13F-HR filed by INDEPENDENT FINANCIAL GROUP, LLC
INDEPENDENT FINANCIAL GROUP, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2026-06-15, with 635 holding rows worth $773,179,602.
- Accession
- 0000275484-26-000020
- Filer
- CIK 275484
- Filed
- 2026-06-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 635 entries on the cover page, a total value of $773,179,602 stated on the cover page (in dollars after the unit check, H1), rows summing to $773,179,602 with VALUE read as dollars as filed, 13F file number 028-26850. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,249 | $268,398 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,203 | $266,272 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 3,250 | $265,850 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,450 | $265,143 | dollars as filed | |
| PTC INC COM | 69370C100 | Stock | 1,923 | $264,701 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,577 | $262,674 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 3,525 | $260,956 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 4,865 | $259,159 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 8,413 | $257,943 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,090 | $257,576 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 929 | $257,417 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 11,129 | $257,414 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 6,303 | $256,406 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,783 | $255,843 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 1,325 | $254,811 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 5,704 | $254,611 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 9,010 | $254,439 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 15,400 | $253,792 | dollars as filed | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 17,450 | $253,723 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 2,810 | $252,676 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 10,177 | $252,084 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 1,142 | $251,731 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 10,303 | $251,496 | dollars as filed | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,391 | $250,144 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 16,818 | $248,570 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,837 | $248,192 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,568 | $247,898 | dollars as filed | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 9,501 | $247,121 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,529 | $246,964 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 956 | $246,294 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 2,903 | $244,810 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,103 | $243,046 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,962 | $242,277 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 6,324 | $241,631 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,052 | $241,582 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,708 | $241,415 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 22,881 | $238,191 | dollars as filed | |
| CERNER CORP | 156782104 | COM | 3,297 | $236,988 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 149 | $236,825 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 11,231 | $236,188 | dollars as filed | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 5,783 | $234,963 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,914 | $233,221 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 69,150 | $232,344 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 17,269 | $231,405 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,147 | $230,738 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,657 | $230,348 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 8,777 | $229,870 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 3,684 | $229,071 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 19,230 | $228,452 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,245 | $228,311 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 16,488 | $228,029 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 16,519 | $227,632 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 17,194 | $226,961 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 1,572 | $225,818 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,228 | $225,649 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 22,050 | $225,351 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 7,236 | $224,746 | dollars as filed | |
| SOLITON INC | 834251100 | COM | 12,750 | $224,018 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 4,367 | $223,809 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,593 | $223,672 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 9,142 | $222,151 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,796 | $220,564 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,221 | $218,803 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 947 | $218,482 | dollars as filed | |
| MGC | 921910873 | COM | 1,556 | $218,198 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 3,436 | $218,186 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 26,611 | $216,880 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 776 | $216,675 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 2,564 | $215,920 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 5,600 | $215,881 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 2,733 | $215,552 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 2,685 | $215,500 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 5,673 | $215,010 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 1,791 | $214,759 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,025 | $214,331 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 2,757 | $214,109 | dollars as filed | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 2,031 | $214,088 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 5,300 | $213,326 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 1,530 | $212,456 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,743 | $212,313 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 24,155 | $212,081 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,925 | $210,825 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 1,398 | $210,329 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,194 | $209,941 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 12,156 | $209,326 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 758 | $209,288 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,956 | $208,209 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,086 | $207,472 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,171 | $207,408 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,651 | $207,316 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,770 | $207,196 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,900 | $205,803 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 3,996 | $204,515 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 833 | $204,060 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,076 | $203,905 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 143 | $203,177 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,812 | $202,405 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,862 | $201,429 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 2,605 | $201,315 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,449 | $201,175 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 636 | $200,181 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 10,182 | $194,887 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 19,597 | $185,976 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,580 | $183,920 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 13,792 | $182,291 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 23,735 | $182,047 | dollars as filed | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 12,337 | $181,966 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 10,000 | $179,000 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,854 | $174,207 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 25,000 | $168,500 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 17,153 | $166,727 | dollars as filed | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 11,981 | $166,536 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 11,517 | $160,892 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,621 | $148,375 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 17,400 | $145,464 | dollars as filed | |
| CLOUDERA INC | 18914U100 | COM | 11,466 | $139,541 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14,408 | $133,994 | dollars as filed | |
| ZYNGA INC. | 98986T108 | CL A | 12,652 | $129,177 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 21,165 | $128,895 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 13,681 | $124,634 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 12,386 | $124,355 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 16,835 | $123,398 | dollars as filed | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 34,500 | $120,060 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 12,200 | $117,852 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 14,000 | $115,780 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 12,600 | $114,660 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 20,405 | $107,332 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 15,178 | $92,434 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 21,160 | $83,793 | dollars as filed | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 37,500 | $68,625 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 12,032 | $67,982 | dollars as filed | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 10,309 | $66,801 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 14,335 | $62,501 | dollars as filed | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 15,003 | $53,120 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 14,250 | $49,326 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000275484-26-000020 | this filing | 2026-06-15 | acceptance time not in the bulk data set |