | $204,897 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 2,075 | $204,336 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 3,659 | $203,642 | dollars as filed | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 4,800 | $203,040 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,995 | $202,894 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 3,085 | $202,499 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 1,800 | $202,410 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 2,120 | $202,402 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,018 | $201,051 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,652 | $200,734 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 2,951 | $200,638 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,050 | $200,244 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 24,735 | $190,460 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 15,998 | $182,857 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 33,057 | $182,473 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 18,312 | $181,289 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 13,250 | $181,128 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 17,050 | $167,431 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 16,100 | $163,737 | dollars as filed | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 12,272 | $162,359 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,498 | $162,189 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,881 | $161,365 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 11,050 | $151,275 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 12,131 | $137,687 | dollars as filed | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 13,538 | $133,485 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 12,386 | $128,691 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 12,300 | $124,353 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 22,545 | $122,870 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 15,017 | $122,389 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 11,950 | $120,217 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,783 | $118,613 | dollars as filed | |
| ZYNGA INC. | 98986T108 | CL A | 14,448 | $108,793 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 13,620 | $104,602 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,398 | $101,277 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 10,500 | $85,780 | dollars as filed | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 31,000 | $79,360 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 18,435 | $58,070 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 12,600 | $38,556 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 10,500 | $33,915 | dollars as filed | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 10,000 | $13,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000275484-26-000022 | this filing | 2026-06-15 | acceptance time not in the bulk data set |