13F-HR filed by SMITH, MOORE & CO.
SMITH, MOORE & CO. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 416 holding rows worth $652,256,000.
- Accession
- 0000200724-21-000005
- Filer
- CIK 200724
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 416 entries on the cover page, a total value of $652,256,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $655,435,000 with VALUE read as thousands by filing date, 13F file number 028-15770. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 184,012 | $40,862,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 66,569 | $28,679,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 56,640 | $27,237,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 199,446 | $21,778,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 148,909 | $21,071,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 140,369 | $20,412,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 243,137 | $17,871,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 40,057 | $17,190,000 | thousands by filing date | |
| IJH | 464287507 | COM | 53,697 | $14,126,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 258,403 | $13,047,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 49,194 | $10,761,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 25,827 | $10,186,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 101,604 | $8,995,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 161,133 | $8,058,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 32,390 | $7,669,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 43,529 | $6,686,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 43,999 | $6,350,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 37,750 | $5,656,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 56,470 | $4,926,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 78,314 | $4,837,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 32,922 | $4,603,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 60,324 | $4,478,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 65,995 | $4,416,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 82,075 | $4,389,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 40,497 | $4,368,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,322 | $4,343,000 | thousands by filing date | |
| PACER FDS TR | 69374H717 | CMN | 99,184 | $4,084,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 22,995 | $3,890,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 23,792 | $3,842,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 10,710 | $3,834,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 17,617 | $3,640,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 120,234 | $3,543,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 128,401 | $3,482,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 28,847 | $3,408,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 88,247 | $3,405,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 31,101 | $3,279,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 20,439 | $3,199,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,065 | $3,152,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 113,581 | $3,068,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 44,682 | $3,027,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 51,008 | $3,000,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 65,207 | $2,979,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 302,762 | $2,958,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,624 | $2,927,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,904 | $2,923,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 17,856 | $2,923,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 38,320 | $2,845,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 20,025 | $2,791,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,028 | $2,748,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 32,161 | $2,729,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 68,723 | $2,635,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 60,269 | $2,592,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 16,150 | $2,588,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 15,660 | $2,572,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 49,263 | $2,482,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 45,287 | $2,446,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 25,598 | $2,411,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 12,169 | $2,385,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 35,446 | $2,369,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 30,131 | $2,351,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 20,438 | $2,347,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 111,088 | $2,280,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 14,669 | $2,206,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,602 | $2,075,000 | thousands by filing date | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 53,735 | $2,066,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 33,376 | $1,975,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 31,802 | $1,961,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 25,496 | $1,921,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 8,798 | $1,868,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 8,100 | $1,771,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 34,964 | $1,756,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 16,559 | $1,720,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 32,555 | $1,708,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,665 | $1,707,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 119,382 | $1,618,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 16,556 | $1,616,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 12,546 | $1,597,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 43,236 | $1,559,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,400 | $1,530,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 48,291 | $1,525,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 11,495 | $1,522,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 14,994 | $1,521,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 33,645 | $1,509,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 19,086 | $1,499,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 32,683 | $1,496,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 3,925 | $1,463,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,313 | $1,456,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,099 | $1,421,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 18,037 | $1,411,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,967 | $1,379,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,263 | $1,377,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 3,405 | $1,375,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,671 | $1,371,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 22,098 | $1,369,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 11,580 | $1,347,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,751 | $1,296,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,349 | $1,290,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 7,615 | $1,287,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 20,473 | $1,285,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 22,680 | $1,269,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,901 | $1,255,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 37,915 | $1,239,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 38,784 | $1,233,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 7,218 | $1,222,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 10,560 | $1,222,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 22,461 | $1,220,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 20,224 | $1,210,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 15,732 | $1,206,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,079 | $1,203,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 23,680 | $1,186,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 19,619 | $1,166,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 436 | $1,162,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,300 | $1,149,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 116,155 | $1,141,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 25,044 | $1,140,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 21,604 | $1,135,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 11,911 | $1,128,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,940 | $1,127,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 9,026 | $1,109,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,340 | $1,106,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 27,733 | $1,104,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 5,598 | $1,097,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 35,847 | $1,090,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 4,444 | $1,066,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 28,915 | $1,065,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 9,632 | $1,065,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 21,707 | $1,058,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 40,805 | $1,053,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 20,780 | $1,049,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 8,318 | $1,043,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 27,063 | $1,042,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,650 | $1,020,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 100,469 | $1,016,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,915 | $1,011,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,637 | $1,000,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 9,399 | $990,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 57,601 | $988,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,086 | $984,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 10,376 | $980,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 11,283 | $970,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,444 | $962,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 18,001 | $959,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 24,382 | $956,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 52,350 | $952,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 12,111 | $950,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 60,832 | $950,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 10,380 | $949,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 60,766 | $948,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 33,914 | $927,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 68,785 | $922,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 79,050 | $916,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 32,010 | $911,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 59,867 | $911,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 16,720 | $910,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 7,913 | $908,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,516 | $903,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 19,193 | $903,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,949 | $901,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 65,658 | $900,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 11,586 | $876,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 17,243 | $868,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,559 | $866,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 10,550 | $855,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 14,667 | $851,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,004 | $849,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 11,917 | $840,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,488 | $835,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 7,062 | $825,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 11,769 | $824,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 13,457 | $823,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 12,827 | $799,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 7,580 | $789,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 11,594 | $788,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,872 | $785,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,069 | $773,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 29,931 | $768,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 12,220 | $767,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171103 | CMN | 78,341 | $766,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 21,517 | $759,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 19,538 | $758,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 6,710 | $752,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 20,768 | $742,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,935 | $741,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 19,382 | $740,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 6,697 | $738,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 16,318 | $733,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,268 | $725,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,771 | $721,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 93,693 | $720,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 16,494 | $701,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 13,351 | $696,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 14,982 | $692,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 9,242 | $691,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 69,112 | $690,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 23,197 | $688,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 5,393 | $682,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 20,927 | $681,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,269 | $680,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,788 | $680,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 6,532 | $665,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,085 | $662,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,881 | $659,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 17,400 | $654,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 91,638 | $647,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 8,835 | $644,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 105,070 | $641,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 10,868 | $637,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,669 | $632,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 7,846 | $627,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,270 | $626,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 15,943 | $623,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,426 | $615,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,090 | $611,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 7,686 | $607,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 49,716 | $606,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,748 | $577,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 15,733 | $571,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 6,543 | $571,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,699 | $569,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 15,581 | $568,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 206,100 | $567,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,042 | $565,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 17,820 | $557,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4,614 | $554,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 8,523 | $553,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,341 | $551,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 8,187 | $547,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,450 | $546,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,319 | $545,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 14,232 | $534,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,821 | $531,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 14,782 | $526,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 74,772 | $523,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,440 | $519,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,465 | $505,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 5,060 | $503,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 28,172 | $499,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 7,323 | $498,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 5,529 | $476,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,728 | $465,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 13,400 | $459,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,865 | $458,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 7,637 | $458,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 12,842 | $448,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,540 | $447,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 6,824 | $439,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,164 | $436,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 4,866 | $435,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,906 | $431,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,148 | $425,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,871 | $425,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,644 | $425,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,350 | $423,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 8,274 | $419,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $411,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,709 | $410,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 20,395 | $410,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 6,594 | $410,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,849 | $409,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 8,348 | $404,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,025 | $402,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 10,522 | $402,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 12,804 | $399,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 39,900 | $395,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 72,960 | $393,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 39,880 | $391,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 12,217 | $387,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 10,625 | $385,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 9,385 | $385,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 6,423 | $385,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 9,054 | $384,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 15,138 | $383,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 11,428 | $381,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 7,319 | $379,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,347 | $377,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 4,188 | $377,000 | thousands by filing date | |
| MGC | 921910873 | COM | 2,462 | $375,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L208 | UNIT 01/12/2026 | 36,500 | $375,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 14,495 | $374,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 21,421 | $374,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 6,469 | $368,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,907 | $367,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 31,445 | $356,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,188 | $349,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 8,273 | $348,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 19,280 | $348,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,612 | $347,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,909 | $346,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 34,500 | $342,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,548 | $341,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 7,814 | $341,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,856 | $340,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,322 | $338,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,791 | $337,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 10,226 | $335,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 10,050 | $332,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,200 | $329,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,320 | $328,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,346 | $326,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 16,502 | $326,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,967 | $325,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 3,133 | $323,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,125 | $323,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 23,825 | $323,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,141 | $320,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 7,115 | $319,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,122 | $314,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 6,272 | $314,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 7,356 | $311,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 639 | $310,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,463 | $304,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,680 | $303,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,682 | $302,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M205 | UNIT 01/28/2028 | 30,500 | $301,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,838 | $300,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 4,955 | $299,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,997 | $298,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 10,500 | $298,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,560 | $296,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 885 | $292,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 5,844 | $292,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 7,510 | $287,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,567 | $286,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,557 | $281,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,748 | $279,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,480 | $277,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 964 | $275,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 10,914 | $273,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,987 | $269,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 64,492 | $268,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 986 | $267,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 4,256 | $266,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 1,500 | $265,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 4,600 | $265,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 3,596 | $263,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,192 | $262,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 9,999 | $260,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,963 | $259,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 306 | $257,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,822 | $256,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 15,777 | $255,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,749 | $254,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,512 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,275 | $252,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 10,112 | $250,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,119 | $246,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,181 | $243,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 9,224 | $242,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,243 | $241,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,481 | $240,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,802 | $240,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 13,940 | $238,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,165 | $235,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,200 | $235,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,858 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 4,910 | $233,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,603 | $231,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 4,369 | $230,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,767 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,880 | $228,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F821 | ACTV FCTR LGCP | 8,978 | $227,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 15,955 | $226,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,110 | $226,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 6,200 | $225,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 870 | $224,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,272 | $222,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,256 | $221,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 977 | $219,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,380 | $219,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,338 | $218,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 900 | $218,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 560 | $216,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 479 | $215,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 1,961 | $214,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 7,455 | $212,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,290 | $210,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,422 | $208,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 9,551 | $207,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 675 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 867 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 2,280 | $204,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,050 | $203,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,280 | $203,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,157 | $203,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 2,822 | $203,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 20,775 | $203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 4,239 | $202,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 23,819 | $201,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 25,000 | $200,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H205 | UNIT 01/05/2026 | 19,880 | $199,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 20,000 | $198,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 20,000 | $196,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 12,622 | $195,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 52,394 | $190,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 19,000 | $188,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 25,100 | $181,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 18,000 | $178,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 12,650 | $157,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 11,372 | $157,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 15,615 | $153,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,000 | $149,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 21,175 | $139,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 15,500 | $131,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 13,250 | $129,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 13,000 | $127,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 10,000 | $126,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R203 | UNIT 01/15/2026 | 12,300 | $122,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 11,100 | $109,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M205 | UNIT 01/06/2026 | 10,100 | $102,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N209 | UNIT 99/99/9999 | 10,000 | $100,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L204 | UNT | 10,000 | $99,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 10,700 | $71,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,000 | $46,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 30,146 | $31,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $8,000 | thousands by filing date | principal |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 11,355 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000200724-21-000005 | this filing | 2021-11-12 | acceptance time not in the bulk data set |