13F-HR filed by INDEPENDENT FINANCIAL GROUP, LLC
INDEPENDENT FINANCIAL GROUP, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2026-06-15, with 700 holding rows worth $943,357,868.
- Accession
- 0000275484-26-000021
- Filer
- CIK 275484
- Filed
- 2026-06-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 700 entries on the cover page, a total value of $943,357,868 stated on the cover page (in dollars after the unit check, H1), rows summing to $943,357,868 with VALUE read as dollars as filed, 13F file number 028-26850. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 2,611 | $335,201 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 7,376 | $333,015 | dollars as filed | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 102,291 | $332,445 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 1,358 | $331,094 | dollars as filed | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 5,512 | $329,893 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 4,720 | $329,361 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,471 | $327,729 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 1,332 | $325,914 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,632 | $324,216 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 5,850 | $324,032 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 8,100 | $323,919 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,033 | $323,857 | dollars as filed | |
| KLA CORP | 482480100 | COM | 999 | $323,791 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 12,625 | $323,452 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 10,552 | $322,891 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 6,500 | $322,140 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 19,296 | $321,471 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 9,989 | $320,436 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 23,100 | $319,935 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 12,416 | $317,477 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 561 | $313,341 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,939 | $312,773 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 16,890 | $311,114 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,265 | $306,895 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 12,033 | $306,842 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 9,351 | $306,728 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,459 | $305,679 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,041 | $305,257 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 6,919 | $304,973 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,462 | $304,795 | dollars as filed | |
| HUBSPOTINC | 443573100 | STOK | 516 | $300,683 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 3,258 | $300,485 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 31,000 | $300,390 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 11,652 | $300,039 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,474 | $297,203 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,338 | $296,314 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 3,639 | $294,286 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 9,188 | $293,832 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 11,392 | $293,116 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 14,573 | $291,456 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 13,246 | $290,750 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,213 | $288,863 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 968 | $288,568 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 979 | $285,711 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,516 | $284,550 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 10,828 | $283,044 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 3,746 | $282,262 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 5,001 | $281,806 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,399 | $281,163 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 15,045 | $280,740 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 6,326 | $278,776 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 11,352 | $277,662 | dollars as filed | |
| HEALTHCARE | 42225P501 | CL A NEW | 10,395 | $277,535 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 2,875 | $275,769 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 16,075 | $275,366 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 5,306 | $274,904 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,776 | $274,092 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 15,205 | $272,930 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 18,019 | $271,547 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 5,704 | $270,238 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 7,485 | $269,535 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 9,208 | $267,861 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 11,053 | $267,457 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 4,647 | $267,156 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 771 | $266,975 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 5,913 | $265,420 | dollars as filed | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,391 | $265,403 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 20,810 | $264,703 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,048 | $264,346 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 6,296 | $263,299 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 25,758 | $262,731 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,336 | $262,457 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 12,363 | $261,972 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 9,550 | $261,193 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,223 | $260,967 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,357 | $260,554 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,504 | $259,620 | dollars as filed | |
| CYRUSONE INC | 23283R100 | COM | 3,627 | $259,421 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 3,121 | $258,481 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 512 | $258,374 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,465 | $257,893 | dollars as filed | |
| CERNER CORP | 156782104 | COM | 3,297 | $257,694 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,060 | $255,749 | dollars as filed | |
| PTC INC COM | 69370C100 | Stock | 1,808 | $255,398 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 23,050 | $252,628 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 514 | $252,185 | dollars as filed | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 8,219 | $250,269 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 2,840 | $249,892 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 973 | $249,720 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 960 | $249,562 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 3,707 | $245,403 | dollars as filed | |
| APPIAN CORP | 03782L101 | CL A | 1,774 | $244,369 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,693 | $244,067 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,052 | $242,916 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,732 | $242,376 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 2,119 | $241,824 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 1,530 | $241,556 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,014 | $241,422 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 4,496 | $241,256 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 9,069 | $241,235 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,900 | $240,981 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,103 | $240,476 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 8,825 | $240,217 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 274 | $239,995 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 25,795 | $239,378 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 4,993 | $238,016 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 1,210 | $236,942 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,143 | $235,138 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 14,033 | $235,053 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,592 | $234,737 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 3,329 | $233,730 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 9,962 | $233,709 | dollars as filed | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,272 | $233,679 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,258 | $233,019 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,808 | $232,841 | dollars as filed | |
| IDEXX LABS INC COM | 45168D104 | Stock | 367 | $231,779 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 3,772 | $230,960 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 2,858 | $229,950 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,250 | $229,658 | dollars as filed | |
| STAMPS COM INC | 852857200 | COM NEW | 1,145 | $229,332 | dollars as filed | |
| MGC | 921910873 | COM | 1,504 | $229,120 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 14,815 | $228,447 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 5,678 | $226,950 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,107 | $226,594 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 4,371 | $226,505 | dollars as filed | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 8,800 | $226,072 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,385 | $225,901 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,725 | $224,871 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 605 | $224,485 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,025 | $223,589 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 1,395 | $223,158 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,925 | $222,939 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 16,096 | $222,447 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 2,460 | $221,166 | dollars as filed | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 4,982 | $220,703 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 16,630 | $219,682 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,175 | $218,540 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,285 | $218,145 | dollars as filed | |
| FISERV INC | 337738108 | COM | 2,038 | $217,842 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,205 | $217,331 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 2,286 | $216,438 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 1,776 | $216,388 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 733 | $215,995 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 2,789 | $215,227 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 48,975 | $214,511 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,449 | $214,246 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 2,294 | $213,778 | dollars as filed | |
| ZIFF DAVIS INC | 48123V102 | COM | 1,541 | $211,964 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,621 | $211,443 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 1,100 | $211,409 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 2,279 | $209,258 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,761 | $209,022 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 8,700 | $208,800 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,025 | $208,635 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,289 | $208,212 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,679 | $207,462 | dollars as filed | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 2,125 | $206,295 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,210 | $206,105 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 2,654 | $205,446 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 1,572 | $204,957 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 24,354 | $204,330 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 16,674 | $204,257 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,039 | $203,887 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 1,900 | $203,870 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 9,500 | $203,490 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,470 | $203,021 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 3,243 | $202,525 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 10,563 | $202,493 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1,891 | $202,224 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 1,940 | $201,915 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,994 | $201,386 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,215 | $201,334 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,742 | $200,380 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 29,000 | $198,360 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 19,597 | $195,578 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 13,716 | $193,944 | dollars as filed | |
| CLOUDERA INC | 18914U100 | COM | 11,689 | $185,387 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 21,135 | $185,354 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 16,100 | $182,896 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 13,250 | $180,465 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 30,766 | $177,826 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 17,153 | $170,843 | dollars as filed | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 12,081 | $170,705 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,621 | $169,405 | dollars as filed | |
| ZYNGA INC. | 98986T108 | CL A | 14,517 | $154,316 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 16,282 | $153,865 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 14,290 | $145,044 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 12,450 | $141,681 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 12,386 | $132,902 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 10,942 | $117,453 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,783 | $114,192 | dollars as filed | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 10,206 | $108,085 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 20,155 | $107,224 | dollars as filed | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 32,000 | $96,000 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 17,435 | $65,033 | dollars as filed | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 10,003 | $57,017 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 10,500 | $38,325 | dollars as filed | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 10,800 | $26,244 | dollars as filed | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 10,000 | $11,000 | dollars as filed | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 57,960 | $6,764 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000275484-26-000021 | this filing | 2026-06-15 | acceptance time not in the bulk data set |