13F-HR filed by INDEPENDENT FINANCIAL GROUP, LLC
INDEPENDENT FINANCIAL GROUP, LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2026-06-12, with 778 holding rows worth $1,230,196,061.
- Accession
- 0000275484-26-000008
- Filer
- CIK 275484
- Filed
- 2026-06-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 778 entries on the cover page, a total value of $1,230,196,061 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,230,196,061 with VALUE read as dollars as filed, 13F file number 028-26850. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,701 | $399,525 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,153 | $399,376 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,465 | $398,862 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 6,712 | $395,471 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 37,710 | $392,561 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 11,346 | $390,874 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 9,173 | $390,311 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 16,708 | $389,129 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,414 | $389,111 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 17,731 | $387,954 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 656 | $387,797 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 4,152 | $387,764 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 9,455 | $387,088 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 2,594 | $385,495 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 783 | $384,625 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 12,681 | $383,727 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,567 | $382,668 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 10,000 | $381,600 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 6,517 | $381,245 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 12,081 | $376,927 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 5,832 | $376,864 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 3,676 | $376,790 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 63,872 | $375,571 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 9,287 | $375,102 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 14,718 | $373,837 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 13,442 | $373,016 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 39,377 | $371,726 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 6,279 | $370,084 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 5,729 | $368,890 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 12,836 | $367,238 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 26,771 | $364,095 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,845 | $363,883 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 9,695 | $363,078 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,628 | $361,987 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,172 | $360,509 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,983 | $358,532 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 7,739 | $358,161 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 4,435 | $356,485 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 24,733 | $355,921 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 11,332 | $355,145 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 21,553 | $354,870 | dollars as filed | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,717 | $353,307 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 12,927 | $352,907 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 5,477 | $352,062 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,062 | $350,566 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 15,500 | $348,595 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,782 | $348,028 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 3,840 | $347,252 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,256 | $346,837 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 515 | $343,984 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N889 | VOLT TSLA RE ETF | 23,954 | $343,563 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 17,765 | $343,398 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,606 | $342,882 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 16,490 | $339,859 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 1,659 | $338,111 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 43,491 | $337,926 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 2,719 | $337,917 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 17,380 | $334,218 | dollars as filed | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,623 | $332,058 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,358 | $330,653 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,069 | $330,047 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,384 | $329,170 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 8,752 | $328,288 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 46,416 | $328,161 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,838 | $328,149 | dollars as filed | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 28,616 | $327,939 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 8,100 | $326,592 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 8,394 | $326,275 | dollars as filed | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 10,401 | $325,759 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,885 | $324,071 | dollars as filed | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 11,500 | $323,265 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 97,675 | $321,351 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 8,016 | $321,041 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 36,546 | $319,786 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 22,128 | $316,430 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,919 | $315,114 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 8,490 | $314,470 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,357 | $314,314 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,472 | $313,383 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,190 | $312,780 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 11,047 | $312,408 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 5,950 | $310,769 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 15,625 | $310,625 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 14,519 | $309,981 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,756 | $309,081 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 6,137 | $308,906 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 3,125 | $308,656 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 7,802 | $307,789 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 18,009 | $305,973 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 3,483 | $304,414 | dollars as filed | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 21,467 | $303,974 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,416 | $303,691 | dollars as filed | |
| CERNER CORP | 156782104 | COM | 3,237 | $302,854 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 12,074 | $300,522 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 2,944 | $300,025 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 4,839 | $300,021 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 20,498 | $299,493 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 7,298 | $298,634 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 8,112 | $297,873 | dollars as filed | |
| NOBLE CORP NEW | G6610J209 | SHS | 8,497 | $297,820 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 2,474 | $296,138 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 1,046 | $295,547 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,398 | $295,338 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,568 | $294,596 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 12,050 | $293,900 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 5,424 | $293,276 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 30,134 | $292,610 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,650 | $292,532 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 2,559 | $291,368 | dollars as filed | |
| HEALTHCARE | 42225P501 | CL A NEW | 9,224 | $289,081 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 16,323 | $288,754 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 1,363 | $287,048 | dollars as filed | |
| SIGNATURE BANK | 82669G104 | COM | 976 | $286,446 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 26,400 | $285,120 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 6,805 | $284,113 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,446 | $283,299 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 7,795 | $282,969 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 31,848 | $282,810 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 9,425 | $282,750 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,430 | $282,245 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,527 | $280,753 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,647 | $280,686 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 1,880 | $279,565 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 1,362 | $279,360 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,711 | $279,236 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,788 | $278,587 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 4,785 | $277,600 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 973 | $277,519 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,692 | $277,417 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,185 | $276,564 | dollars as filed | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 2,300 | $272,711 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 5,925 | $272,491 | dollars as filed | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 4,692 | $272,089 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 5,287 | $270,694 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 1,853 | $270,594 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,204 | $270,161 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,746 | $269,490 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 9,730 | $269,424 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 10,732 | $267,334 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,824 | $265,400 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,007 | $263,499 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,139 | $263,142 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,241 | $262,712 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 12,622 | $262,159 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,074 | $261,514 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 22,446 | $261,496 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 9,095 | $261,208 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 5,476 | $260,961 | dollars as filed | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 24,911 | $259,822 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,730 | $259,105 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,938 | $258,840 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 8,898 | $258,398 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 1,872 | $257,175 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 3,130 | $257,098 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 760 | $256,411 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 13,207 | $256,348 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 575 | $255,064 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 55,418 | $254,923 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,536 | $254,309 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 638 | $254,233 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 2,329 | $254,071 | dollars as filed | |
| APTARGROUP INC COM | 038336103 | Stock | 2,161 | $253,918 | dollars as filed | |
| FULGENT GENETICS INC | 359664109 | COM | 4,055 | $253,073 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,336 | $253,069 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,275 | $253,060 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 565 | $252,679 | dollars as filed | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2,900 | $252,619 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,675 | $252,083 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,218 | $251,294 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 3,372 | $251,248 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 515 | $250,125 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 5,355 | $249,650 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 16,387 | $249,246 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 707 | $248,674 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,120 | $248,485 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,581 | $246,301 | dollars as filed | |
| ATLASSIAN CORP | G06242104 | CL A | 836 | $245,641 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 20,372 | $244,868 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 3,786 | $244,235 | dollars as filed | |
| MGC | 921910873 | COM | 1,531 | $243,490 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,240 | $240,622 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,857 | $240,531 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 41,520 | $239,988 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,937 | $239,829 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 16,630 | $239,306 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 2,789 | $238,878 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 6,929 | $238,233 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 2,086 | $237,533 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 14,379 | $236,966 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 2,720 | $236,885 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 17,093 | $235,712 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 1,830 | $235,704 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 883 | $234,878 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,572 | $234,448 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,631 | $234,342 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 5,650 | $233,515 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 3,925 | $232,685 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,256 | $232,460 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,313 | $231,022 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,656 | $229,373 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,600 | $229,212 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 475 | $228,399 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 11,519 | $225,888 | dollars as filed | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 1,499 | $225,704 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,072 | $224,297 | dollars as filed | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 6,300 | $224,091 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,226 | $217,616 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 908 | $217,566 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,109 | $217,382 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5,368 | $217,136 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 25,675 | $216,954 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 4,005 | $215,749 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 559 | $215,154 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 5,545 | $214,259 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,786 | $213,231 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,787 | $211,930 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 2,785 | $211,855 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 950 | $211,605 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,929 | $211,496 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 5,450 | $208,245 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,122 | $206,959 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 5,363 | $206,851 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,305 | $206,689 | dollars as filed | |
| MONROE CAPITAL CORP | 610335101 | COM | 19,044 | $205,485 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 24,735 | $204,806 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 8,100 | $204,282 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 9,011 | $204,279 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,386 | $204,129 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 760 | $203,186 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,281 | $202,361 | dollars as filed | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 8,000 | $200,998 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,289 | $200,710 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 7,962 | $200,165 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 6,276 | $200,025 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 37,019 | $196,205 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,925 | $186,038 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 20,673 | $177,374 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 12,185 | $175,464 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 14,030 | $175,094 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 13,939 | $172,565 | dollars as filed | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 92,952 | $158,949 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 14,500 | $156,020 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 24,191 | $149,500 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 11,176 | $143,723 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 29,826 | $135,112 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 11,300 | $131,306 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 23,767 | $129,768 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 43,200 | $129,600 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 14,590 | $127,954 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 10,225 | $119,735 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,704 | $119,381 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 15,297 | $119,016 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 23,235 | $116,872 | dollars as filed | |
| GORES HLDGS VIII INC | 382863207 | UNIT 02/01/2028 | 11,500 | $116,035 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12,132 | $113,919 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 28,625 | $103,623 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 44,000 | $102,520 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 16,900 | $92,950 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 11,200 | $92,512 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 13,050 | $86,391 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 11,500 | $85,790 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 11,500 | $77,395 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 11,365 | $73,304 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 10,400 | $72,904 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 15,000 | $67,800 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 10,000 | $62,100 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 10,120 | $58,494 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 10,500 | $53,340 | dollars as filed | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 16,000 | $53,280 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 13,015 | $50,238 | dollars as filed | |
| GREENBOX POS | 39366L208 | COM NEW | 11,692 | $49,340 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 11,000 | $48,730 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 12,600 | $38,556 | dollars as filed | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 12,000 | $33,120 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 10,520 | $29,246 | dollars as filed | |
| DRIVE SHACK INC | 262077100 | COM | 12,485 | $19,227 | dollars as filed | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 25,200 | $11,594 | dollars as filed | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 10,000 | $5,993 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000275484-26-000008 | this filing | 2026-06-12 | acceptance time not in the bulk data set |